SEC 13F Intelligence

Managers / Q4 2019 · view latest →

TEGEAN CAPITAL MANAGEMENT, LLC

CIK 0001536063 · 405 LEXINGTON AVENUE, 26TH FLOOR, SUITE 2622, NEW YORK, NY, 10174 · 212-201-1953

Reported Value
$67M
Q4 2019
Positions
13
Filings on Record
26
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Tegean Capital Management, LLC reported $67M in U.S.-listed holdings across 13 positions for Q4 2019.

Its largest position, WDC, represents 18.9% of the portfolio.

Compared with Q3 2019, the fund opened 4 new positions and exited 6.

Portfolio Metrics

Turnover
+36.0%
vs prior filed quarter
Top-10 Concentration
+97.2%
share of reported value
Largest Position
+18.9%
Western Digital
New / Exited
4 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $147MQ2 ’19: $114MQ3 ’19: $84MQ3 ’19Q4 ’19: $67MQ1 ’20: $28MQ2 ’20: $35MQ2 ’20Q3 ’20: $35MQ4 ’21: $194MQ1 ’22: $188MQ1 ’22Q2 ’22: $2.4BQ3 ’22: $4.7BQ4 ’22: $58MQ4 ’22Q1 ’23: $147MQ2 ’23: $149MQ3 ’23: $95MQ3 ’23Q4 ’23: $82Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 100.0%
  • Common Stock · 100.0% · $67M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NNINELNET INCNEW+100.0K100.0K+$6M$6M
TCFTCF FINL CORPNEW+65.0K65.0K+$3M$3M
AMATAPPLIED MATLS INCNEW+25.0K25.0K+$2M$2M
SYNESYNTHESIS ENERGY SYS INCNEW+10.0K10.0K+$57,000$57,000
WDCWESTERN DIGITAL CORPADDED+151.2K201.2K+$10M$13M
COFCAPITAL ONE FINL CORPSOLD OUT90.0K0$8M$0
MCHPMICROCHIP TECHNOLOGY INCSOLD OUT80.0K0$7M$0
ALAIR LEASE CORPSOLD OUT160.0K0$7M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

13 positions
#IssuerClass% PortfolioValueShares
1WDCWESTERN DIGITAL CORPhistory →COM18.95%$13M201.2K
2GSGOLDMAN SACHS GROUP INChistory →COM15.22%$10M44.6K
3CCITIGROUP INChistory →COM NEW13.63%$9M115.0K
4MUMICRON TECHNOLOGY INChistory →COM11.97%$8M150.0K
5MSMORGAN STANLEYhistory →COM NEW11.38%$8M150.0K
6NNINELNET INChistory →CL A8.64%$6M100.0K
7MBIMBIA INChistory →COM5.52%$4M400.0K
8TCFTCF FINL CORPhistory →COM4.51%$3M65.0K
9CLFCLEVELAND CLIFFS INChistory →COM3.74%$3M300.0K
10AGOASSURED GUARANTY LTDhistory →COM3.64%$2M50.0K
11AMATAPPLIED MATLS INChistory →COM2.26%$2M25.0K
12ICMBINVESTCORP CR MGMT BDC INCCOM0.45%$302,00045.0K
13SYNESYNTHESIS ENERGY SYS INCCOM0.08%$57,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$82M16Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$95M26Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023REVEALED$149M39Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023REVEALED$147M39May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022REVEALED$58M27Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022REVEALED$4.7B73Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022REVEALED$2.4B176Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022REVEALED$188M135May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021REVEALED$194M141Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2020$35M11Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$35M8Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M11May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$67M13Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$84M15Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$114M17Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M19May 15, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.