SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Triad Investment Management

CIK 0001615717 · 1301 DOVE STREET, SUITE 1080, NEWPORT BEACH, CA, 92660 · 9496793991

Reported Value
$58M
Q1 2020
Positions
48
Filings on Record
21
2019–present window
Filed
May 12, 2020
original filing

Summary

Triad Investment Management reported $58M in U.S.-listed holdings across 48 positions for Q1 2020.

Its largest position, VAC, represents 6.4% of the portfolio.

Compared with Q4 2019, the fund opened 12 new positions and exited 9.

Portfolio Metrics

Turnover
+7.9%
vs prior filed quarter
Top-10 Concentration
+50.1%
share of reported value
Largest Position
+6.4%
Marriott Vactins Worldwid
New / Exited
12 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $98MQ1 ’19Q2 ’19: $97MQ3 ’19: $92MQ4 ’19: $103MQ4 ’19Q1 ’20: $58MQ2 ’20: $74MQ3 ’20: $71MQ3 ’20Q4 ’20: $90MQ1 ’22: $106MQ2 ’22: $68MQ2 ’22Q3 ’22: $58MQ4 ’22: $64MQ2 ’23: $72MQ2 ’23Q3 ’23: $68MQ4 ’23: $76MQ1 ’24: $82MQ1 ’24Q4 ’25: $99MQ1 ’26: $85Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 79.4%Closed-End Fund: 9.3%Other: 6.0%US DOMESTIC: 4.4%REIT: 0.8%
  • Common Stock · 79.4% · $46M
  • Closed-End Fund · 9.3% · $5M
  • Other · 6.0% · $3M
  • US DOMESTIC · 4.4% · $3M
  • REIT · 0.8% · $471,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VACMARRIOTT VACTINS WORLDWID CONEW+30.0K30.0K+$2M$2M
GBDCGOLUB CAP BDC INCNEW+121.7K121.7K+$2M$2M
HTGCHERCULES CAPITAL INCNEW+164.4K164.4K+$1M$1M
SLRCSOLAR CAP LTDNEW+45.8K45.8K+$533,000$533,000
DSLDOUBLELINE INCOME SOLUTIONSNEW+24.5K24.5K+$327,000$327,000
BCSFBAIN CAP SPECIALTY FIN INCNEW+22.2K22.2K+$206,000$206,000
ATLAS CORPNEW+15.1K15.1K+$116,000$116,000
PTENPATTERSON UTI ENERGY INCNEW+36.7K36.7K+$86,000$86,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

46 positions (from 48 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VACMARRIOTT VACTINS WORLDWID CONOTE 1.500% 9/1 · COM6.42%$4M2.63M
2CNNECANNAE HLDGS INChistory →COM5.98%$3M102.8K
3BROOKFIELD PPTY REIT INCCL A5.82%$3M394.6K
4RABROOKFIELD REAL ASSETS INCOMhistory →SHS BEN INT5.10%$3M202.6K
5WESTROCK COCOM5.09%$3M103.7K
6DISCOVERY INCCOM SER A · COM SER C5.05%$3M154.8K
7OAKTREE SPECIALTY LENDING COCOM4.46%$3M791.9K
8EVEUREATON VANCE CORPhistory →COM NON VTG4.37%$3M77.9K
9ALSNALLISON TRANSMISSION HLDGS Ihistory →COM3.99%$2M70.4K
10OPLNKAR AUCTION SVCS INChistory →COM3.77%$2M180.7K
11GSGOLDMAN SACHS GROUP INChistory →COM3.73%$2M13.9K
12BWABORGWARNER INChistory →COM3.46%$2M81.7K
13SSNCSS&C TECHNOLOGIES HLDGS INChistory →COM3.43%$2M45.1K
14MHKMOHAWK INDS INChistory →COM3.42%$2M25.8K
15THOTHOR INDS INChistory →COM3.36%$2M45.8K
16BENFRANKLIN RESOURCES INChistory →COM3.25%$2M112.1K
17WYNDHAM DESTINATIONS INCCOM2.75%$2M73.0K
18AXTAAXALTA COATING SYS LTDhistory →COM2.72%$2M90.5K
19SLBSCHLUMBERGER LTDhistory →COM2.66%$2M113.4K
20GBDCGOLUB CAP BDC INChistory →COM2.66%$2M121.7K
21EFTEATON VANCE FLTING RATE INChistory →COM2.44%$1M137.0K
22HTGCHERCULES CAPITAL INChistory →COM2.18%$1M164.4K
23MRC GLOBAL INCCOM1.81%$1M245.1K
24AXPAMERICAN EXPRESS COhistory →COM1.30%$750,0008.8K
25JNJJOHNSON & JOHNSONhistory →COM1.18%$677,0005.2K
26BLWBLACKROCK LTD DURATION INC Thistory →COM SHS1.16%$667,00052.9K
27WFCWELLS FARGO CO NEWhistory →COM1.06%$608,00021.2K
28DOEURDIAMOND OFFSHORE DRILLING INCOM1.00%$575,000314.3K
29SLRCSOLAR CAP LTDCOM0.93%$533,00045.8K
30SEACOR HOLDINGS INCNOTE 3.000%11/10.91%$522,000530.0K
31MACMACERICH COCOM0.82%$471,00083.7K
32MSFTMICROSOFT CORPCOM0.60%$347,0002.2K
33DSLDOUBLELINE INCOME SOLUTIONSCOM0.57%$327,00024.5K
34CMCSACOMCAST CORP NEWCL A0.41%$237,0006.9K
35AIGAMERICAN INTL GROUP INC*W EXP 01/19/2020.36%$206,000257.7K
36BCSFBAIN CAP SPECIALTY FIN INCCOM0.36%$206,00022.2K
37MRKMERCK & CO. INCCOM0.36%$206,0002.7K
38HANESBRANDS INCCOM0.29%$169,00021.5K
39BROOKFIELD PROPERTY PARTRS LUNIT LTD PARTN0.21%$121,00015.0K
40ATLAS CORPSHS0.20%$116,00015.1K
41PTENPATTERSON UTI ENERGY INCCOM0.15%$86,00036.7K
42OIIOCEANEERING INTL INCCOM0.07%$42,00014.2K
43RIGTRANSOCEAN LTDREG SHS0.06%$37,00031.6K
44CENTENNIAL RESOURCE DEV INCCL A0.04%$22,00084.3K
45LIBERTY TRIPADVISOR HLDGS INCOM SER A0.03%$18,00010.0K
46CBL & ASSOC PPTYS INCCOM0.01%$8,00039.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$85M36May 8, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$99M36Jan 16, 202613F-HRchanges · EDGAR ↗
Q1 2024$82M42Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$76M44Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$68M46Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$72M57Jul 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$64M56Jan 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M55Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$68M60Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M62Apr 27, 202213F-HRchanges · EDGAR ↗
Q4 2020$90M54Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M51Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$74M52Jul 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M48May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$103M45Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$92M45Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$97M43Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$98M50Apr 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.