SEC 13F Intelligence

Managers / Q4 2021 · view latest →

LPL Financial LLC

CIK 0001403438 · 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121 · 704-733-3300

Reported Value
$119.2B
Q4 2021
Positions
4,335
Filings on Record
30
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Lpl Financial LLC reported $119.2B in U.S.-listed holdings across 4,335 positions for Q4 2021.

Its largest position, NDQ, represents 2.5% of the portfolio.

Compared with Q3 2021, the fund opened 238 new positions and exited 206.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+18.8%
share of reported value
Largest Position
+2.5%
Invesco Qqq Tr
New / Exited
238 / 206
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $37.6BQ4 ’18Q1 ’19: $44.0BQ2 ’19: $46.9BQ3 ’19: $49.1BQ4 ’19: $55.0BQ4 ’19Q1 ’20: $46.4BQ2 ’20: $57.4BQ3 ’20: $64.0BQ4 ’20: $77.2BQ4 ’20Q1 ’21: $87.0BQ2 ’21: $98.9BQ3 ’21: $106.5BQ4 ’21: $119.2BQ4 ’21Q1 ’22: $116.4BQ2 ’22: $105.3BQ3 ’22: $103.6BQ4 ’22: $116.8BQ4 ’22Q1 ’23: $128.5BQ2 ’23: $140.0BQ3 ’23: $142.8BQ4 ’23: $165.1BQ4 ’23Q1 ’24: $186.3BQ2 ’24: $200.8BQ3 ’24: $224.3BQ4 ’24: $246.0BQ4 ’24Q1 ’25: $257.1BQ2 ’25: $299.8BQ3 ’25: $343.1BQ4 ’25: $366.2BQ4 ’25Q1 ’26: $376.6Bfilingsflow.com

Portfolio Composition

By security type
ETP: 74.7%Common Stock: 22.3%Other: 1.1%REIT: 0.7%Closed-End Fund: 0.7%Other: 0.5%
  • ETP · 74.7% · $89.0B
  • Common Stock · 22.3% · $26.5B
  • Other · 1.1% · $1.4B
  • REIT · 0.7% · $812M
  • Closed-End Fund · 0.7% · $802M
  • Other · 0.5% · $635M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES INCNEW+184.1K184.1K+$9M$9M
JXNJACKSON FINANCIAL INCNEW+88.2K88.2K+$4M$4M
HARTFORD FDS EXCHANGE TRADEDNEW+136.7K136.7K+$3M$3M
ARNAEURARENA PHARMACEUTICALS INCNEW+30.0K30.0K+$3M$3M
INVESCO EXCH TRD SLF IDX FDNEW+77.9K77.9K+$2M$2M
LISTED FD TRNEW+124.2K124.2K+$2M$2M
FRANKLIN TEMPLETON ETF TRNEW+67.8K67.8K+$2M$2M
DJTDIGITAL WORLD ACQUISITION CONEW+34.3K34.3K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

22 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · CORE S&P MCP ETF · CORE MSCI EAFE · CORE S&P US GWT · RUSSELL 2000 ETF · MSCI USA QLT FCT · ESG AWR MSCI USA · CORE S&P SCP ETF · CORE S&P US VLU · RUS 1000 GRW ETF · BROAD USD HIGH · MSCI USA MIN VOL · CORE TOTAL USD · TIPS BD ETF · EAFE VALUE ETF · EAFE GRWTH ETF · US TREAS BD ETF · JPMORGAN USD EMG · S&P 500 GRWT ETF · CORE US AGGBD ET · RUS 1000 ETF17.28%$20.6B189.48M
2VUGVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · VALUE ETF · SMALL CP ETF · MID CAP ETF6.03%$7.2B28.24M
3NDQINVESCO QQQ TRhistory →UNIT SER 12.45%$2.9B7.34M
4VANGUARD BD INDEX FDSTOTAL BND MRKT2.28%$2.7B32.03M
5AAPLAPPLE INChistory →COM2.14%$2.5B14.33M
6SPDR S&P 500 ETF TRTR UNIT2.13%$2.5B5.34M
7MSFTMICROSOFT CORPhistory →COM1.24%$1.5B4.38M
8ISHARES INCCORE MSCI EMKT1.22%$1.5B24.36M
9VANGUARD SCOTTSDALE FDSINT-TERM CORP1.09%$1.3B13.98M
10XLFSELECT SECTOR SPDR TRTECHNOLOGY · FINANCIAL1.09%$1.3B19.45M
11RDVYFIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV · CAP STRENGTH ETF1.03%$1.2B19.13M
12SPDR SER TRPRTFLO S&P500 GW · PORTFOLIO S&P5000.98%$1.2B18.09M
13AMZNAMAZON COM INChistory →COM0.92%$1.1B330.0K
14FIRST TR VALUE LINE DIVID INSHS0.69%$827M19.22M
15VANGUARD SPECIALIZED FUNDSDIV APP ETF0.65%$780M4.54M
16VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.64%$768M15.04M
17VANGUARD WORLD FDSINF TECH ETF0.60%$715M1.56M
18NVDANVIDIA CORPORATIONhistory →COM0.52%$619M2.10M
19GOOGLALPHABET INChistory →CAP STK CL A0.42%$498M171.9K
20VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.42%$497M10.05M
21TSLATESLA INChistory →COM0.40%$477M451.2K
22METAMETA PLATFORMS INChistory →CL A0.40%$473M1.41M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$376.6B5,964May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$366.2B5,869Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$343.1B5,793Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$299.8B5,548Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$257.1B5,344May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$246.0B5,274Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$224.3B5,156Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$200.8B5,007Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$186.3B4,909May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$165.1B4,792Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142.8B4,684Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$140.0B4,584Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$128.5B4,482May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$116.8B4,451Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$103.6B4,416Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105.3B4,418Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$116.4B4,174May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$119.2B4,335Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$106.5B4,319Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$98.9B4,218Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$87.0B4,071May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$77.2B3,805Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$64.0B3,545Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$57.4B3,458Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$46.4B3,202May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$55.0B3,341Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$49.1B3,286Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$46.9B3,275Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$44.0B3,182May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$37.6B3,070Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.