SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Rikoon Group, LLC

CIK 0001576654 · 2218 OLD AREROYO CHAMISO, SANTA FE, NM, 87505 · 505-989-3581

Reported Value
$270M
Q3 2019
Positions
202
Filings on Record
10
2019–present window
Filed
Nov 5, 2019
original filing

Summary

Rikoon Group, LLC reported $270M in U.S.-listed holdings across 202 positions for Q3 2019.

Its largest position, PG, represents 6.0% of the portfolio.

Compared with Q2 2019, the fund opened 7 new positions and exited 6.

Portfolio Metrics

Turnover
+4.6%
vs prior filed quarter
Top-10 Concentration
+32.0%
share of reported value
Largest Position
+6.0%
Procter Gamble
New / Exited
7 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $269MQ1 ’19Q2 ’19: $269MQ3 ’19: $270MQ3 ’19Q4 ’19: $291MQ1 ’20: $241MQ1 ’20Q2 ’20: $299MQ3 ’20: $324MQ3 ’20Q4 ’20: $358MQ1 ’21: $376MQ1 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.3%ETP: 12.9%ADR: 3.9%Other: 1.1%REIT: 1.1%Other: 0.8%
  • Common Stock · 80.3% · $217M
  • ETP · 12.9% · $35M
  • ADR · 3.9% · $10M
  • Other · 1.1% · $3M
  • REIT · 1.1% · $3M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE GROUP INCNEW+15.7K15.7K+$764,000$764,000
SSNCSS&C TECHNOLOGIES HLDGS INCNEW+4.4K4.4K+$226,000$226,000
TGTTARGET CORPNEW+2.1K2.1K+$221,000$221,000
FUTYFIDELITY COVINGTON TRNEW+5.2K5.2K+$220,000$220,000
WSOWATSCO INCNEW+1.2K1.2K+$206,000$206,000
PPAINVESCO EXCHANGE TRADED FD TNEW+3.0K3.0K+$201,000$201,000
SWXSOUTHWEST GAS HOLDINGS INCNEW+2.2K2.2K+$200,000$200,000
CSLCARLISLE COS INCADDED+4.9K6.4K+$724,000$932,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

171 positions (from 202 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PGPROCTER & GAMBLE COhistory →COM5.95%$16M129.3K
2IWMISHARES TRRUSSELL 2000 ETF · CORE S&P500 ETF · CORE S&P MCP ETF · MSCI EAFE ETF · RUS MID CAP ETF · S&P MC 400VL ETF · CORE S&P US VLU · RUS 2000 VAL ETF · S&P 500 VAL ETF · CORE HIGH DV ETF · MSCI ACWI ETF · S&P MC 400GR ETF · RUS 2000 GRW ETF · S&P 500 GRWT ETF · MSCI EMG MKT ETF4.59%$12M105.6K
3JNJJOHNSON & JOHNSONhistory →COM4.56%$12M95.1K
4AAPLAPPLE INChistory →COM3.41%$9M41.1K
5ABBVABBVIE INChistory →COM2.60%$7M92.6K
6BB&T CORPCOM2.29%$6M115.7K
7MSFTMICROSOFT CORPhistory →COM2.19%$6M42.5K
8MMM3M COhistory →COM2.17%$6M35.6K
9BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A2.17%$6M23.6K
10HDHOME DEPOT INChistory →COM2.12%$6M24.7K
11NFLXNETFLIX INChistory →COM2.03%$5M20.5K
12WBAWALGREENS BOOTS ALLIANCE INChistory →COM1.92%$5M93.7K
13ABTABBOTT LABShistory →COM1.91%$5M61.8K
14PFEPFIZER INChistory →COM1.82%$5M137.1K
15KOCOCA COLA COhistory →COM1.79%$5M87.9K
16EMREMERSON ELEC COhistory →COM1.70%$5M68.6K
17XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI HEALTHCARE · SBI INT-UTILS · TECHNOLOGY · SBI INT-FINL · ENERGY1.58%$4M73.2K
18SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.56%$4M14.2K
19EXMOCEXXON MOBIL CORPhistory →COM1.43%$4M54.8K
20AMZNAMAZON COM INChistory →COM1.33%$4M2.1K
21PEPPEPSICO INChistory →COM1.17%$3M23.0K
22FDXFEDEX CORPhistory →COM1.13%$3M20.8K
23ITWILLINOIS TOOL WKS INChistory →COM1.10%$3M18.9K
24GPKGRAPHIC PACKAGING HLDG COhistory →COM1.09%$3M197.8K
25VVISA INChistory →COM CL A1.09%$3M17.0K
26GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.06%$3M2.4K
27MRKMERCK & CO INChistory →COM1.02%$3M32.4K
28CVXCHEVRON CORP NEWhistory →COM1.01%$3M23.0K
29VTIVANGUARD INDEX FDSTOTAL STK MKT · REAL ESTATE ETF · SMALL CP ETF · EXTEND MKT ETF1.00%$3M20.0K
30VFHVANGUARD WORLD FDSFINANCIALS ETF · INF TECH ETF · CONSUM STP ETF0.98%$3M24.4K
31DISDISNEY WALT COCOM DISNEY0.96%$3M19.8K
32HONHONEYWELL INTL INCCOM0.87%$2M13.9K
33WMTWALMART INCCOM0.87%$2M19.8K
34QQQINVESCO QQQ TRUNIT SER 10.87%$2M12.4K
35TAT&T INCCOM0.87%$2M61.8K
36BMYBRISTOL MYERS SQUIBB COCOM0.86%$2M45.6K
37NEENEXTERA ENERGY INCCOM0.80%$2M9.3K
38BACBANK AMER CORPCOM0.79%$2M73.5K
39PYPLPAYPAL HLDGS INCCOM0.77%$2M20.0K
40IBMINTERNATIONAL BUSINESS MACHSCOM0.71%$2M13.3K
41VZVERIZON COMMUNICATIONS INCCOM0.70%$2M31.4K
42COSTCOSTCO WHSL CORP NEWCOM0.65%$2M6.1K
43SLBSCHLUMBERGER LTDCOM0.60%$2M46.5K
44PMPHILIP MORRIS INTL INCCOM0.58%$2M20.4K
45VTVANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · FTSE EMR MKT ETF · ALLWRLD EX US0.56%$2M29.4K
46FASTFASTENAL COCOM0.56%$2M46.3K
47UDRUDR INCCOM0.55%$1M30.8K
48MCDMCDONALDS CORPCOM0.55%$1M6.9K
49INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL0.53%$1M24.6K
50UTXZUNITED TECHNOLOGIES CORPCOM0.52%$1M10.3K
51MAINMAIN STREET CAPITAL CORPCOM0.52%$1M32.3K
52BCEBCE INCCOM NEW0.49%$1M27.1K
53KMBKIMBERLY CLARK CORPCOM0.49%$1M9.2K
54GLAXOSMITHKLINE PLCSPONSORED ADR0.48%$1M29.8K
55AZNNASTRAZENECA PLCSPONSORED ADR0.46%$1M27.7K
56JPMJPMORGAN CHASE & COCOM0.46%$1M10.5K
57TTENTOTAL S ASPONSORED ADS0.45%$1M23.0K
58CMICUMMINS INCCOM0.45%$1M7.4K
59PSXPHILLIPS 66COM0.44%$1M11.7K
60METAFACEBOOK INCCL A0.44%$1M6.7K
61TFXTELEFLEX INCCOM0.44%$1M3.5K
62SDYSPDR SERIES TRUSTS&P DIVID ETF · SSGA GNDER ETF0.44%$1M12.4K
63MAMASTERCARD INCCL A0.42%$1M4.2K
64INTCINTEL CORPCOM0.42%$1M22.1K
65EQNREQUINOR ASASPONSORED ADR0.42%$1M59.2K
66BABOEING COCOM0.41%$1M2.9K
67CMCSACOMCAST CORP NEWCL A0.40%$1M24.2K
68UNPUNION PACIFIC CORPCOM0.40%$1M6.7K
69NVSNOVARTIS A GSPONSORED ADR0.37%$1M11.6K
70CRMSALESFORCE COM INCCOM0.37%$1M6.8K
71TMTOYOTA MOTOR CORPSP ADR REP2COM0.37%$989,0007.4K
72BAXBAXTER INTL INCCOM0.36%$962,00011.0K
73LMTLOCKHEED MARTIN CORPCOM0.36%$959,0002.5K
74CSCOCISCO SYS INCCOM0.35%$958,00019.4K
75QCOMQUALCOMM INCCOM0.35%$957,00012.6K
76CSLCARLISLE COS INCCOM0.35%$932,0006.4K
77ORCLORACLE CORPCOM0.34%$920,00016.7K
78ACNACCENTURE PLC IRELANDSHS CLASS A0.33%$896,0004.7K
79BIDUBAIDU INCSPON ADR REP A0.33%$881,0008.6K
80UNHUNITEDHEALTH GROUP INCCOM0.33%$881,0004.1K
81KANSAS CITY SOUTHERNCOM NEW0.31%$849,0006.4K
82CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.31%$837,00013.9K
83SNYSANOFISPONSORED ADR0.31%$835,00018.0K
84PHGKONINKLIJKE PHILIPS N VNY REG SH NEW0.30%$818,00017.7K
85USBUS BANCORP DELCOM NEW0.30%$816,00014.7K
86ROYAL DUTCH SHELL PLCSPONS ADR A0.28%$769,00013.1K
87BXBLACKSTONE GROUP INCCOM CL A0.28%$764,00015.7K
88XBMEXBLACKROCK HEALTH SCIENCES TRCOM0.27%$725,00019.0K
89AVYAVERY DENNISON CORPCOM0.26%$711,0006.3K
90AON PLCSHS CL A0.26%$708,0003.7K
91TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.26%$694,00014.8K
92QCLNFIRST TR EXCHANGE TRADED FDNAS CLNEDG GREEN · NASD TECH DIV0.25%$685,00024.6K
93CVSCVS HEALTH CORPCOM0.25%$681,00010.8K
94BKNGBOOKING HLDGS INCCOM0.24%$638,000325
95BIPCBROOKFIELD INFRAST PARTNERSLP INT UNIT0.23%$615,00012.3K
96CAHCARDINAL HEALTH INCCOM0.23%$614,00012.9K
97ONEQFIDELITY COMWLTH TRNDQ CP IDX TRK0.23%$612,0001.9K
98SYKSTRYKER CORPCOM0.22%$592,0002.7K
99CSXCSX CORPCOM0.21%$564,0008.1K
100AAPADVANCE AUTO PARTS INCCOM0.21%$559,0003.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2021$376M234May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$358M223Feb 16, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$324M211Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$299M211Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$241M186Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$291M201Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$270M202Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$269M201Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$269M200May 1, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SANDERS MORRIS HARRIS LLC028-12760

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.