SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Financial Designs Corp

CIK 0001561383 · 540 W BASELINE RD STE 10, CLAREMONT, CA, 91711-1612 · 9096261642

Reported Value
$133M
Q3 2023
Positions
27
Filings on Record
14
2019–present window
Filed
Oct 31, 2023
original filing

Summary

Financial Designs Corp reported $133M in U.S.-listed holdings across 27 positions for Q3 2023.

The portfolio is heavily concentrated: Two Rds Shared Tr alone accounts for 68.8% of reported value.

Compared with Q2 2023, the fund opened 13 new positions and exited 0.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+98.8%
share of reported value
Largest Position
+68.8%
Two Rds Shared Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’23: $134MQ1 ’23Q2 ’23: $137MQ3 ’23: $133MQ3 ’23Q4 ’23: $122MQ1 ’24: $152MQ1 ’24Q2 ’24: $145MQ3 ’24: $155MQ3 ’24Q4 ’24: $152MQ1 ’25: $144MQ1 ’25Q2 ’25: $163MQ3 ’25: $173MQ3 ’25Q4 ’25: $177MQ1 ’26: $180MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 88.0%Other: 9.9%Common Stock: 2.1%
  • ETP · 88.0% · $117M
  • Other · 9.9% · $13M
  • Common Stock · 2.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TSLATESLA INCNEW+3.0K3.0K+$747,157$747,157
AAPLAPPLE INCNEW+3.4K3.4K+$583,973$583,973
AGGISHARES TRNEW+4.9K4.9K+$459,762$459,762
AMZNAMAZON COM INCNEW+3.3K3.3K+$414,793$414,793
DISDISNEY WALT CONEW+5.0K5.0K+$407,258$407,258
ITOTISHARES TRNEW+4.3K4.3K+$406,995$406,995
GLDSPDR GOLD TRNEW+2.1K2.1K+$358,159$358,159
SRESEMPRANEW+4.9K4.9K+$331,586$331,586

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

16 positions
#IssuerClass% PortfolioValueShares
1TWO RDS SHARED TRLEASERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHARES EQT · LEADERSHS ACTIVI · LEADERSHARES DY68.82%$91M3.09M
2SCHBSCHWAB STRATEGIC TRUS BRD MKT ETF · US AGGREGATE B · US DIVIDEND EQ · US LRG CAP ETF · US LCAP GR ETF8.31%$11M229.2K
3AGGISHARES TRIBOXX INV CP ETF · CORE US AGGBD ET · CORE S&P TTL STK7.47%$10M98.0K
4VOOVANGUARD INDEX FDSS&P 500 ETF SHS · MCAP GR IDXVIP6.68%$9M33.2K
5VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT3.49%$5M106.0K
6SPTLSPDR SER TRhistory →PORTFOLIO LN TSR2.38%$3M120.7K
7TSLATESLA INCCOM0.56%$747,1573.0K
8AAPLAPPLE INCCOM0.44%$583,9733.4K
9AMZNAMAZON COM INCCOM0.31%$414,7933.3K
10DISDISNEY WALT COCOM0.31%$407,2585.0K
11GLDSPDR GOLD TRGOLD SHS0.27%$358,1592.1K
12SRESEMPRACOM0.25%$331,5864.9K
13SLVISHARES SILVER TRISHARES0.21%$280,46813.8K
14NOCNORTHROP GRUMMAN CORPCOM0.20%$265,435603
15RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.16%$206,1591.5K
16ABRDN GOLD ETF TRUSTPHYSCL GOLD SHS0.15%$195,20911.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$180M40Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$177M23Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$173M22Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$163M35Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$144M20Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$152M20Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$155M20Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$145M19Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$152M18Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$122M9Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M27Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$137M14Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$134M14Apr 27, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.