SEC 13F Intelligence

HARTFORD FDS EXCHANGE TRADED

CUSIP 41653L404

Hartford Fds Exchange Traded has 46 institutional holders in Filings Flow’s 13F database, together reporting 255.7K shares worth $5M as of Q2 2026. The largest reported holders are Bank Of New York Mellon Corp, Cpc Advisors, LLC, and Lpl Financial LLC.

Institutional Holders
46
Q2 2026
Reported Value
$231M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 3Q4 ’18Q1 ’19: 3Q2 ’19: 3Q2 ’19Q3 ’19: 6Q2 ’21: 12Q2 ’21Q4 ’21: 13Q4 ’22: 16Q4 ’22Q4 ’25: 51Q1 ’26: 46Q1 ’26Q2 ’26: 4filingsflow.com
Total reported value
Q4 ’18: $11MQ4 ’18Q1 ’19: $11MQ2 ’19: $21MQ2 ’19Q3 ’19: $12MQ2 ’21: $886MQ2 ’21Q4 ’21: $284MQ4 ’22: $45MQ4 ’22Q4 ’25: $234MQ1 ’26: $231MQ1 ’26Q2 ’26: $5Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
CPC Advisors, LLC$617M AUM6.22%$38M2.02MQ1 2026OLDER
YARGER WEALTH STRATEGIES, LLC$248M AUM3.65%$9M477.7KQ1 2026OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.82%$11M573.6KQ4 2025OLDER
Element Wealth, LLC$242M AUM0.76%$2M96.8KQ1 2026OLDER
Keystone Financial Services, LLC$149M AUM0.28%$423,37422.3KQ1 2026OLDER
IAG Wealth Partners, LLC$896M AUM0.24%$2M113.8KQ1 2026OLDER
LifeGoal Investments, LLC$218M AUM0.22%$487,07925.4KQ2 2026
Capital Asset Advisory Services LLC$2.6B AUM0.18%$5M240.3KQ1 2026OLDER
WEST MICHIGAN ADVISORS, LLC$455M AUM0.12%$545,80628.6KQ1 2026OLDER
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.08%$5M244.5KQ4 2025OLDER
Wealthspire Advisors, LLC$12.7B AUM0.08%$10M540.7KQ1 2026OLDER
Leelyn Smith, LLC$713M AUM0.08%$559,51229.4KQ1 2026OLDER
Opal Wealth Advisors, LLC$442M AUM0.08%$340,51817.9KQ1 2026OLDER
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.07%$1M64.4KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.07%$4M186.6KQ2 2026
Prostatis Group LLC$391M AUM0.06%$239,37512.5KQ4 2025OLDER
PlanVest Financial, Inc$131M AUM0.05%$69,6923.7KQ1 2026OLDER
Stonebridge Financial Group, LLC$1.3B AUM0.05%$616,05232.1KQ2 2026
Amplius Wealth Advisors, LLC$1.2B AUM0.05%$543,51328.6KQ1 2026OLDER
Fermata Advisors, LLC$495M AUM0.05%$223,10711.6KQ2 2026
Arete Wealth Advisors, LLC$1.3B AUM0.03%$383,23320.1KQ1 2026OLDER
JOURNEY STRATEGIC WEALTH LLC$4.0B AUM0.01%$554,23029.2KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$894,67047.1KQ1 2026OLDER
Tanglewood Legacy Advisors, LLC$276M AUM0.01%$24,3911.3KQ3 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.01%$15M767.1KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.01%$42M2.19MQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.01%$469,64224.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M93.7KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.01%$5M253.0KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$6M310.0KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.01%$13M665.5KQ1 2026OLDER
Westside Investment Management, Inc.$653M AUM0.01%$38,0002.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$22M1.15MQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.01%$17M903.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M161.4KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.00%$204,29510.7KQ4 2025OLDER
DAVENPORT & Co LLC$18.4B AUM0.00%$589,37231.0KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$422,03622.2KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$6M292.6KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$967,55050.9KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$18M939.0KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$194,50910.2KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$793,11741.7KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$125,8586.6KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$242,08512.6KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M119.9KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$341,98118.0KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$114,7226.0KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M57.7KQ3 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$255,72613.4KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$758,37839.6KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$523,14627.5KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$372,74819.5KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$26,3311.4KQ4 2025OLDER
CWM, LLC$38.1B AUM0.00%$176Q3 2025OLDER
UBS Group AG$666.3B AUM0.00%$6,339331Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$2,074108Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.