SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Almitas Capital LLC

CIK 0001596468 · 1335 4TH STREET, SUITE 400, SANTA MONICA, CA, 90401 · 310-573-4343

Reported Value
$134M
Q3 2022
Positions
87
Filings on Record
28
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Almitas Capital LLC reported $134M in U.S.-listed holdings across 87 positions for Q3 2022.

Its largest position, Great Ajax Corp 7 25 Cv Sr Nt 24, represents 12.3% of the portfolio.

Compared with Q2 2022, the fund opened 12 new positions and exited 44.

Portfolio Metrics

Turnover
+18.8%
vs prior filed quarter
Top-10 Concentration
+59.5%
share of reported value
Largest Position
+12.3%
Great Ajax Corp 7 25 Cv Sr Nt 24
New / Exited
12 / 44
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $148MQ4 ’18Q1 ’19: $140MQ2 ’19: $96MQ3 ’19: $93MQ4 ’19: $115MQ4 ’19Q1 ’20: $45MQ2 ’20: $80MQ3 ’20: $74MQ4 ’20: $99MQ4 ’20Q1 ’22: $168MQ2 ’22: $193MQ3 ’22: $134MQ4 ’22: $217MQ4 ’22Q1 ’23: $209MQ2 ’23: $234MQ3 ’23: $209MQ4 ’23: $290MQ4 ’23Q1 ’24: $242MQ2 ’24: $241MQ3 ’24: $283MQ4 ’24: $456MQ4 ’24Q1 ’25: $301MQ2 ’25: $396MQ3 ’25: $867MQ4 ’25: $454MQ4 ’25Q1 ’26: $443Mfilingsflow.com

Portfolio Composition

By security type
Closed-End Fund: 34.5%REIT: 19.1%Other: 18.2%Common Stock: 16.0%PUBLIC: 12.3%
  • Closed-End Fund · 34.5% · $46M
  • REIT · 19.1% · $26M
  • Other · 18.2% · $24M
  • Common Stock · 16.0% · $21M
  • PUBLIC · 12.3% · $16M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ORCHID IS CAP INCNEW+1.16M1.16M+$10M$10M
WESTERN ASSET MTG CAP CORPNEW+111.0K111.0K+$1M$1M
FIRST EAGLE ALTR CAP BDC INCNEW+237.1K237.1K+$678,000$678,000
STEWSRH TOTAL RETURN FUND INCNEW+25.8K25.8K+$281,000$281,000
DELAWARE ENHANCED GLOBAL DIVNEW+37.5K37.5K+$257,000$257,000
ESSENT GROUP LTDNEW+4.3K4.3K+$150,000$150,000
FIRST TRNEW+47.0K47.0K+$134,000$134,000
WHEELER REAL ESTATE INVT TRNEW+5.5K5.5K+$65,000$65,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

50 positions
#IssuerClass% PortfolioValueShares
1GREAT AJAX CORP 7.25 CV SR NT 247.25 CV SR NT 2412.28%$16M689.4K
2PNNTPENNANTPARK INVT CORPhistory →COM10.74%$14M2.63M
3ORCHID IS CAP INCCOM NEW ADDED7.13%$10M1.16M
4TORTOISE MIDSTRM ENERGY FD ICOM6.06%$8M251.1K
5MFA FINL INCCOM5.24%$7M901.3K
6BCATEURBLACKROCK CAP ALLOCATION TRhistory →COM4.10%$5M403.1K
7ECATBLACKROCK ESG CAP ALLC TRhistory →SHS BEN INT3.86%$5M403.3K
8GREAT AJAX CORPCOM3.73%$5M664.6K
9CCIFVERTICAL CAP INCOME FDhistory →SHS BEN INT3.64%$5M546.2K
10NPCTNUVEEN CORE PLUS IMPACT FUNDhistory →COM BEN INT2.77%$4M361.7K
11CENTER COAST BRKFLD MLP ENRGSHS BEN INT2.75%$4M222.6K
12NEW YORK MTG TRCOM PAR $.02INC2.42%$3M1.38M
13TYGTORTOISE ENERGY INFRA CORPhistory →COM2.23%$3M99.9K
14SRVCUSHING MLP & INFRASTRUCThistory →COM NEW2.10%$3M86.2K
15SAFEGUARD SCIENTIFICS INCCOM NEW1.99%$3M713.4K
16LADDER CAP CORPCL A1.96%$3M293.1K
17BRSPBRIGHTSPIRE CAPITAL INChistory →COM CL A1.75%$2M371.7K
18RDNRADIAN GROUP INChistory →COM1.61%$2M111.9K
19NXGCUSHING NEXTGEN INFRA INCM Fhistory →COM1.53%$2M55.7K
20TEMPLETON GLOBAL INCOME FDCOM1.43%$2M469.6K
21MTGMGIC INVT CORP WIShistory →COM1.30%$2M136.2K
22CLEARBRIDGE MLP AND MIDSTRMCOM1.14%$2M57.9K
23ABRDN ASIA PACIFIC INCOME FUCOM1.13%$2M601.6K
24BARINGS PARTN INVS SH BEN INTSH BEN INT1.11%$1M131.0K
25EARNELLINGTON RESIDENTIAL MTG REhistory →SHS BEN INTCOM1.10%$1M239.0K
26MORGAN STANLEY EMERGING MKTSCOM1.09%$1M362.1K
27XJQCXNUVEEN CR STRATEGIES INCOMEhistory →SHSCOM1.07%$1M281.6K
28NUVEEN EMERGING MKTS DEBT 20COM1.07%$1M223.5K
29RDIREADING INTL INCCL A0.95%$1M384.7K
30WESTERN ASSET MTG CAP CORPCOM ADDED0.93%$1M111.0K
31GENERAL AMERN INVS CO INCCOM0.74%$986,00029.1K
32IIFMORGAN STANLEY INDIA INVT FDCOM0.70%$934,00040.1K
33JLSNUVEEN MORTGAGE AND INCOME FCOM0.64%$852,00052.9K
34SEVNSEVEN HILLS REALTY TRUSTCOM0.59%$790,00086.6K
35FIRST EAGLE ALTR CAP BDC INCCOM0.51%$678,000237.1K
36NUVEEN OHIO QLTY MUN INCOMECOM0.48%$646,00055.0K
37ADECOAGRO S ACOM0.47%$625,00075.5K
38BARINGS CORPORATE INVSCOM0.44%$595,00045.9K
39BKCCUSDBLACKROCK CAP INVT CORPCOM0.42%$569,000167.8K
40PFXPHENIXFIN CORPCOM0.40%$535,00015.3K
41NICHOLAS FINL INC BCCOM NEW0.39%$522,00091.7K
42GOLDMAN SACHS MLP ENERGY RENCOM0.34%$461,00038.4K
43TORTOISE PWR & ENERGY INFRASCOM0.32%$427,00034.2K
44GREENLIGHT CAPITAL RE LTDCLASS A0.27%$367,00049.3K
45TORTOISE ENERGY INDEPENDENCCOM0.26%$349,00012.3K
46NRGXEURPIMCO ENERGY & TACTICAL CR OSHS BEN INTCOM0.26%$343,00025.3K
47ESM ACQUISITION CORPORATIONUNIT 99/99/99990.22%$297,00030.0K
48TIPTTIPTREE INCCOM0.22%$294,00027.3K
49STEWSRH TOTAL RETURN FUND INCCOM0.21%$281,00025.8K
50DELAWARE ENHANCED GLOBAL DIVCOM0.19%$257,00037.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$443M115May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$454M107Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025REVEALED$867M128Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$396M82Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$301M81May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$456M92Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$283M69Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$241M76Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$242M69May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$290M116Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$209M88Nov 21, 2023RESTATEMENTchanges · EDGAR ↗
Q2 2023$234M92Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$209M97May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$217M128Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$134M87Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$193M119Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$168M85May 16, 202213F-HRchanges · EDGAR ↗
Q4 2020$99M54Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$74M46Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$80M46Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$45M46May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$115M65Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$93M47Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$96M55Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$140M60May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$148M85Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.