SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Pettee Investors, Inc.

CIK 0001596901 · 137 ROWAYTON AVENUE, SUITE 430, ROWAYTON, CT, 06853 · 203 957 8880

Reported Value
$207M
Q1 2021
Positions
152
Filings on Record
30
2019–present window
Filed
May 3, 2021
original filing

Summary

Pettee Investors, Inc. reported $207M in U.S.-listed holdings across 152 positions for Q1 2021.

Its largest position, JNJ, represents 8.2% of the portfolio.

Compared with Q4 2020, the fund opened 6 new positions and exited 2.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+8.2%
Johnson Johnson
New / Exited
6 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $141MQ4 ’18Q1 ’19: $158MQ2 ’19: $157MQ3 ’19: $159MQ4 ’19: $175MQ4 ’19Q1 ’20: $139MQ2 ’20: $162MQ3 ’20: $173MQ4 ’20: $189MQ4 ’20Q1 ’21: $207MQ2 ’21: $213MQ3 ’21: $215MQ4 ’21: $239MQ4 ’21Q1 ’22: $227MQ2 ’22: $201MQ3 ’22: $186MQ2 ’23: $221MQ2 ’23Q3 ’23: $210MQ4 ’23: $226MQ1 ’24: $236MQ2 ’24: $207MQ2 ’24Q3 ’24: $205MQ4 ’24: $197MQ1 ’25: $168MQ2 ’25: $167MQ2 ’25Q3 ’25: $182MQ4 ’25: $178MQ1 ’26: $194Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 74.8%Other: 21.6%ADR: 2.3%REIT: 1.3%
  • Common Stock · 74.8% · $155M
  • Other · 21.6% · $45M
  • ADR · 2.3% · $5M
  • REIT · 1.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Anheuser-BuschNEW+3.9K3.9K+$244,000$244,000
SLBSchlumbergerNEW+8.5K8.5K+$230,000$230,000
LLYEli LillyNEW+1.2K1.2K+$224,000$224,000
PrologisNEW+2.0K2.0K+$207,000$207,000
Jacobs EngineeringNEW+1.6K1.6K+$207,000$207,000
TRVTravelersNEW+1.3K1.3K+$201,000$201,000
JKHYJack Henry & Assoc.ADDED+3.2K5.3K+$464,000$812,000
American Tower Corp.ADDED+1.6K2.8K+$408,000$670,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

124 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1JNJJohnson & Johnsonhistory →COM8.23%$17M103.7K
2JPMorgan ChaseCOM5.55%$11M75.5K
3Hoya Capital HousingCOM3.23%$7M176.2K
4AAPLApplehistory →COM2.95%$6M49.9K
5PGProcter & Gamblehistory →COM2.69%$6M41.1K
6INTCIntelhistory →COM2.61%$5M84.4K
7DISDisneyhistory →COM2.61%$5M29.3K
8PFEPfizerhistory →COM2.37%$5M135.2K
9NSRGYNestle ADRhistory →COM2.28%$5M42.2K
10MSFTMicrosofthistory →COM2.23%$5M19.6K
11BMYBristol-Myers Squibbhistory →COM2.23%$5M73.1K
12ABTAbbott Laboratorieshistory →COM1.93%$4M33.4K
13PEPPepsiCohistory →COM1.84%$4M26.9K
14ABBVAbbviehistory →COM1.78%$4M34.0K
15CLXCloroxhistory →COM1.72%$4M18.5K
16HDHome Depothistory →COM1.61%$3M10.9K
17AMATApplied Materialshistory →COM1.61%$3M24.9K
18EXMOCExxon Mobilhistory →COM1.51%$3M55.8K
19Alphabet Class CCOM1.48%$3M1.5K
20SPGIS&P Globalhistory →COM1.45%$3M8.5K
21MerckCOM1.36%$3M36.6K
22AMZNAmazonhistory →COM1.25%$3M839
23SCHWSchwab, Charleshistory →COM1.13%$2M35.8K
24WMWaste Managementhistory →COM1.10%$2M17.7K
25DellCOM1.06%$2M25.0K
26DIODDiodeshistory →COM1.02%$2M26.4K
27AXPAmerican Expresshistory →COM1.00%$2M14.7K
28MKCMcCormickCOM0.98%$2M22.7K
29IBMInternational Business MachineCOM0.97%$2M15.1K
30Verizon CommunicationsCOM0.97%$2M34.6K
31SNPSSynopsysCOM0.94%$2M7.9K
32Zimmer BiometCOM0.92%$2M11.9K
33CVXChevronCOM0.92%$2M18.2K
34PWRQuanta ServicesCOM0.89%$2M21.0K
35MCDMcDonald's Corp.COM0.85%$2M7.8K
36NEMNewmont Mining Corp.COM0.85%$2M29.0K
37Laboratory Corp. of AmericaCOM0.84%$2M6.8K
38ZoetisCOM0.83%$2M10.9K
39DHID R HortonCOM0.78%$2M18.1K
40AMGNAmgenCOM0.75%$2M6.3K
41ICLRIcon PLCCOM0.73%$2M7.7K
42DDDu Pont (E.I) de NemoursCOM0.73%$2M19.5K
43RSReliance Steel & AluminumCOM0.72%$1M9.8K
44VACMarriott Vacations WorldwideCOM0.67%$1M8.0K
45HUMHumanaCOM0.66%$1M3.3K
46UNPUnion PacificCOM0.65%$1M6.1K
47NDAQNasdaqCOM0.64%$1M9.0K
48ROKRockwell AutomationCOM0.64%$1M5.0K
49WMTWal-Mart StoresCOM0.64%$1M9.7K
50Match GroupCOM0.63%$1M9.5K
51UNHUnited Health GroupCOM0.62%$1M3.4K
52NVDANvidia Corp.COM0.60%$1M2.3K
53EMREmerson ElectricCOM0.60%$1M13.7K
54MAAMid America Apartment CommunitCOM0.59%$1M8.5K
55General ElectricCOM0.59%$1M92.6K
56LEALear Corp.COM0.59%$1M6.7K
57DOVDover Corp.COM0.58%$1M8.8K
58BDXBecton DickinsonCOM0.56%$1M4.8K
593MCOM0.55%$1M5.9K
60DOWDowCOM0.55%$1M17.8K
61DLBDolby Class ACOM0.53%$1M11.1K
62Store Cap CorpCOM0.52%$1M32.3K
63CMSCMS EnergyCOM0.45%$941,00015.4K
64National Health InvestorsCOM0.45%$940,00013.0K
65CTSHCognizant Technology SolutionsCOM0.45%$937,00012.0K
66INTUIntuitCOM0.43%$881,0002.3K
67QCOMQualcommCOM0.42%$873,0006.6K
68HUBBHubbellCOM0.41%$845,0004.5K
69HIIHuntington Ingalls Ind.COM0.40%$824,0004.0K
70UPSUnited Parcel Service 'B'COM0.40%$819,0004.8K
71JKHYJack Henry & Assoc.COM0.39%$812,0005.3K
72AWKAmerican Water WorksCOM0.39%$810,0005.4K
73LOWLowesCOM0.39%$800,0004.2K
74AMNAMN Healthcare Svcs.COM0.37%$774,00010.5K
75Truist FinancialCOM0.37%$770,00013.2K
76NSCNorfolk SouthernCOM0.34%$703,0002.6K
77URIUnited RentalsCOM0.33%$692,0002.1K
78UHSUniversal Health SvcsCOM0.33%$686,0005.1K
79MASMasco Corp.COM0.33%$676,00011.3K
80American Tower Corp.COM0.32%$670,0002.8K
81CVSCVS/CaremarkCOM0.32%$655,0008.7K
82CortevaCOM0.30%$618,00013.2K
83Terreno Realty Corp.COM0.29%$598,00010.3K
84WLKWestlake Chemical Corp.COM0.29%$596,0006.7K
85ORIOld RepublicCOM0.28%$590,00027.0K
86FedExCOM0.28%$585,0002.1K
87GSGoldman SachsCOM0.28%$579,0001.8K
88AMPAmeriprise FinancialCOM0.27%$558,0002.4K
89KRKrogerCOM0.27%$558,00015.5K
90Cisco SystemsCOM0.27%$555,00010.7K
91FLIRFlir SystemsCOM0.25%$528,0009.3K
92First American FinancialCOM0.25%$518,0009.2K
93Wyndham Hotels & ResortsCOM0.25%$517,0007.4K
94BNYBank of New York MellonCOM0.24%$499,00010.6K
95TGTTargetCOM0.22%$456,0002.3K
96EIXEdison InternationalCOM0.21%$440,0007.5K
97KMBKimberly ClarkCOM0.20%$423,0003.0K
98YUMYum! BrandsCOM0.18%$383,0003.5K
99FISFidelity National Info.COM0.18%$375,0002.7K
100CignaCOM0.18%$373,0001.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$194M115May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$178M111Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$182M108Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M109Aug 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$168M110May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$197M115Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$205M118Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$207M116Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$236M117May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$226M145Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$210M143Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M145Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review144May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review139Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$186M138Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$201M139Jul 25, 202213F-HRchanges · EDGAR ↗
Q1 2022$227M149May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$239M150Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$215M150Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$213M151Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$207M152May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$189M147Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$173M141Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$162M135Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M129May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$175M137Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$159M137Oct 30, 201913F-HRchanges · EDGAR ↗
Q2 2019$157M137Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$158M136Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$141M127Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • DEUTSCHE BANK AG\028-10103

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.