SEC 13F Intelligence

Managers / Q1 2019 · view latest →

LPL Financial LLC

CIK 0001403438 · 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121 · 704-733-3300

Reported Value
$44.0B
Q1 2019
Positions
3,182
Filings on Record
30
2019–present window
Filed
May 8, 2019
original filing

Summary

Lpl Financial LLC reported $44.0B in U.S.-listed holdings across 3,182 positions for Q1 2019.

Its largest position, Vanguard Index Fds, represents 4.6% of the portfolio.

Compared with Q4 2018, the fund opened 225 new positions and exited 114.

Portfolio Metrics

Turnover
+1.4%
vs prior filed quarter
Top-10 Concentration
+23.6%
share of reported value
Largest Position
+4.6%
Vanguard Index Fds
New / Exited
225 / 114
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $37.6BQ4 ’18Q1 ’19: $44.0BQ2 ’19: $46.9BQ3 ’19: $49.1BQ4 ’19: $55.0BQ4 ’19Q1 ’20: $46.4BQ2 ’20: $57.4BQ3 ’20: $64.0BQ4 ’20: $77.2BQ4 ’20Q1 ’21: $87.0BQ2 ’21: $98.9BQ3 ’21: $106.5BQ4 ’21: $119.2BQ4 ’21Q1 ’22: $116.4BQ2 ’22: $105.3BQ3 ’22: $103.6BQ4 ’22: $116.8BQ4 ’22Q1 ’23: $128.5BQ2 ’23: $140.0BQ3 ’23: $142.8BQ4 ’23: $165.1BQ4 ’23Q1 ’24: $186.3BQ2 ’24: $200.8BQ3 ’24: $224.3BQ4 ’24: $246.0BQ4 ’24Q1 ’25: $257.1BQ2 ’25: $299.8BQ3 ’25: $343.1BQ4 ’25: $366.2BQ4 ’25Q1 ’26: $376.6Bfilingsflow.com

Portfolio Composition

By security type
ETP: 77.8%Common Stock: 17.5%Other: 2.2%REIT: 0.8%Closed-End Fund: 0.7%Other: 0.9%
  • ETP · 77.8% · $34.3B
  • Common Stock · 17.5% · $7.7B
  • Other · 2.2% · $987M
  • REIT · 0.8% · $343M
  • Closed-End Fund · 0.7% · $323M
  • Other · 0.9% · $389M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FRANKLIN TEMPLETON ETF TRNEW+162.6K162.6K+$5M$5M
FIRST TR EXCHANGE TRADED FDNEW+169.0K169.0K+$4M$4M
WISDOMTREE TRNEW+62.4K62.4K+$3M$3M
MORGAN STANLEY EMER MKTS DEBNEW+283.3K283.3K+$3M$3M
CDNSCADENCE DESIGN SYSTEM INCNEW+30.6K30.6K+$2M$2M
OFFICE PPTYS INCOME TRNEW+68.1K68.1K+$2M$2M
VIPER ENERGY PARTNERS LPNEW+51.9K51.9K+$2M$2M
DELLDELL TECHNOLOGIES INCNEW+29.0K29.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

24 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P MCP ETF · CORE S&P500 ETF · CORE S&P US GWT · CORE US AGGBD ET · CORE MSCI EAFE · RUSSELL 2000 ETF · CORE S&P US VLU · MIN VOL USA ETF · CORE S&P SCP ETF · S&P 500 GRWT ETF · RUS 1000 GRW ETF · TIPS BD ETF · S&P 500 VAL ETF · CORE S&P TTL STK · IBOXX INV CP ETF · RUS 1000 VAL ETF · PFD AND INCM SEC · MSCI EAFE ETF20.08%$8.8B92.97M
2VTVVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · GROWTH ETF · S&P 500 ETF SHS · SMALL CP ETF · REAL ESTATE ETF · MID CAP ETF8.80%$3.9B27.07M
3VANGUARD BD INDEX FD INCTOTAL BND MRKT · SHORT TRM BOND3.50%$1.5B19.06M
4ISHARES INCCORE MSCI EMKT2.03%$893M17.28M
5SPDR S&P 500 ETF TRTR UNIT1.91%$839M2.97M
6NDQINVESCO QQQ TRhistory →UNIT SER 11.87%$823M4.58M
7VANGUARD SCOTTSDALE FDSINT-TERM CORP1.85%$816M9.39M
8AAPLAPPLE INChistory →COM1.01%$443M2.33M
9XLFSELECT SECTOR SPDR TRSBI INT-FINL · SBI HEALTHCARE0.90%$397M10.08M
10VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.84%$368M9.01M
11INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL WGT0.78%$342M3.14M
12AMZNAMAZON COM INChistory →COM0.70%$309M173.5K
13VANGUARD GROUPDIV APP ETF0.70%$309M2.81M
14SSGA ACTIVE ETF TRBLKSTN GSOSRLN0.64%$283M6.14M
15FIRST TR VALUE LINE DIVID INSHS0.58%$257M7.91M
16MSFTMICROSOFT CORPhistory →COM0.53%$233M1.97M
17VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.51%$225M5.31M
18VANGUARD WHITEHALL FDS INCHIGH DIV YLD0.51%$225M2.63M
19ISHARES US ETF TRSHT MAT BD ETF0.47%$205M4.07M
20VANGUARD CHARLOTTE FDSINTL BD IDX ETF0.42%$185M3.32M
21VANGUARD WORLD FDSINF TECH ETF0.42%$185M921.9K
22SPDR DOW JONES INDL AVRG ETFUT SER 10.40%$177M684.3K
23BABOEING COhistory →COM0.37%$165M432.3K
24GLOBAL X FDSGLB X MLP ENRG I0.37%$164M12.44M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$376.6B5,964May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$366.2B5,869Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$343.1B5,793Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$299.8B5,548Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$257.1B5,344May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$246.0B5,274Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$224.3B5,156Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$200.8B5,007Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$186.3B4,909May 10, 202413F-HRchanges · EDGAR ↗
Q4 2023$165.1B4,792Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142.8B4,684Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$140.0B4,584Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$128.5B4,482May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$116.8B4,451Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$103.6B4,416Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$105.3B4,418Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$116.4B4,174May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$119.2B4,335Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$106.5B4,319Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$98.9B4,218Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$87.0B4,071May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$77.2B3,805Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$64.0B3,545Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$57.4B3,458Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$46.4B3,202May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$55.0B3,341Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$49.1B3,286Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$46.9B3,275Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$44.0B3,182May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$37.6B3,070Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.