SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Rikoon Group, LLC

CIK 0001576654 · 2218 OLD AREROYO CHAMISO, SANTA FE, NM, 87505 · 505-989-3581

Reported Value
$358M
Q4 2020
Positions
223
Filings on Record
11
2019–present window
Filed
Feb 16, 2021
amendment (RESTATEMENT)

Summary

Rikoon Group, LLC reported $358M in U.S.-listed holdings across 223 positions for Q4 2020.

Its largest position, AAPL, represents 6.1% of the portfolio.

Compared with Q3 2020, the fund opened 18 new positions and exited 6.

Portfolio Metrics

Turnover
+1.6%
vs prior filed quarter
Top-10 Concentration
+36.6%
share of reported value
Largest Position
+6.1%
Apple
New / Exited
18 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $241MQ4 ’18Q1 ’19: $269MQ2 ’19: $269MQ2 ’19Q3 ’19: $270MQ4 ’19: $291MQ4 ’19Q1 ’20: $241MQ2 ’20: $299MQ2 ’20Q3 ’20: $324MQ4 ’20: $358MQ4 ’20Q1 ’21: $376Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 81.3%ETP: 14.2%ADR: 2.5%Other: 0.9%REIT: 0.6%Other: 0.5%
  • Common Stock · 81.3% · $291M
  • ETP · 14.2% · $51M
  • ADR · 2.5% · $9M
  • Other · 0.9% · $3M
  • REIT · 0.6% · $2M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FINXGLOBAL X FDSNEW+15.7K15.7K+$735,000$735,000
UNILEVER PLCNEW+10.5K10.5K+$636,000$636,000
MKLMARKEL CORPNEW+571571+$590,000$590,000
IYTISHARES TRNEW+1.7K1.7K+$375,000$375,000
VTRSVIATRIS INCNEW+18.3K18.3K+$342,000$342,000
MELIMERCADOLIBRE INCNEW+175175+$293,000$293,000
ERTHINVESCO EXCHANGE TRADED FD TNEW+3.7K3.7K+$279,000$279,000
ICEINTERCONTINENTAL EXCHANGE INNEW+2.2K2.2K+$254,000$254,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

192 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.11%$22M164.3K
2IWMISHARES TRRUSSELL 2000 ETF · CORE S&P500 ETF · RUS MID CAP ETF · CORE S&P MCP ETF · MSCI EAFE ETF · MSCI EMG MKT ETF · S&P MC 400VL ETF · S&P 500 VAL ETF · RUS 2000 GRW ETF · TRANS AVG ETF · RUS 2000 VAL ETF · S&P MC 400GR ETF · S&P 500 GRWT ETF · CORE S&P US VLU · CORE HIGH DV ETF · PHLX SEMICND ETF · LATN AMER 40 ETF · MSCI USA ESG SLC4.74%$17M138.7K
3PGPROCTER AND GAMBLE COhistory →COM4.64%$17M119.3K
4JNJJOHNSON & JOHNSONhistory →COM4.30%$15M97.8K
5NFLXNETFLIX INChistory →COM4.10%$15M27.2K
6MSFTMICROSOFT CORPhistory →COM3.20%$11M51.5K
7ABBVABBVIE INChistory →COM2.91%$10M97.3K
8AMZNAMAZON COM INChistory →COM2.77%$10M3.0K
9ABTABBOTT LABShistory →COM1.93%$7M63.2K
10GPKGRAPHIC PACKAGING HLDG COhistory →COM1.91%$7M402.3K
11BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A1.79%$6M26.2K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.76%$6M16.8K
13HDHOME DEPOT INChistory →COM1.74%$6M23.5K
14MMM3M COhistory →COM1.72%$6M35.2K
15PFEPFIZER INChistory →COM1.64%$6M159.7K
16QQQINVESCO QQQ TRhistory →UNIT SER 11.57%$6M17.9K
17TFCTRUIST FINL CORPhistory →COM1.55%$6M115.5K
18EMREMERSON ELEC COhistory →COM1.51%$5M67.5K
19KOCOCA COLA COhistory →COM1.43%$5M93.1K
20VVISA INChistory →COM CL A1.39%$5M22.8K
21GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.26%$5M2.6K
22XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI HEALTHCARE · SBI INT-UTILS · TECHNOLOGY · SBI MATERIALS1.23%$4M54.2K
23FDXFEDEX CORPhistory →COM1.23%$4M16.9K
24PYPLPAYPAL HLDGS INChistory →COM1.17%$4M17.9K
25DISDISNEY WALT COhistory →COM1.02%$4M20.1K
26WBAWALGREENS BOOTS ALLIANCE INChistory →COM1.00%$4M90.0K
27WMTWALMART INCCOM0.99%$4M24.6K
28ITWILLINOIS TOOL WKS INCCOM0.99%$4M17.3K
29PEPPEPSICO INCCOM0.88%$3M21.0K
30MRKMERCK & CO. INCCOM0.85%$3M37.0K
31VGTVANGUARD WORLD FDSINF TECH ETF · FINANCIALS ETF · CONSUM STP ETF0.83%$3M20.4K
32BMYBRISTOL-MYERS SQUIBB COCOM0.82%$3M47.0K
33HONHONEYWELL INTL INCCOM0.80%$3M13.4K
34NEENEXTERA ENERGY INCCOM0.77%$3M35.8K
35COSTCOSTCO WHSL CORP NEWCOM0.74%$3M7.1K
36VTIVANGUARD INDEX FDSTOTAL STK MKT · EXTEND MKT ETF0.69%$2M13.1K
37VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · ALLWRLD EX US · FTSE EMR MKT ETF0.69%$2M38.1K
38BACBK OF AMERICA CORPCOM0.65%$2M77.1K
39MAMASTERCARD INCORPORATEDCL A0.58%$2M5.8K
40ARKKARK ETF TRINNOVATION ETF · NEXT GNRTN INTER0.56%$2M15.0K
41METAFACEBOOK INCCL A0.53%$2M7.0K
42EXMOCEXXON MOBIL CORPCOM0.52%$2M45.5K
43VZVERIZON COMMUNICATIONS INCCOM0.51%$2M31.3K
44FASTFASTENAL COCOM0.48%$2M35.5K
45MCDMCDONALDS CORPCOM0.47%$2M7.9K
46MDTMEDTRONIC PLCSHS0.46%$2M13.9K
47QCLNFIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN · NASD TECH DIV · CLOUD COMPUTING0.45%$2M23.9K
48QCOMQUALCOMM INCCOM0.44%$2M10.4K
49CVXCHEVRON CORP NEWCOM0.44%$2M18.5K
50TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.43%$2M14.0K
51ONEQFIDELITY COMWLTH TRNDQ CP IDX TRK0.43%$2M3.0K
52NVSNOVARTIS AGSPONSORED ADR0.42%$2M16.0K
53CMCSACOMCAST CORP NEWCL A0.41%$1M28.1K
54ORCLORACLE CORPCOM0.40%$1M22.4K
55CMICUMMINS INCCOM0.40%$1M6.4K
56TFXTELEFLEX INCORPORATEDCOM0.40%$1M3.5K
57TMTOYOTA MOTOR CORPSP ADR REP2COM0.40%$1M9.3K
58SYKSTRYKER CORPORATIONCOM0.39%$1M5.7K
59IBMINTERNATIONAL BUSINESS MACHSCOM0.39%$1M11.2K
60LMTLOCKHEED MARTIN CORPCOM0.39%$1M3.9K
61TSLATESLA INCCOM0.39%$1M2.0K
62TAT&T INCCOM0.38%$1M46.9K
63CRMSALESFORCE COM INCCOM0.36%$1M5.9K
64ECLECOLAB INCCOM0.36%$1M5.9K
65ACNACCENTURE PLC IRELANDSHS CLASS A0.34%$1M4.7K
66AZNNASTRAZENECA PLCSPONSORED ADR0.33%$1M23.8K
67JPMJPMORGAN CHASE & COCOM0.32%$1M9.1K
68UNPUNION PAC CORPCOM0.32%$1M5.4K
69KMBKIMBERLY-CLARK CORPCOM0.31%$1M8.3K
70UDRUDR INCCOM0.31%$1M29.1K
71UNHUNITEDHEALTH GROUP INCCOM0.31%$1M3.2K
72INTCINTEL CORPCOM0.30%$1M21.6K
73GLAXOSMITHKLINE PLCSPONSORED ADR0.30%$1M28.4K
74CVSCVS HEALTH CORPCOM0.28%$1M14.6K
75SLBSCHLUMBERGER LTDCOM0.27%$981,00044.7K
76AVYAVERY DENNISON CORPCOM0.27%$977,0006.3K
77PMPHILIP MORRIS INTL INCCOM0.27%$973,00011.6K
78CGNXCOGNEX CORPCOM0.27%$963,00012.0K
79KANSAS CITY SOUTHERNCOM NEW0.26%$948,0004.6K
80MAINMAIN STR CAP CORPCOM0.26%$947,00029.4K
81BCEBCE INCCOM NEW0.26%$914,00021.0K
82ROKUROKU INCCOM CL A0.25%$905,0002.7K
83AVGOBROADCOM INCCOM0.25%$902,0002.1K
84RTXRAYTHEON TECHNOLOGIES CORPCOM0.25%$892,00012.5K
85PHGKONINKLIJKE PHILIPS N VNY REG SH NEW0.25%$889,00016.4K
86SNYSANOFISPONSORED ADR0.25%$886,00018.2K
87INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL0.24%$874,00015.5K
88CLCOLGATE PALMOLIVE COCOM0.24%$866,00010.1K
89SSNCSS&C TECHNOLOGIES HLDGS INCCOM0.24%$860,00011.8K
90VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.23%$824,0005.8K
91BXBLACKSTONE GROUP INCCOM CL A0.23%$810,00012.5K
92CSLCARLISLE COS INCCOM0.23%$806,0005.2K
93XBMEXBLACKROCK HEALTH SCIENCES TRCOM0.22%$793,00016.7K
94CSCOCISCO SYS INCCOM0.22%$784,00017.5K
95RMDRESMED INCCOM0.21%$767,0003.6K
96DIREXION SHS ETF TRCONNECTED CONSUM0.21%$758,00012.7K
97ILMNILLUMINA INCCOM0.21%$740,0002.0K
98AMATAPPLIED MATLS INCCOM0.21%$738,0008.6K
99FINXGLOBAL X FDSFINTECH ETF0.21%$735,00015.7K
100SDYSPDR SER TRS&P DIVID ETF0.20%$732,0006.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2021$376M234May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$358M223Feb 16, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$324M211Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$299M211Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$241M186Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M201Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$270M202Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$269M201Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$269M200May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$241M194Feb 7, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SANDERS MORRIS HARRIS LLC028-12760

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.