SEC 13F Intelligence

Managers / Q2 2023 · view latest →

B. Riley Wealth Advisors, Inc.

CIK 0001464811 · 40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103 · 8662253559

Reported Value
$4.5B
Q2 2023
Positions
1,537
Filings on Record
31
2019–present window
Filed
Jul 27, 2023
original filing

Summary

B. Riley Wealth Advisors, Inc. reported $4.5B in U.S.-listed holdings across 1,537 positions for Q2 2023.

Its largest position, AAPL, represents 6.0% of the portfolio.

Compared with Q1 2023, the fund opened 182 new positions and exited 159.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+21.7%
share of reported value
Largest Position
+6.0%
Apple
New / Exited
182 / 159
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $703MQ4 ’18Q1 ’19: $801MQ2 ’19: $913MQ3 ’19: $1.0BQ4 ’19: $1.2BQ4 ’19Q1 ’20: $1.2BQ2 ’20: $1.5BQ3 ’20: $1.9BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $2.8BQ2 ’21: $3.1BQ3 ’21: $3.1BQ4 ’21: $3.5BQ4 ’21Q1 ’22: $3.1BQ2 ’22: $2.4BQ3 ’22: $3.3BQ4 ’22: $4.0BQ4 ’22Q1 ’23: $3.8BQ2 ’23: $4.5BQ4 ’23: $3.7BQ1 ’24: $3.7BQ1 ’24Q2 ’24: $3.9BQ4 ’24: $3.1BQ2 ’25: $2.1BQ3 ’25: $2.2BQ3 ’25Q4 ’25: $2.2BQ1 ’26: $1.6Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.5%ETP: 37.6%Closed-End Fund: 1.9%Other: 1.5%REIT: 1.2%Other: 2.3%
  • Common Stock · 55.5% · $2.5B
  • ETP · 37.6% · $1.7B
  • Closed-End Fund · 1.9% · $85M
  • Other · 1.5% · $66M
  • REIT · 1.2% · $55M
  • Other · 2.3% · $103M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CEDAR FAIR L PNEW+112.3K112.3K+$4M$4M
DTEDTE ENERGY CONEW+38.4K38.4K+$4M$4M
OSGAMBAC FINL GROUP INCNEW+166.0K166.0K+$2M$2M
FIRST TR EXCHNG TRADED FD VINEW+77.7K77.7K+$2M$2M
SWAVUSDSHOCKWAVE MED INCNEW+7.2K7.2K+$2M$2M
ARK ETF TRNEW+58.4K58.4K+$2M$2M
APOLLO SR FLOATING RATE FD INEW+107.7K107.7K+$1M$1M
FIDELITY COVINGTON TRUSTNEW+44.0K44.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM5.96%$266M1.37M
2ISHARES TRCORE S&P500 ETF · CORE TOTAL USD · EAFE GRWTH ETF · MSCI USA QLT FCT4.10%$183M1.24M
3VUGVANGUARD INDEX FDShistory →GROWTH ETF · VALUE ETF · S&P 500 ETF SHS3.96%$177M802.7K
4AMZNAMAZON COM INChistory →COM2.60%$116M887.6K
5MSFTMICROSOFT CORPhistory →COM2.13%$95M278.4K
6BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW · CL A2.10%$94M215.4K
7NVDANVIDIA CORPORATIONhistory →COM1.36%$61M143.4K
8CHVCHEVRON CORP NEWhistory →COM1.22%$54M344.5K
9GOOGLALPHABET INChistory →CAP STK CL A · CAP STK CL C1.10%$49M409.1K
10NDQINVESCO QQQ TRhistory →UNIT SER 11.04%$46M125.4K
11GQ9SPDR GOLD TRhistory →GOLD SHS0.95%$42M237.6K
12SPDR SER TRBLOOMBERG 1-3 MO0.88%$39M426.3K
13SPDR S&P 500 ETF TRTR UNIT0.83%$37M83.0K
14AZOAUTOZONE INChistory →COM0.79%$35M14.2K
15SH1USDPROSHARES TRhistory →SHORT S&P 500 NE0.75%$33M2.40M
16TSLATESLA INChistory →COM0.72%$32M123.0K
17BACBANK AMERICA CORPhistory →COM0.69%$31M1.07M
18HDHOME DEPOT INChistory →COM0.68%$30M97.3K
19KOCOCA COLA COhistory →COM0.65%$29M481.0K
20EXMOCEXXON MOBIL CORPhistory →COM0.65%$29M269.6K
21BMYBRISTOL-MYERS SQUIBB COhistory →COM0.64%$29M447.3K
22BABOEING COhistory →COM0.61%$27M129.7K
23VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.61%$27M585.1K
24CATCATERPILLAR INChistory →COM0.59%$26M107.0K
25J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM0.59%$26M473.1K
26PGPROCTER AND GAMBLE COhistory →COM0.56%$25M163.7K
27JNJJOHNSON & JOHNSONhistory →COM0.55%$25M149.3K
28UNHUNITEDHEALTH GROUP INChistory →COM0.55%$24M50.6K
29AVGOBROADCOM INChistory →COM0.52%$23M26.9K
30METAMETA PLATFORMS INChistory →CL A0.52%$23M81.7K
31JPMJPMORGAN CHASE & COhistory →COM0.52%$23M159.1K
32APLDAPPLIED DIGITAL CORPhistory →COM NEW0.51%$23M2.42M
33VVISA INChistory →COM CL A0.51%$23M95.1K
34ABBVABBVIE INChistory →COM0.50%$23M167.1K
35AMGNAMGEN INChistory →COM0.50%$22M99.8K
36ABTABBOTT LABShistory →COM0.49%$22M202.3K
37EPDENTERPRISE PRODS PARTNERS Lhistory →COM0.49%$22M832.4K
38VANGUARD SPECIALIZED FUNDSDIV APP ETF0.47%$21M128.3K
39DEDEERE & COhistory →COM0.45%$20M49.2K
40LLYLILLY ELI & COhistory →COM0.44%$20M42.1K
41MRKMERCK & CO INChistory →COM0.44%$20M169.1K
42VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.43%$19M252.6K
43MCDMCDONALDS CORPhistory →COM0.40%$18M60.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.6B898Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,020Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.2B1,073Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.1B1,037Aug 19, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.1B1,136Feb 25, 202513F-HRchanges · EDGAR ↗
Q2 2024$3.9B1,379Aug 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.7B1,445May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.7B1,445Dec 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.5B1,537Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.8B1,514May 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.0B1,512Feb 21, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B1,950Nov 22, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$2.4B1,796Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.1B1,952May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.5B1,580Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.1B1,568Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.1B1,420Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.8B1,863May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B1,544Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.9B1,573Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.5B1,344Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,245May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.2B1,315Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B1,304Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$913M1,323Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$801M1,296May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$703M1,132Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.