SEC 13F Intelligence

Managers / Q4 2023

TEGEAN CAPITAL MANAGEMENT, LLC

CIK 0001536063 · 405 LEXINGTON AVENUE, 26TH FLOOR, SUITE 2622, NEW YORK, NY, 10174 · 212-201-1953

Reported Value
$82M
Q4 2023
Positions
16
Filings on Record
26
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Tegean Capital Management, LLC reported $82M in U.S.-listed holdings across 16 positions for Q4 2023.

The portfolio is heavily concentrated: C alone accounts for 20.0% of reported value.

Compared with Q3 2023, the fund opened 1 new position and exited 12.

Portfolio Metrics

Turnover
+31.9%
vs prior filed quarter
Top-10 Concentration
+87.4%
share of reported value
Largest Position
+20.0%
Citigroup
New / Exited
1 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $103MQ4 ’18Q1 ’19: $147MQ2 ’19: $114MQ3 ’19: $84MQ3 ’19Q4 ’19: $67MQ1 ’20: $28MQ2 ’20: $35MQ2 ’20Q3 ’20: $35MQ4 ’21: $194MQ1 ’22: $188MQ1 ’22Q2 ’22: $2.4BQ3 ’22: $4.7BQ4 ’22: $58MQ4 ’22Q1 ’23: $147MQ2 ’23: $149MQ3 ’23: $95MQ3 ’23Q4 ’23: $82Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 80.0%ADR: 9.4%US DOMESTIC: 9.1%REIT: 1.5%
  • Common Stock · 80.0% · $66M
  • ADR · 9.4% · $8M
  • US DOMESTIC · 9.1% · $7M
  • REIT · 1.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CRMSALESFORCE INCNEW+7.0K7.0K+$2M$2M
BACBANK AMERICA CORPADDED+175.0K200.0K+$6M$7M
BABAALIBABA GROUP HLDG LTDADDED+70.0K100.0K+$5M$8M
WOLFSPEED INCADDED+65.0K125.0K+$3M$5M
AGOASSURED GUARANTY LTDSOLD OUT100.0K0$6M$0
QCOMQUALCOMM INCSOLD OUT50.0K0$6M$0
NEMNEWMONT CORPSOLD OUT150.0K0$6M$0
MRVLMARVELL TECHNOLOGY INCADDED+60.0K120.0K+$4M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

15 positions
#IssuerClass% PortfolioValueShares
1CCITIGROUP INChistory →COM NEW20.04%$16M250.7K
2WBDWARNER BROS DISCOVERY INChistory →COM SER A11.08%$9M800.0K
3BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS9.44%$8M100.0K
4MRVLMARVELL TECHNOLOGY INChistory →COM8.81%$7M120.0K
5BACBANK AMERICA CORPhistory →COM8.20%$7M200.0K
6COHRCOHERENT CORPhistory →COM6.62%$5M125.0K
7WOLFSPEED INCCOM6.62%$5M125.0K
8METAMETA PLATFORMS INChistory →CL A6.46%$5M15.0K
9MICROSTRATEGY INCNOTE 2/15.30%$4M5.00M
10WDCWESTERN DIGITAL CORP.history →COM4.78%$4M75.0K
11GMGENERAL MTRS COhistory →COM4.37%$4M100.0K
12PELOTON INTERACTIVE INCNOTE 2/13.76%$3M4.00M
13CRMSALESFORCE INChistory →COM2.24%$2M7.0K
14CIMCHIMERA INVT CORPhistory →COM NEW1.52%$1M250.0K
15GFRGREENFIRE RES LTD NEWCOM SHS0.75%$613,104126.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$82M16Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$95M26Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023REVEALED$149M39Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023REVEALED$147M39May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022REVEALED$58M27Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022REVEALED$4.7B73Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022REVEALED$2.4B176Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022REVEALED$188M135May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021REVEALED$194M141Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2020$35M11Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$35M8Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M11May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$67M13Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$84M15Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$114M17Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$147M21May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$103M19May 15, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.