SEC 13F Intelligence

Managers / Q3 2019 · view latest →

ALPHASIMPLEX GROUP, LLC

CIK 0001387941 · 200 STATE STREET, BOSTON, MA, 02109 · (617) 475-7100

Reported Value
$262M
Q3 2019
Positions
205
Filings on Record
16
2019–present window
Filed
Nov 12, 2019
original filing

Summary

Alphasimplex Group, LLC reported $262M in U.S.-listed holdings across 205 positions for Q3 2019.

Its largest position, AGG, represents 14.0% of the portfolio.

Compared with Q2 2019, the fund opened 27 new positions and exited 33.

Portfolio Metrics

Turnover
+11.9%
vs prior filed quarter
Top-10 Concentration
+32.9%
share of reported value
Largest Position
+14.0%
Ishares Tr
New / Exited
27 / 33
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $297MQ1 ’19Q2 ’19: $321MQ3 ’19: $262MQ3 ’19Q4 ’19: $265MQ1 ’20: $66MQ1 ’20Q2 ’20: $133MQ3 ’20: $220MQ3 ’20Q4 ’20: $286MQ1 ’21: $239MQ1 ’21Q2 ’21: $200MQ3 ’21: $121MQ3 ’21Q4 ’21: $59MQ1 ’22: $27MQ1 ’22Q2 ’22: $14MQ3 ’22: $10MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 58.6%ETP: 29.0%REIT: 9.0%Other: 2.9%MLP: 0.4%
  • Common Stock · 58.6% · $154M
  • ETP · 29.0% · $76M
  • REIT · 9.0% · $24M
  • Other · 2.9% · $8M
  • MLP · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GHDXGENOMIC HEALTH INCNEW+37.5K37.5K+$3M$3M
MCRNMILACRON HLDGS CORPNEW+137.2K137.2K+$2M$2M
CARRIZO OIL & GAS INCNEW+206.6K206.6K+$2M$2M
ACMAECOMNEW+37.3K37.3K+$1M$1M
GLGLOBE LIFE INCNEW+14.1K14.1K+$1M$1M
APLEAPPLE HOSPITALITY REIT INCNEW+73.9K73.9K+$1M$1M
OXYOCCIDENTAL PETE CORPNEW+27.3K27.3K+$1M$1M
THGHANOVER INS GROUP INCNEW+8.9K8.9K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

199 positions (from 205 filing rows — )
#IssuerClass% PortfolioValueShares
1AGGISHARES TRIBOXX HI YD ETF · CORE US AGGBD ET · JPMORGAN USD EMG13.97%$37M409.0K
2SPYSPDR S&P 500 ETF TRhistory →TR UNIT8.93%$23M78.9K
3VTIVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · MID CAP ETF2.43%$6M45.8K
4VPLVANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF · FTSE EUROPE ETF · FTSE SMCAP ETF1.17%$3M44.6K
5ALLERGAN PLCSHS1.10%$3M17.1K
6CITRIX SYS INCCOM1.09%$3M29.5K
7SYYSYSCO CORPhistory →COM1.08%$3M35.8K
8LEGACY TEX FINL GROUP INCCOM1.07%$3M64.6K
9MDLZMONDELEZ INTL INChistory →CL A1.03%$3M48.7K
10VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.99%$3M28.4K
11GHDXGENOMIC HEALTH INCCOM0.97%$3M37.5K
12MCRNMILACRON HLDGS CORPCOM0.87%$2M137.2K
13FEFIRSTENERGY CORPCOM0.71%$2M38.8K
14PGPROCTER & GAMBLE COCOM0.69%$2M14.5K
15CARRIZO OIL & GAS INCCOM0.68%$2M206.6K
16HD SUPPLY HLDGS INCCOM0.61%$2M40.8K
17OTEXOPEN TEXT CORPCOM0.61%$2M39.1K
18RUDOLPH TECHNOLOGIES INCCOM0.59%$2M58.5K
19ADPAUTOMATIC DATA PROCESSING INCOM0.58%$2M9.4K
20BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.58%$2M25.8K
21BWXSPDR SERIES TRUSTBLOMBERG INTL TR0.58%$2M52.7K
22DHRDANAHER CORPORATIONCOM0.56%$1M10.2K
23SBUXSTARBUCKS CORPCOM0.56%$1M16.6K
24TMUST MOBILE US INCCOM0.56%$1M18.5K
25PPGPPG INDS INCCOM0.55%$1M12.1K
26BAXBAXTER INTL INCCOM0.55%$1M16.4K
27UTXZUNITED TECHNOLOGIES CORPCOM0.54%$1M10.3K
28ACMAECOMCOM0.53%$1M37.3K
29CCITIGROUP INCCOM NEW0.53%$1M20.2K
30BNYBANK NEW YORK MELLON CORPCOM0.53%$1M30.8K
31WENWENDYS COCOM0.52%$1M68.7K
32MSGSMADISON SQUARE GARDEN CO NEWCL A0.52%$1M5.2K
33AAPADVANCE AUTO PARTS INCCOM0.52%$1M8.2K
34CBRECBRE GROUP INCCL A0.52%$1M25.5K
35GLGLOBE LIFE INCCOM0.52%$1M14.1K
36HLTHILTON WORLDWIDE HLDGS INCCOM0.51%$1M14.4K
37BIPCBROOKFIELD INFRAST PARTNERSLP INT UNIT0.49%$1M26.0K
38LOWLOWES COS INCCOM0.49%$1M11.6K
39EBAYEBAY INCCOM0.48%$1M32.5K
40JACKJACK IN THE BOX INCCOM0.48%$1M13.8K
41LNGCHENIERE ENERGY INCCOM NEW0.48%$1M20.0K
42USFDUS FOODS HLDG CORPCOM0.48%$1M30.5K
43CGBDTCG BDC INCCOM0.48%$1M86.5K
44WCCWESCO INTL INCCOM0.47%$1M26.0K
45APLEAPPLE HOSPITALITY REIT INCCOM NEW0.47%$1M73.9K
46INVESTORS BANCORP INC NEWCOM0.47%$1M107.6K
47ZBHZIMMER BIOMET HLDGS INCCOM0.46%$1M8.9K
48BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.46%$1M22.9K
49OXYOCCIDENTAL PETE CORPCOM0.46%$1M27.3K
50THGHANOVER INS GROUP INCCOM0.46%$1M8.9K
51ALXALEXANDERS INCCOM0.46%$1M3.5K
52HONHONEYWELL INTL INCCOM0.46%$1M7.1K
53USBUS BANCORP DELCOM NEW0.46%$1M21.7K
54AFGAMERICAN FINL GROUP INC OHIOCOM0.46%$1M11.1K
55JKHYHENRY JACK & ASSOC INCCOM0.45%$1M8.1K
56ALLALLSTATE CORPCOM0.45%$1M10.9K
57MKLMARKEL CORPCOM0.45%$1M998
58CERNER CORPCOM0.45%$1M17.3K
59SPHSUBURBAN PROPANE PARTNERS LUNIT LTD PARTN0.45%$1M49.8K
60RITMNEW RESIDENTIAL INVT CORPCOM NEW0.45%$1M75.1K
61LLOEWS CORPCOM0.45%$1M22.8K
62EFCELLINGTON FINANCIAL INCCOM0.45%$1M64.9K
63CBCHUBB LIMITEDCOM0.45%$1M7.3K
64SLMSLM CORPCOM0.45%$1M132.8K
65DOXAMDOCS LTDSHS0.44%$1M17.6K
66HTGCHERCULES CAPITAL INCCOM0.44%$1M87.1K
67TRVTRAVELERS COMPANIES INCCOM0.44%$1M7.8K
68MAINMAIN STREET CAPITAL CORPCOM0.44%$1M26.9K
69VRSKVERISK ANALYTICS INCCOM0.44%$1M7.3K
70TRTXTPG RE FIN TR INCCOM0.44%$1M58.2K
71NMFCNEW MTN FIN CORPCOM0.44%$1M84.7K
72CFFNCAPITOL FED FINL INCCOM0.44%$1M83.6K
73ATLANTICA YIELD PLCSHS0.44%$1M47.8K
74MRSHMARSH & MCLENNAN COS INCCOM0.44%$1M11.5K
75GPMTGRANITE PT MTG TR INCCOM0.44%$1M61.4K
76MMSMAXIMUS INCCOM0.44%$1M14.9K
77ARCCARES CAP CORPCOM0.44%$1M61.6K
78TPG SPECIALTY LENDING INCCOM0.44%$1M54.5K
79WHITE MTNS INS GROUP LTDCOM0.43%$1M1.1K
80AJGGALLAGHER ARTHUR J & COCOM0.43%$1M12.7K
81CCEPCOCA COLA EUROPEAN PARTNERSSHS0.43%$1M20.5K
82OSWONESPAWORLD HOLDINGS LIMITEDCOM0.43%$1M73.2K
83KREFKKR REAL ESTATE FIN TR INCCOM0.43%$1M58.2K
84AFLAFLAC INCCOM0.43%$1M21.7K
85MFICAPOLLO INVT CORPCOM NEW0.43%$1M70.2K
86MCDMCDONALDS CORPCOM0.43%$1M5.3K
87SONSONOCO PRODS COCOM0.43%$1M19.4K
88JNJJOHNSON & JOHNSONCOM0.43%$1M8.7K
89BFAMBRIGHT HORIZONS FAM SOL IN DCOM0.43%$1M7.4K
90BROBROWN & BROWN INCCOM0.43%$1M31.1K
91CPBCAMPBELL SOUP COCOM0.42%$1M23.7K
92YUMYUM BRANDS INCCOM0.42%$1M9.8K
93ECLECOLAB INCCOM0.42%$1M5.6K
94RSGREPUBLIC SVCS INCCOM0.42%$1M12.8K
95ATRAPTARGROUP INCCOM0.42%$1M9.3K
96RWTREDWOOD TR INCCOM0.42%$1M66.7K
97FISFIDELITY NATL INFORMATION SVCOM0.41%$1M8.2K
98PYPLPAYPAL HLDGS INCCOM0.41%$1M10.4K
99GGENPACT LIMITEDSHS0.40%$1M27.4K
100CLBKCOLUMBIA FINL INCCOM0.40%$1M67.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$10M35Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$14M48Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$27M71May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$59M144Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$121M208Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$200M219Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$239M249May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$286M297Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$220M272Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$133M253Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$66M108May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$265M245Feb 12, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$262M205Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$321M211Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$297M210May 13, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • NATIXIS ADVISORS, L.P.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.