SEC 13F Intelligence

Managers / Q1 2021

Rikoon Group, LLC

CIK 0001576654 · 2218 OLD AREROYO CHAMISO, SANTA FE, NM, 87505 · 505-989-3581

Reported Value
$376M
Q1 2021
Positions
234
Filings on Record
11
2019–present window
Filed
May 14, 2021
original filing

Summary

Rikoon Group, LLC reported $376M in U.S.-listed holdings across 234 positions for Q1 2021.

Its largest position, AAPL, represents 5.4% of the portfolio.

Compared with Q4 2020, the fund opened 17 new positions and exited 6.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+5.4%
Apple
New / Exited
17 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $241MQ4 ’18Q1 ’19: $269MQ2 ’19: $269MQ2 ’19Q3 ’19: $270MQ4 ’19: $291MQ4 ’19Q1 ’20: $241MQ2 ’20: $299MQ2 ’20Q3 ’20: $324MQ4 ’20: $358MQ4 ’20Q1 ’21: $376Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 80.6%ETP: 14.8%ADR: 2.4%Other: 1.0%REIT: 0.6%Other: 0.5%
  • Common Stock · 80.6% · $303M
  • ETP · 14.8% · $56M
  • ADR · 2.4% · $9M
  • Other · 1.0% · $4M
  • REIT · 0.6% · $2M
  • Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ETNEATON CORP PLCNEW+6.1K6.1K+$843,000$843,000
NXPINXP SEMICONDUCTORS N VNEW+1.8K1.8K+$353,000$353,000
MASMASCO CORPNEW+5.2K5.2K+$312,000$312,000
BPBP PLCNEW+12.0K12.0K+$293,000$293,000
COPCONOCOPHILLIPSNEW+4.7K4.7K+$251,000$251,000
IBBISHARES TRNEW+1.5K1.5K+$232,000$232,000
BOHBANK HAWAII CORPNEW+2.5K2.5K+$224,000$224,000
HAILSPDR SER TRNEW+3.6K3.6K+$219,000$219,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

197 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM5.39%$20M165.1K
2IWMISHARES TRRUSSELL 2000 ETF · CORE S&P500 ETF · RUS MID CAP ETF · CORE S&P MCP ETF · MSCI EAFE ETF · S&P MC 400VL ETF · MSCI EMG MKT ETF · TRANS AVG ETF · S&P 500 VAL ETF · RUS 2000 VAL ETF · RUS 2000 GRW ETF · S&P MC 400GR ETF · CORE S&P US VLU · S&P 500 GRWT ETF · CORE HIGH DV ETF · PHLX SEMICND ETF · LATN AMER 40 ETF · MSCI USA ESG SLC · NASDAQ BIOTECH · RUS 1000 ETF5.09%$19M142.5K
3PGPROCTER AND GAMBLE COhistory →COM4.30%$16M119.3K
4JNJJOHNSON & JOHNSONhistory →COM4.20%$16M96.1K
5NFLXNETFLIX INChistory →COM3.77%$14M27.2K
6MSFTMICROSOFT CORPhistory →COM3.25%$12M51.8K
7ABBVABBVIE INChistory →COM2.81%$11M97.5K
8AMZNAMAZON COM INChistory →COM2.52%$9M3.1K
9ABTABBOTT LABShistory →COM1.99%$7M62.4K
10GPKGRAPHIC PACKAGING HLDG COhistory →COM1.95%$7M402.3K
11HDHOME DEPOT INChistory →COM1.92%$7M23.6K
12BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A1.87%$7M26.1K
13MMM3M COhistory →COM1.81%$7M35.3K
14TFCTRUIST FINL CORPhistory →COM1.79%$7M115.5K
15SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.77%$7M16.8K
16QQQINVESCO QQQ TRhistory →UNIT SER 11.55%$6M18.2K
17PFEPFIZER INChistory →COM1.54%$6M159.9K
18EMREMERSON ELEC COhistory →COM1.51%$6M62.9K
19GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.43%$5M2.6K
20WBAWALGREENS BOOTS ALLIANCE INChistory →COM1.31%$5M90.0K
21VVISA INChistory →COM CL A1.29%$5M23.0K
22XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI HEALTHCARE · SBI INT-UTILS · TECHNOLOGY · SBI MATERIALS · ENERGY1.29%$5M59.8K
23FDXFEDEX CORPhistory →COM1.28%$5M16.9K
24KOCOCA COLA COhistory →COM1.27%$5M90.0K
25PYPLPAYPAL HLDGS INChistory →COM1.16%$4M17.9K
26ITWILLINOIS TOOL WKS INChistory →COM1.03%$4M17.4K
27DISDISNEY WALT COCOM0.99%$4M20.1K
28WMTWALMART INCCOM0.89%$3M24.6K
29BMYBRISTOL-MYERS SQUIBB COCOM0.80%$3M47.0K
30VGTVANGUARD WORLD FDSINF TECH ETF · FINANCIALS ETF0.79%$3M19.1K
31BACBK OF AMERICA CORPCOM0.78%$3M76.1K
32PEPPEPSICO INCCOM0.78%$3M20.8K
33HONHONEYWELL INTL INCCOM0.77%$3M13.4K
34MRKMERCK & CO. INCCOM0.77%$3M37.0K
35VTIVANGUARD INDEX FDSTOTAL STK MKT · EXTEND MKT ETF · SMALL CP ETF0.76%$3M14.0K
36NEENEXTERA ENERGY INCCOM0.72%$3M35.9K
37VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · ALLWRLD EX US · FTSE EMR MKT ETF0.68%$3M37.9K
38COSTCOSTCO WHSL CORP NEWCOM0.66%$2M7.0K
39EXMOCEXXON MOBIL CORPCOM0.65%$2M43.4K
40MAMASTERCARD INCORPORATEDCL A0.55%$2M5.8K
41ARKKARK ETF TRINNOVATION ETF · NEXT GNRTN INTER0.55%$2M15.8K
42METAFACEBOOK INCCL A0.53%$2M6.7K
43VZVERIZON COMMUNICATIONS INCCOM0.48%$2M31.0K
44FASTFASTENAL COCOM0.45%$2M33.6K
45CVXCHEVRON CORP NEWCOM0.45%$2M16.0K
46QCLNFIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN · NASD TECH DIV · CLOUD COMPUTING0.44%$2M24.6K
47TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.44%$2M13.9K
48CMICUMMINS INCCOM0.43%$2M6.3K
49MDTMEDTRONIC PLCSHS0.43%$2M13.5K
50ORCLORACLE CORPCOM0.42%$2M22.4K
51ONEQFIDELITY COMWLTH TRNASDAQ COMPSIT0.41%$2M3.0K
52MCDMCDONALDS CORPCOM0.41%$2M6.9K
53CMCSACOMCAST CORP NEWCL A0.40%$2M28.1K
54LMTLOCKHEED MARTIN CORPCOM0.40%$1M4.0K
55IBMINTERNATIONAL BUSINESS MACHSCOM0.40%$1M11.2K
56TMTOYOTA MOTOR CORPSP ADR REP2COM0.39%$1M9.5K
57TFXTELEFLEX INCORPORATEDCOM0.39%$1M3.5K
58QCOMQUALCOMM INCCOM0.39%$1M10.9K
59JPMJPMORGAN CHASE & COCOM0.38%$1M9.3K
60TAT&T INCCOM0.38%$1M46.7K
61INTCINTEL CORPCOM0.36%$1M21.2K
62NVSNOVARTIS AGSPONSORED ADR0.36%$1M15.7K
63TSLATESLA INCCOM0.35%$1M2.0K
64ACNACCENTURE PLC IRELANDSHS CLASS A0.35%$1M4.8K
65CRMSALESFORCE COM INCCOM0.34%$1M6.0K
66ECLECOLAB INCCOM0.34%$1M5.9K
67UDRUDR INCCOM0.33%$1M28.1K
68KANSAS CITY SOUTHERNCOM NEW0.33%$1M4.6K
69SLBSCHLUMBERGER LTDCOM0.32%$1M44.7K
70UNPUNION PAC CORPCOM0.32%$1M5.4K
71KMBKIMBERLY-CLARK CORPCOM0.31%$1M8.3K
72AVYAVERY DENNISON CORPCOM0.31%$1M6.3K
73AZNNASTRAZENECA PLCSPONSORED ADR0.31%$1M23.1K
74AMATAPPLIED MATLS INCCOM0.30%$1M8.6K
75UNHUNITEDHEALTH GROUP INCCOM0.30%$1M3.1K
76CVSCVS HEALTH CORPCOM0.29%$1M14.7K
77PMPHILIP MORRIS INTL INCCOM0.28%$1M11.6K
78GLAXOSMITHKLINE PLCSPONSORED ADR0.27%$1M28.4K
79SDYSPDR SER TRS&P DIVID ETF · S&P KENSHO SMART0.27%$1M10.4K
80MAINMAIN STR CAP CORPCOM0.27%$1M26.2K
81VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.27%$1M6.9K
82CGNXCOGNEX CORPCOM0.26%$996,00012.0K
83AVGOBROADCOM INCCOM0.26%$990,0002.1K
84RTXRAYTHEON TECHNOLOGIES CORPCOM0.26%$967,00012.5K
85SYKSTRYKER CORPORATIONCOM0.25%$950,0003.9K
86LABORATORY CORP AMER HLDGSCOM NEW0.25%$941,0003.7K
87PHGKONINKLIJKE PHILIPS N VNY REG SH NEW0.25%$936,00016.4K
88BXBLACKSTONE GROUP INCCOM0.25%$931,00012.5K
89FINXGLOBAL X FDSFINTECH ETF0.25%$925,00021.0K
90CSCOCISCO SYS INCCOM0.25%$922,00017.8K
91SBUXSTARBUCKS CORPCOM0.24%$909,0008.3K
92ROKUROKU INCCOM CL A0.24%$888,0002.7K
93DIREXION SHS ETF TRCONNECTED CONSUM0.23%$862,00014.2K
94SSNCSS&C TECHNOLOGIES HLDGS INCCOM0.23%$861,00012.3K
95CSLCARLISLE COS INCCOM0.23%$849,0005.2K
96CATCATERPILLAR INCCOM0.22%$845,0003.6K
97ETNEATON CORP PLCSHS0.22%$843,0006.1K
98CLCOLGATE PALMOLIVE COCOM0.22%$813,00010.3K
99SNYSANOFISPONSORED ADR0.22%$812,00016.4K
100XBMEXBLACKROCK HEALTH SCIENCES TRCOM0.21%$802,00017.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2021$376M234May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$358M223Feb 16, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$324M211Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$299M211Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$241M186Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M201Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$270M202Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$269M201Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$269M200May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$241M194Feb 7, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SANDERS MORRIS HARRIS LLC028-12760

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.