SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Financial Designs Corp

CIK 0001561383 · 540 W BASELINE RD STE 10, CLAREMONT, CA, 91711-1612 · 9096261642

Reported Value
$122M
Q4 2023
Positions
9
Filings on Record
14
2019–present window
Filed
Jan 19, 2024
original filing

Summary

Financial Designs Corp reported $122M in U.S.-listed holdings across 9 positions for Q4 2023.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 27.0% of reported value.

Compared with Q3 2023, the fund opened 7 new positions and exited 25.

Portfolio Metrics

Turnover
+95.2%
vs prior filed quarter
Largest Position
+27.0%
Ishares Tr
New / Exited
7 / 25
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’23: $134MQ1 ’23Q2 ’23: $137MQ3 ’23: $133MQ3 ’23Q4 ’23: $122MQ1 ’24: $152MQ1 ’24Q2 ’24: $145MQ3 ’24: $155MQ3 ’24Q4 ’24: $152MQ1 ’25: $144MQ1 ’25Q2 ’25: $163MQ3 ’25: $173MQ3 ’25Q4 ’25: $177MQ1 ’26: $180MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 100.0%
  • ETP · 100.0% · $122M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCH TRD SLF IDX FDNEW+239.7K239.7K+$12M$12M
FIRST TR EXCHNG TRADED FD VINEW+302.3K302.3K+$12M$12M
AMPLIFY ETF TRNEW+301.5K301.5K+$11M$11M
ISHARES TRNEW+158.0K158.0K+$10M$10M
VICTORY PORTFOLIOS IINEW+256.0K256.0K+$7M$7M
FIRST TR EXCHNG TRADED FD VINEW+142.5K142.5K+$6M$6M
INNOVATOR ETFS TRNEW+189.0K189.0K+$5M$5M
ISHARES TRADDED+309.2K313.5K+$33M$33M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

6 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P TTL STK · CORE US AGGBD ET · CORE MSCI TOTAL55.75%$68M722.8K
2FIRST TR EXCHNG TRADED FD VIVEST US EQTY BUF · TCW OPPORTUNIS14.81%$18M444.8K
3INVESCO EXCH TRD SLF IDX FDRUSL 1000 DYNM10.08%$12M239.7K
4AMPLIFY ETF TRCWP ENHANCED DIV9.01%$11M301.5K
5VICTORY PORTFOLIOS IISHARES FREE CASH5.93%$7M256.0K
6INNOVATOR ETFS TRDEFINED WLT SHLD4.42%$5M189.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$180M40Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$177M23Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$173M22Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$163M35Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$144M20Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$152M20Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$155M20Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$145M19Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$152M18Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$122M9Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M27Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$137M14Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$134M14Apr 27, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.