SEC 13F Intelligence

Managers / Q1 2021 · view latest →

B. Riley Wealth Advisors, Inc.

CIK 0001464811 · 40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103 · 8662253559

Reported Value
$2.8B
Q1 2021
Positions
1,863
Filings on Record
31
2019–present window
Filed
May 13, 2021
original filing

Summary

B. Riley Wealth Advisors, Inc. reported $2.8B in U.S.-listed holdings across 1,863 positions for Q1 2021.

Its largest position, AAPL, represents 3.9% of the portfolio.

Compared with Q4 2020, the fund opened 426 new positions and exited 108.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $703MQ4 ’18Q1 ’19: $801MQ2 ’19: $913MQ3 ’19: $1.0BQ4 ’19: $1.2BQ4 ’19Q1 ’20: $1.2BQ2 ’20: $1.5BQ3 ’20: $1.9BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $2.8BQ2 ’21: $3.1BQ3 ’21: $3.1BQ4 ’21: $3.5BQ4 ’21Q1 ’22: $3.1BQ2 ’22: $2.4BQ3 ’22: $3.3BQ4 ’22: $3.97TQ4 ’22Q1 ’23: $3.8BQ2 ’23: $4.5BQ4 ’23: $3.7BQ1 ’24: $3.7BQ1 ’24Q2 ’24: $3.9BQ4 ’24: $3.1BQ2 ’25: $2.1BQ3 ’25: $2.2BQ3 ’25Q4 ’25: $2.2BQ1 ’26: $1.6Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 50.9%ETP: 40.5%Other: 3.2%Closed-End Fund: 1.9%ADR: 1.7%Other: 1.8%
  • Common Stock · 50.9% · $1.4B
  • ETP · 40.5% · $1.1B
  • Other · 3.2% · $91M
  • Closed-End Fund · 1.9% · $54M
  • ADR · 1.7% · $47M
  • Other · 1.8% · $51M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2021

Loading…
Export to Excel
#IssuerClass% PortfolioValue ↓Shares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.6B898Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,020Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.2B1,073Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.1B1,037Aug 19, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.1B1,136Feb 25, 202513F-HRchanges · EDGAR ↗
Q2 2024$3.9B1,379Aug 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.7B1,445May 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.7B1,445Dec 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.5B1,537Jul 27, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.8B1,514May 17, 202313F-HRchanges · EDGAR ↗
Q4 2022$3.97T1,512Feb 21, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B1,950Nov 22, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$2.4B1,796Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.1B1,952May 2, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.5B1,580Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.1B1,568Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.1B1,420Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.8B1,863May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B1,544Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.9B1,573Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.5B1,344Jul 31, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,245May 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.2B1,315Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B1,304Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$913M1,323Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$801M1,296May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$703M1,132Feb 8, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 21 additional managers.

  • Vanguard
  • Congress Asset Management Company
  • Brandes
  • Miller/Howard
  • Navellier & Associates Inc.
  • Zacks Investment Mgt
  • Cambiar
  • Anchor Capital
  • Atlanta Capital
  • Granite Invstmt Ptnr
  • Sparrow
  • Lazard
  • AthenaInvest Advisor
  • ACR
  • Dana Investment
  • Chartwell
  • Clark Capital Mgmt
  • Cohen & Steers
  • S&P
  • Hahn Capital Management
  • Legg Mason

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.