SEC 13F Intelligence

Managers / Q3 2019 · view latest →

TEGEAN CAPITAL MANAGEMENT, LLC

CIK 0001536063 · 405 LEXINGTON AVENUE, 26TH FLOOR, SUITE 2622, NEW YORK, NY, 10174 · 212-201-1953

Reported Value
$84M
Q3 2019
Positions
15
Filings on Record
26
2019–present window
Filed
Nov 14, 2019
original filing

Summary

Tegean Capital Management, LLC reported $84M in U.S.-listed holdings across 15 positions for Q3 2019.

Its largest position, AGO, represents 15.9% of the portfolio.

Compared with Q2 2019, the fund opened 2 new positions and exited 3.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+88.8%
share of reported value
Largest Position
+15.9%
Assured Guaranty
New / Exited
2 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $147MQ2 ’19: $114MQ3 ’19: $84MQ3 ’19Q4 ’19: $67MQ1 ’20: $28MQ2 ’20: $35MQ2 ’20Q3 ’20: $35MQ4 ’21: $194MQ1 ’22: $188MQ1 ’22Q2 ’22: $2.4BQ3 ’22: $4.7BQ4 ’22: $58MQ4 ’22Q1 ’23: $147MQ2 ’23: $149MQ3 ’23: $95MQ3 ’23Q4 ’23: $82Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 98.9%Other: 1.1%
  • Common Stock · 98.9% · $83M
  • Other · 1.1% · $952,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CONSOL ENERGY INC NEWNEW+100.0K100.0K+$2M$2M
ICMBINVESTCORP CR MGMT BDC INCNEW+45.0K45.0K+$299,000$299,000
ARCCARES CAP CORPSOLD OUT250.0K0$4M$0
NNINELNET INCSOLD OUT75.0K0$4M$0
CM FIN INCSOLD OUT45.0K0$342,000$0
TCF FINL CORPTRIMMED75.0K25.0K$1M$952,000
MUMICRON TECHNOLOGY INCTRIMMED200.0K100.0K$7M$4M
ALAIR LEASE CORPTRIMMED90.0K160.0K$4M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

15 positions
#IssuerClass% PortfolioValueShares
1AGOASSURED GUARANTY LTDhistory →COM15.86%$13M300.0K
2GSGOLDMAN SACHS GROUP INChistory →COM11.09%$9M45.0K
3MSMORGAN STANLEYhistory →COM NEW10.15%$9M200.0K
4COFCAPITAL ONE FINL CORPhistory →COM9.74%$8M90.0K
5MCHPMICROCHIP TECHNOLOGY INChistory →COM8.84%$7M80.0K
6CCITIGROUP INChistory →COM NEW8.21%$7M100.0K
7ALAIR LEASE CORPhistory →CL A7.96%$7M160.0K
8AERAERCAP HOLDINGS NVhistory →SHS7.49%$6M115.0K
9MUMICRON TECHNOLOGY INChistory →COM5.10%$4M100.0K
10MBIMBIA INChistory →COM4.39%$4M400.0K
11CLFCLEVELAND CLIFFS INChistory →COM4.29%$4M500.0K
12WDCWESTERN DIGITAL CORPhistory →COM3.55%$3M50.0K
13CONSOL ENERGY INC NEWCOM1.86%$2M100.0K
14TCF FINL CORPCOM1.13%$952,00025.0K
15ICMBINVESTCORP CR MGMT BDC INCCOM0.36%$299,00045.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$82M16Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$95M26Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023REVEALED$149M39Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023REVEALED$147M39May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022REVEALED$58M27Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022REVEALED$4.7B73Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022REVEALED$2.4B176Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022REVEALED$188M135May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021REVEALED$194M141Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2020$35M11Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$35M8Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M11May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$67M13Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$84M15Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$114M17Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M19May 15, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.