SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Triad Investment Management

CIK 0001615717 · 1301 DOVE STREET, SUITE 1080, NEWPORT BEACH, CA, 92660 · 9496793991

Reported Value
$71M
Q3 2020
Positions
51
Filings on Record
21
2019–present window
Filed
Nov 9, 2020
original filing

Summary

Triad Investment Management reported $71M in U.S.-listed holdings across 51 positions for Q3 2020.

Its largest position, VAC, represents 7.4% of the portfolio.

Compared with Q2 2020, the fund opened 2 new positions and exited 3.

Portfolio Metrics

Turnover
+6.1%
vs prior filed quarter
Top-10 Concentration
+49.9%
share of reported value
Largest Position
+7.4%
Marriott Vactins Worldwid
New / Exited
2 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $98MQ1 ’19Q2 ’19: $97MQ3 ’19: $92MQ4 ’19: $103MQ4 ’19Q1 ’20: $58MQ2 ’20: $74MQ3 ’20: $71MQ3 ’20Q4 ’20: $90MQ1 ’22: $106MQ2 ’22: $68MQ2 ’22Q3 ’22: $58MQ4 ’22: $64MQ2 ’23: $72MQ2 ’23Q3 ’23: $68MQ4 ’23: $76MQ1 ’24: $82MQ1 ’24Q4 ’25: $99MQ1 ’26: $85Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.2%Other: 6.8%Closed-End Fund: 6.7%US DOMESTIC: 3.5%REIT: 0.8%
  • Common Stock · 82.2% · $58M
  • Other · 6.8% · $5M
  • Closed-End Fund · 6.7% · $5M
  • US DOMESTIC · 3.5% · $2M
  • REIT · 0.8% · $532,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CDWCDW CORPNEW+10.7K10.7K+$1M$1M
CHTRCHARTER COMMUNICATIONS INC NNEW+348348+$217,000$217,000
ANNALY CAPITAL MANAGEMENT INSOLD OUT−323.1K0−$2M$0
SEACOR HOLDINGS INCSOLD OUT−530.0K0−$522,000$0
BROOKFIELD PROPERTY PARTRS LSOLD OUT−12.7K0−$126,000$0
BLWBLACKROCK LTD DURATION INC TTRIMMED−32.9K17.9K−$445,000$263,000
BWABORGWARNER INCTRIMMED−31.0K50.1K−$920,000$2M
HANESBRANDS INCTRIMMED−6.4K10.7K−$24,000$169,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

49 positions (from 51 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VACMARRIOTT VACTINS WORLDWID COCOM · NOTE 1.500% 9/17.43%$5M2.56M
2BROOKFIELD PPTY REIT INCCL A6.72%$5M387.6K
3OPLNKAR AUCTION SVCS INChistory →COM5.15%$4M252.2K
4OAKTREE SPECIALTY LENDING COCOM5.04%$4M734.8K
5WESTROCK COCOM4.77%$3M96.9K
6DISCOVERY INCCOM SER A · COM SER C4.63%$3M156.0K
7ATLAS CORPSHS4.17%$3M329.2K
8RABROOKFIELD REAL ASSETS INCOMhistory →SHS BEN INT4.11%$3M177.5K
9EVEUREATON VANCE CORPhistory →COM NON VTG3.97%$3M73.5K
10BENFRANKLIN RESOURCES INChistory →COM3.90%$3M135.1K
11ALSNALLISON TRANSMISSION HLDGS Ihistory →COM3.47%$2M69.8K
12MHKMOHAWK INDS INChistory →COM3.42%$2M24.7K
13WYNDHAM DESTINATIONS INCCOM2.93%$2M67.2K
14HTGCHERCULES CAPITAL INChistory →COM2.88%$2M175.8K
15AXTAAXALTA COATING SYS LTDhistory →COM2.83%$2M90.2K
16SSNCSS&C TECHNOLOGIES HLDGS INChistory →COM2.76%$2M32.1K
17BWABORGWARNER INChistory →COM2.75%$2M50.1K
18GBDCGOLUB CAP BDC INChistory →COM2.61%$2M139.1K
19SLBSCHLUMBERGER LTDhistory →COM2.47%$2M111.9K
20CNNECANNAE HLDGS INChistory →COM2.44%$2M46.2K
21THOTHOR INDS INChistory →COM2.31%$2M17.1K
22CBRECBRE GROUP INChistory →CL A2.16%$2M32.5K
23SLRCSOLAR CAP LTDhistory →COM2.11%$1M94.1K
24CDWCDW CORPhistory →COM1.81%$1M10.7K
25KFYKORN FERRYhistory →COM NEW1.78%$1M43.3K
26EFTEATON VANCE FLTING RATE INChistory →COM1.70%$1M100.9K
27MRC GLOBAL INCCOM1.45%$1M238.7K
28AXPAMERICAN EXPRESS COhistory →COM1.15%$812,0008.1K
29JNJJOHNSON & JOHNSONhistory →COM1.07%$754,0005.1K
30MACMACERICH COCOM0.75%$532,00078.4K
31WFCWELLS FARGO CO NEWCOM0.71%$498,00021.2K
32MSFTMICROSOFT CORPCOM0.66%$463,0002.2K
33DSLDOUBLELINE INCOME SOLUTIONSCOM0.51%$361,00022.6K
34LINDLINDBLAD EXPEDITIONS HLDGS ICOM0.46%$324,00038.0K
35CMCSACOMCAST CORP NEWCL A0.45%$318,0006.9K
36ALTRA INDL MOTION CORPCOM0.37%$263,0007.1K
37BLWBLACKROCK LTD DURATION INC TCOM SHS0.37%$263,00017.9K
38BCSFBAIN CAP SPECIALTY FIN INCCOM STK0.36%$257,00025.2K
39MRKMERCK & CO. INCCOM0.31%$222,0002.7K
40CHTRCHARTER COMMUNICATIONS INC NCL A0.31%$217,000348
41HANESBRANDS INCCOM0.24%$169,00010.7K
42LIBERTY TRIPADVISOR HLDGS INCOM SER A0.11%$79,00045.5K
43GENERAL ELECTRIC COCOM0.10%$70,00011.2K
44SMHISEACOR MARINE HLDGS INCCOM0.07%$49,00024.2K
45ENTERCOM COMMUNICATIONS CORPCL A0.07%$48,00029.8K
46CENTENNIAL RESOURCE DEV INCCL A0.06%$41,00068.6K
47AIGAMERICAN INTL GROUP INC*W EXP 01/19/2020.05%$38,000240.5K
48PTENPATTERSON UTI ENERGY INCCOM0.04%$31,00010.7K
49CBL & ASSOC PPTYS INCCOM0.01%$7,00041.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$85M36May 8, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$99M36Jan 16, 202613F-HRchanges · EDGAR ↗
Q1 2024$82M42Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$76M44Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$68M46Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$72M57Jul 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$64M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M55Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$68M60Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M62Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2020$90M54Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M51Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$74M52Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M48May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$103M45Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$92M45Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$97M43Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$98M50Apr 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.