SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Financial Designs Corp

CIK 0001561383 · 540 W BASELINE RD STE 10, CLAREMONT, CA, 91711-1612 · 9096261642

Reported Value
$134M
Q1 2023
Positions
14
Filings on Record
14
2019–present window
Filed
Apr 27, 2023
original filing

Summary

Financial Designs Corp reported $134M in U.S.-listed holdings across 14 positions for Q1 2023.

Its largest position, LSAT, represents 19.1% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+93.8%
share of reported value
Largest Position
+19.1%
Two Rds Shared Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’23: $134MQ1 ’23Q2 ’23: $137MQ3 ’23: $133MQ3 ’23Q4 ’23: $122MQ1 ’24: $152MQ1 ’24Q2 ’24: $145MQ3 ’24: $155MQ3 ’24Q4 ’24: $152MQ1 ’25: $144MQ1 ’25Q2 ’25: $163MQ3 ’25: $173MQ3 ’25Q4 ’25: $177MQ1 ’26: $180MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 89.8%Other: 10.2%
  • ETP · 89.8% · $120M
  • Other · 10.2% · $14M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
LSATTWO RDS SHARED TRNEW+804.5K804.5K+$26M$26M
LSAFTWO RDS SHARED TRNEW+795.2K795.2K+$24M$24M
SQEWTWO RDS SHARED TRNEW+669.4K669.4K+$19M$19M
TWO RDS SHARED TRNEW+455.2K455.2K+$14M$14M
DYLDTWO RDS SHARED TRNEW+574.2K574.2K+$13M$13M
ISHARES TRNEW+95.3K95.3K+$10M$10M
VANGUARD TAX-MANAGED FDSNEW+113.7K113.7K+$5M$5M
VANGUARD INDEX FDSNEW+13.5K13.5K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

8 positions
#IssuerClass% PortfolioValueShares
1LSATTWO RDS SHARED TRLEASERSHS ALPHAF · LDRSHS ALPFACT · LEADERSHARES EQT · LEADERSHS ACTIVI · LEADERSHARES DY71.47%$96M3.30M
2ISHARES TRIBOXX INV CP ETF7.80%$10M95.3K
3VANGUARD INDEX FDSS&P 500 ETF SHS · MCAP GR IDXVIP7.13%$10M36.5K
4SCHWAB STRATEGIC TRUS AGGREGATE B · US BRD MKT ETF6.46%$9M182.9K
5VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT3.84%$5M113.7K
6SPDR SER TRPORTFOLIO LN TSR2.95%$4M127.8K
7SLVISHARES SILVER TRISHARES0.20%$269,28912.2K
8ABRDN GOLD ETF TRUSTPHYSCL GOLD SHS0.16%$208,23011.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$180M40Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$177M23Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$173M22Nov 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$163M35Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$144M20Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$152M20Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$155M20Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$145M19Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$152M18Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$122M9Jan 19, 202413F-HRchanges · EDGAR ↗
Q3 2023$133M27Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$137M14Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$134M14Apr 27, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.