SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Pettee Investors, Inc.

CIK 0001596901 · 137 ROWAYTON AVENUE, SUITE 430, ROWAYTON, CT, 06853 · 203 957 8880

Reported Value
$139M
Q1 2020
Positions
129
Filings on Record
30
2019–present window
Filed
May 12, 2020
original filing

Summary

Pettee Investors, Inc. reported $139M in U.S.-listed holdings across 129 positions for Q1 2020.

Its largest position, JNJ, represents 11.6% of the portfolio.

Compared with Q4 2019, the fund opened 1 new position and exited 11.

Portfolio Metrics

Turnover
+1.2%
vs prior filed quarter
Top-10 Concentration
+36.8%
share of reported value
Largest Position
+11.6%
Johnson Johnson
New / Exited
1 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $141MQ4 ’18Q1 ’19: $158MQ2 ’19: $157MQ3 ’19: $159MQ4 ’19: $175MQ4 ’19Q1 ’20: $139MQ2 ’20: $162MQ3 ’20: $173MQ4 ’20: $189MQ4 ’20Q1 ’21: $207MQ2 ’21: $213MQ3 ’21: $215MQ4 ’21: $239MQ4 ’21Q1 ’22: $227MQ2 ’22: $201MQ3 ’22: $186MQ2 ’23: $221MQ2 ’23Q3 ’23: $210MQ4 ’23: $226MQ1 ’24: $236MQ2 ’24: $207MQ2 ’24Q3 ’24: $205MQ4 ’24: $197MQ1 ’25: $168MQ2 ’25: $167MQ2 ’25Q3 ’25: $182MQ4 ’25: $178MQ1 ’26: $194Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 77.4%Other: 18.2%ADR: 3.1%REIT: 1.4%
  • Common Stock · 77.4% · $107M
  • Other · 18.2% · $25M
  • ADR · 3.1% · $4M
  • REIT · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DALDeltaNEW+16.7K16.7K+$476,000$476,000
Wyndham DestinationsSOLD OUT−8.0K0−$412,000$0
CBRECBRE GroupSOLD OUT−4.9K0−$303,000$0
DFSEURDiscover Financial ServicesSOLD OUT−3.5K0−$293,000$0
DYHTargetSOLD OUT−2.1K0−$269,000$0
BACBank AmericaSOLD OUT−7.6K0−$267,000$0
CATCaterpillarSOLD OUT−1.7K0−$252,000$0
VerisignSOLD OUT−1.3K0−$250,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1JNJJohnson & Johnsonhistory →COM11.62%$16M123.1K
2JPMorgan ChaseCOM4.91%$7M75.7K
3INTCIntelhistory →COM3.13%$4M80.4K
4Nestle ADRCOM3.07%$4M41.5K
5PFEPfizerhistory →COM3.00%$4M127.8K
6PGProcter & Gamblehistory →COM2.76%$4M34.8K
7CLXCloroxhistory →COM2.36%$3M19.0K
8Hoya Capital Housing ETFCOM2.35%$3M172.1K
9BMYBristol-Myers Squibbhistory →COM2.28%$3M56.9K
10AAPLApplehistory →COM2.06%$3M11.3K
11DISDisneyhistory →COM2.06%$3M29.6K
12PEPPepsiCohistory →COM2.00%$3M23.1K
13MSFTMicrosofthistory →COM1.90%$3M16.7K
14ABTAbbott Laboratorieshistory →COM1.87%$3M32.9K
15ABBVAbbviehistory →COM1.80%$3M32.8K
16MerckCOM1.72%$2M31.0K
17EXMOCExxon Mobilhistory →COM1.62%$2M59.3K
18HDHome Depothistory →COM1.48%$2M11.0K
19SPGIS&P Globalhistory →COM1.42%$2M8.0K
20MCXMcCormickhistory →COM1.34%$2M13.2K
21Verizon CommunicationsCOM1.32%$2M34.1K
22WMWaste Managementhistory →COM1.14%$2M17.1K
23AMZNAmazonhistory →COM1.14%$2M811
24SNPSSynopsyshistory →COM1.12%$2M12.1K
25IBMInternational Business Machinehistory →COM1.09%$2M13.6K
26MCDMcDonald's Corp.COM0.93%$1M7.8K
27Alphabet Class CCOM0.92%$1M1.1K
28AMGNAmgenCOM0.92%$1M6.3K
29AMATApplied MaterialsCOM0.88%$1M26.7K
30SCHWSchwab, CharlesCOM0.88%$1M36.2K
31CHVChevronCOM0.86%$1M16.5K
32IACIEURIAC Interactive Corp.COM0.84%$1M6.5K
33ZoetisCOM0.82%$1M9.6K
34NEMNewmont Mining Corp.COM0.79%$1M24.1K
35DIODDiodesCOM0.76%$1M25.9K
36DellCOM0.76%$1M26.6K
37AXPAmerican ExpressCOM0.75%$1M12.2K
38CMSCMS EnergyCOM0.70%$974,00016.6K
39HUMHumanaCOM0.69%$961,0003.1K
40BDXBecton DickinsonCOM0.69%$952,0004.1K
41Icon PLCCOM0.69%$952,0007.0K
42RSReliance Steel & AluminumCOM0.67%$928,00010.6K
43Mid America Apartment CommunitCOM0.67%$926,0009.0K
44WMTWal-Mart StoresCOM0.66%$914,0008.0K
45NVDANvidia Corp.COM0.60%$839,0003.2K
46ROKRockwell AutomationCOM0.58%$808,0005.4K
47UNHUnited Health GroupCOM0.58%$803,0003.2K
483MCOM0.57%$796,0005.8K
49NDAQNasdaqCOM0.57%$793,0008.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$194M115May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$178M111Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$182M108Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M109Aug 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$168M110May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$197M115Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$205M118Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$207M116Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$236M117May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$226M145Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$210M143Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M145Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review144May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review139Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$186M138Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$201M139Jul 25, 202213F-HRchanges · EDGAR ↗
Q1 2022$227M149May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$239M150Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$215M150Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$213M151Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$207M152May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$189M147Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$173M141Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$162M135Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M129May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$175M137Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$159M137Oct 30, 201913F-HRchanges · EDGAR ↗
Q2 2019$157M137Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$158M136Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$141M127Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • DEUTSCHE BANK AG\028-10103

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.