SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Pettee Investors, Inc.

CIK 0001596901 · 137 ROWAYTON AVENUE, SUITE 430, ROWAYTON, CT, 06853 · 203 957 8880

Reported Value
$158M
Q1 2019
Positions
136
Filings on Record
30
2019–present window
Filed
Apr 26, 2019
original filing

Summary

Pettee Investors, Inc. reported $158M in U.S.-listed holdings across 136 positions for Q1 2019.

Its largest position, JNJ, represents 11.0% of the portfolio.

Compared with Q4 2018, the fund opened 9 new positions and exited 1.

Portfolio Metrics

Turnover
+1.8%
vs prior filed quarter
Top-10 Concentration
+34.5%
share of reported value
Largest Position
+11.0%
Johnson Johnson
New / Exited
9 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $141MQ4 ’18Q1 ’19: $158MQ2 ’19: $157MQ3 ’19: $159MQ4 ’19: $175MQ4 ’19Q1 ’20: $139MQ2 ’20: $162MQ3 ’20: $173MQ4 ’20: $189MQ4 ’20Q1 ’21: $207MQ2 ’21: $213MQ3 ’21: $215MQ4 ’21: $239MQ4 ’21Q1 ’22: $227MQ2 ’22: $201MQ3 ’22: $186MQ2 ’23: $221MQ2 ’23Q3 ’23: $210MQ4 ’23: $226MQ1 ’24: $236MQ2 ’24: $207MQ2 ’24Q3 ’24: $205MQ4 ’24: $197MQ1 ’25: $168MQ2 ’25: $167MQ2 ’25Q3 ’25: $182MQ4 ’25: $178MQ1 ’26: $194Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 75.6%Other: 20.7%ADR: 2.2%REIT: 1.5%
  • Common Stock · 75.6% · $120M
  • Other · 20.7% · $33M
  • ADR · 2.2% · $4M
  • REIT · 1.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Hoya Capital Housing ETFNEW+82.0K82.0K+$2M$2M
DellNEW+23.3K23.3K+$1M$1M
National Health InvestorsNEW+13.4K13.4K+$1M$1M
CBRECBRE GroupNEW+4.9K4.9K+$245,000$245,000
VerisignNEW+1.3K1.3K+$236,000$236,000
DUTMoody's Corp.NEW+1.2K1.2K+$226,000$226,000
BACBank AmericaNEW+7.6K7.6K+$209,000$209,000
4I1Philip MorrisNEW+2.4K2.4K+$208,000$208,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1JNJJohnson & Johnsonhistory →COM11.81%$19M134.0K
2JPMorgan ChaseCOM5.39%$9M84.5K
3PFEPfizerhistory →COM3.42%$5M127.8K
4EXMOCExxon Mobilhistory →COM3.05%$5M59.9K
5INTCIntelhistory →COM2.60%$4M76.6K
6PEPPepsiCohistory →COM2.42%$4M31.3K
7PGProcter & Gamblehistory →COM2.29%$4M34.8K
8Nestle ADRCOM2.24%$4M37.3K
9DowDuPontCOM1.95%$3M58.1K
10DISDisneyhistory →COM1.92%$3M27.4K
11CLXCloroxhistory →COM1.92%$3M19.0K
12ABBVAbbviehistory →COM1.67%$3M32.8K
13MerckCOM1.63%$3M31.0K
14ABTAbbott Laboratorieshistory →COM1.53%$2M30.4K
15BMYBristol-Myers Squibbhistory →COM1.42%$2M47.3K
16AAPLApplehistory →COM1.35%$2M11.3K
17MCXMcCormickhistory →COM1.34%$2M14.1K
18Hoya Capital Housing ETFCOM1.31%$2M82.0K
19CHVChevronhistory →COM1.31%$2M16.8K
20HDHome Depothistory →COM1.23%$2M10.2K
21IACIEURIAC Interactive Corp.history →COM1.19%$2M9.0K
22IBMInternational Business Machinehistory →COM1.18%$2M13.2K
23Verizon CommunicationsCOM1.08%$2M28.9K
24MSFTMicrosofthistory →COM1.07%$2M14.3K
25SPGIS&P Globalhistory →COM1.05%$2M7.9K
26WMWaste Managementhistory →COM1.04%$2M15.8K
27SCHWSchwab, Charleshistory →COM1.01%$2M37.4K
28MCDMcDonald's Corp.COM0.94%$1M7.8K
29SNPSSynopsysCOM0.88%$1M12.1K
30DellCOM0.86%$1M23.3K
31AXPAmerican ExpressCOM0.84%$1M12.2K
323MCOM0.76%$1M5.8K
33HUMHumanaCOM0.73%$1M4.4K
34AMATApplied MaterialsCOM0.68%$1M27.1K
35National Health InvestorsCOM0.66%$1M13.4K
36VAREURVarian Medical SystemsCOM0.66%$1M7.4K
37S76Store Cap CorpCOM0.66%$1M31.2K
38BDXBecton DickinsonCOM0.65%$1M4.1K
39Genesee & WyomingCOM0.65%$1M11.8K
40Mid America Apartment CommunitCOM0.64%$1M9.2K
41ZoetisCOM0.61%$968,0009.6K
42RSReliance Steel & AluminumCOM0.60%$956,00010.6K
43Alphabet Class CCOM0.60%$956,000815
44Icon PLCCOM0.60%$956,0007.0K
45AMGNAmgenCOM0.60%$945,0005.0K
46ROKRockwell AutomationCOM0.59%$940,0005.4K
47FLIRFlir SystemsCOM0.59%$940,00019.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$194M115May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$178M111Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$182M108Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$167M109Aug 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$168M110May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$197M115Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$205M118Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$207M116Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$236M117May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$226M145Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$210M143Oct 20, 202313F-HRchanges · EDGAR ↗
Q2 2023$221M145Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review144May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review139Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$186M138Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$201M139Jul 25, 202213F-HRchanges · EDGAR ↗
Q1 2022$227M149May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$239M150Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$215M150Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$213M151Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$207M152May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$189M147Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$173M141Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$162M135Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$139M129May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$175M137Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$159M137Oct 30, 201913F-HRchanges · EDGAR ↗
Q2 2019$157M137Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$158M136Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$141M127Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • DEUTSCHE BANK AG\028-10103

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.