SEC 13F Intelligence

CLEARBRIDGE MLP AND MIDSTRM

CUSIP 18469Q207

Clearbridge Mlp And Midstrm has 38 institutional holders in Filings Flow’s 13F database, together reporting 1.49M shares worth $42M as of Q4 2022. The largest reported holders are Advisors Asset Management, Inc., Sessa Capital Im, L.P., and Raymond James Financial Services Advisors, Inc..

Institutional Holders
38
Q4 2022
Reported Value
$42M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 33Q2 ’21Q4 ’21: 37Q4 ’21Q4 ’22: 38Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $28MQ2 ’21Q4 ’21: $35MQ4 ’21Q4 ’22: $42MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Almitas Capital LLC$443M AUM1.12%$3M65.5KQ1 2024OLDER
Matisse Capital$234M AUM0.81%$1M35.6KQ3 2023OLDER
DELPHI FINANCIAL GROUP, INC.$222M AUM0.59%$1M25.7KQ2 2024
Quarry LP$558M AUM0.28%$1M35.4KQ1 2024OLDER
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.25%$2M63.6KQ4 2023OLDER
Advisors Asset Management, Inc.$6.0B AUM0.24%$12M300.8KQ2 2024
ICON ADVISERS INC/CO$433M AUM0.23%$1M25.1KQ1 2024OLDER
Sessa Capital IM, L.P.$5.5B AUM0.20%$8M200.0KQ1 2024OLDER
Quantedge Capital Pte Ltd$183M AUM0.18%$373,82110.3KQ4 2023OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.18%$505,24612.4KQ2 2024
Oxbow Advisors, LLC$1.2B AUM0.16%$1M33.3KQ2 2024
Bulldog Investors, LLP$445M AUM0.08%$217,3945.3KQ2 2024
LexAurum Advisors, LLC$771M AUM0.06%$206,8196.4KQ3 2023OLDER
KAYNE ANDERSON CAPITAL ADVISORS LP$5.2B AUM0.05%$2M42.6KQ1 2024OLDER
Realta Investment Advisors$288M AUM0.05%$227,5895.5KQ1 2024OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.04%$541,69513.3KQ2 2024
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.03%$294,5087.1KQ1 2024OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.03%$1M32.2KQ2 2024
Schechter Investment Advisors, LLC$1.2B AUM0.03%$359,6118.8KQ2 2024
PRIVATE TRUST CO NA$1.1B AUM0.02%$222,5205.5KQ2 2024
CSS LLC/IL$2.1B AUM0.02%$460,17211.3KQ2 2024
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.02%$222,3165.5KQ2 2024
Icon Wealth Partners, LLC$880M AUM0.01%$130,6854.1KQ3 2023OLDER
Icon Wealth Advisors, LLC$1.5B AUM0.01%$164,0604.1KQ2 2024
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.01%$66,6751.6KQ2 2024
Woodline Partners LP$26.4B AUM0.01%$941,65426.0KQ4 2023OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.01%$6M157.1KQ2 2024
STEPHENS INC /AR/$8.0B AUM0.01%$543,46913.1KQ1 2024OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.01%$21,812535Q2 2024
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$553,04513.6KQ2 2024
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$706,52219.5KQ4 2023OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$51,5181.2KQ1 2024OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$355,0148.7KQ2 2024
CHOREO, LLC$8.1B AUM0.00%$207,9385.1KQ2 2024
STIFEL FINANCIAL CORP$108.8B AUM0.00%$3M67.9KQ2 2024
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$631,00015.5KQ2 2024
Highlander Capital Management, LLC$292M AUM0.00%$6,222150Q1 2024OLDER
COMERICA BANK$25.1B AUM0.00%$260,3526.4KQ2 2024
FRANKLIN RESOURCES INC$408.3B AUM0.00%$3M73.0KQ2 2024
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$244,0006.7KQ4 2023OLDER
Sanctuary Wealth Management, L.L.C.$151M AUM0.00%$52913Q2 2024
Bogart Wealth, LLC$2.6B AUM0.00%$6,894169Q2 2024
LPL Financial LLC$376.6B AUM0.00%$611,45615.0KQ2 2024
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$19,893489Q2 2024
UBS Group AG$666.3B AUM0.00%$949,43123.3KQ2 2024
TD Waterhouse Canada Inc.$33.7B AUM0.00%$15,384360Q3 2023OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$209,6315.8KQ4 2023OLDER
US BANCORP \DE\$82.4B AUM0.00%$79,5342.5KQ3 2023OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$124,1973.1KQ2 2024
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$274,2396.7KQ2 2024
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$9,058250Q4 2023OLDER
Invesco Ltd.$653.3B AUM0.00%$311,9347.7KQ2 2024
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$25,029615Q2 2024
CWM, LLC$38.1B AUM0.00%$6,000140Q2 2024
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$91322Q1 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.