SEC 13F Intelligence

Managers / Q4 2019 · view latest →

ALPHASIMPLEX GROUP, LLC

CIK 0001387941 · 200 STATE STREET, BOSTON, MA, 02109 · (617) 475-7100

Reported Value
$265M
Q4 2019
Positions
245
Filings on Record
16
2019–present window
Filed
Feb 12, 2020
amendment (RESTATEMENT)

Summary

Alphasimplex Group, LLC reported $265M in U.S.-listed holdings across 245 positions for Q4 2019.

Its largest position, AGG, represents 14.0% of the portfolio.

Compared with Q3 2019, the fund opened 76 new positions and exited 36.

Portfolio Metrics

Turnover
+20.8%
vs prior filed quarter
Top-10 Concentration
+31.5%
share of reported value
Largest Position
+14.0%
Ishares Tr
New / Exited
76 / 36
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $297MQ1 ’19Q2 ’19: $321MQ3 ’19: $262MQ3 ’19Q4 ’19: $265MQ1 ’20: $66MQ1 ’20Q2 ’20: $133MQ3 ’20: $220MQ3 ’20Q4 ’20: $286MQ1 ’21: $239MQ1 ’21Q2 ’21: $200MQ3 ’21: $121MQ3 ’21Q4 ’21: $59MQ1 ’22: $27MQ1 ’22Q2 ’22: $14MQ3 ’22: $10MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.6%ETP: 28.5%REIT: 10.8%Other: 5.2%MLP: 1.0%
  • Common Stock · 54.6% · $145M
  • ETP · 28.5% · $76M
  • REIT · 10.8% · $29M
  • Other · 5.2% · $14M
  • MLP · 1.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INTERXION HOLDING N.VNEW+30.3K30.3K+$3M$3M
IBERIABANK CORPNEW+33.2K33.2K+$2M$2M
AMTTD AMERITRADE HLDG CORPNEW+46.0K46.0K+$2M$2M
LYON WILLIAM HOMESNEW+110.7K110.7K+$2M$2M
TIVO CORPNEW+213.3K213.3K+$2M$2M
MAGELLAN MIDSTREAM PRTNRS LPNEW+17.3K17.3K+$1M$1M
ITTITT INCNEW+14.6K14.6K+$1M$1M
LKQLKQ CORPNEW+29.7K29.7K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

238 positions (from 245 filing rows — )
#IssuerClass% PortfolioValueShares
1AGGISHARES TRIBOXX HI YD ETF · CORE US AGGBD ET · JPMORGAN USD EMG13.99%$37M411.0K
2SPYSPDR S&P 500 ETF TRhistory →TR UNIT7.68%$20M63.3K
3VTIVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · MID CAP ETF2.58%$7M45.8K
4VGKVANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF · FTSE SMCAP ETF · FTSE PACIFIC ETF · FTSE EMR MKT ETF1.46%$4M57.5K
5LIBERTY PPTY TRSH BEN INT0.99%$3M44.0K
6VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP0.98%$3M28.4K
7INTERXION HOLDING N.VSHS0.96%$3M30.3K
8ALLERGAN PLCSHS0.95%$3M13.2K
9SYYSYSCO CORPCOM0.94%$2M29.1K
10IBERIABANK CORPCOM0.94%$2M33.2K
11MDLZMONDELEZ INTL INCCL A0.93%$2M44.9K
12CITRIX SYS INCCOM0.93%$2M22.3K
13AMTTD AMERITRADE HLDG CORPCOM0.86%$2M46.0K
14LYON WILLIAM HOMESCL A NEW0.83%$2M110.7K
15TIVO CORPCOM0.68%$2M213.3K
16PGPROCTER & GAMBLE COCOM0.62%$2M13.1K
17HLTHILTON WORLDWIDE HLDGS INCCOM0.60%$2M14.4K
18HD SUPPLY HLDGS INCCOM0.59%$2M39.0K
19DHRDANAHER CORPORATIONCOM0.59%$2M10.2K
20CBRECBRE GROUP INCCL A0.59%$2M25.5K
21UTXZUNITED TECHNOLOGIES CORPCOM0.58%$2M10.3K
22MSGSMADISON SQUARE GARDEN CO NEWCL A0.58%$2M5.2K
23BWXSPDR SERIES TRUSTBLOMBERG INTL TR0.57%$2M52.7K
24BAXBAXTER INTL INCCOM0.57%$2M18.1K
25BNYBANK NEW YORK MELLON CORPCOM0.57%$2M30.0K
26CERNER CORPCOM0.57%$2M20.5K
27OTEXOPEN TEXT CORPCOM0.57%$2M34.0K
28BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.55%$1M25.8K
29TMUST MOBILE US INCCOM0.55%$1M18.5K
30SBUXSTARBUCKS CORPCOM0.53%$1M16.1K
31USFDUS FOODS HLDG CORPCOM0.53%$1M33.7K
32CCITIGROUP INCCOM NEW0.52%$1M17.4K
33ACMAECOMCOM0.52%$1M32.3K
34ZBHZIMMER BIOMET HLDGS INCCOM0.50%$1M8.9K
35INVESTORS BANCORP INC NEWCOM0.48%$1M107.6K
36JNJJOHNSON & JOHNSONCOM0.48%$1M8.7K
37LOWLOWES COS INCCOM0.47%$1M10.5K
38AAPADVANCE AUTO PARTS INCCOM0.46%$1M7.6K
39LNGCHENIERE ENERGY INCCOM NEW0.46%$1M20.0K
40USBUS BANCORP DELCOM NEW0.46%$1M20.5K
41RITMNEW RESIDENTIAL INVT CORPCOM NEW0.46%$1M75.1K
42MGMMGM RESORTS INTERNATIONALCOM0.45%$1M36.1K
43EBAYEBAY INCCOM0.44%$1M32.5K
44WENWENDYS COCOM0.44%$1M52.2K
45WCCWESCO INTL INCCOM0.44%$1M19.4K
46CPBCAMPBELL SOUP COCOM0.43%$1M23.0K
47OSWONESPAWORLD HOLDINGS LIMITEDCOM0.42%$1M66.6K
48CMGCHIPOTLE MEXICAN GRILL INCCOM0.42%$1M1.3K
49VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.42%$1M25.2K
50IAC INTERACTIVECORPCOM0.42%$1M4.4K
51MAGELLAN HEALTH INCCOM NEW0.42%$1M14.1K
52SLMSLM CORPCOM0.42%$1M124.1K
53MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.41%$1M17.3K
54CFFNCAPITOL FED FINL INCCOM0.41%$1M79.0K
55ECLECOLAB INCCOM0.41%$1M5.6K
56CLBKCOLUMBIA FINL INCCOM0.41%$1M63.6K
57ITTITT INCCOM0.41%$1M14.6K
58LLOEWS CORPCOM0.41%$1M20.5K
59TRVTRAVELERS COMPANIES INCCOM0.40%$1M7.8K
60APLEAPPLE HOSPITALITY REIT INCCOM NEW0.40%$1M65.6K
61WHITE MTNS INS GROUP LTDCOM0.40%$1M956
62ARCONIC INCCOM0.40%$1M34.6K
63ATLANTICA YIELD PLCSHS0.40%$1M40.3K
64ALLALLSTATE CORPCOM0.40%$1M9.4K
65DOXAMDOCS LTDSHS0.40%$1M14.7K
66BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.40%$1M18.3K
67ARMOUR RESIDENTIAL REIT INCCOM NEW0.40%$1M59.3K
68LKQLKQ CORPCOM0.40%$1M29.7K
69MGPMGM GROWTH PPTYS LLCCL A COM0.40%$1M34.2K
70HARBORONE BANCORP INC NEWCOM NEW0.40%$1M96.1K
71VRSKVERISK ANALYTICS INCCOM0.40%$1M7.1K
72CBCHUBB LIMITEDCOM0.40%$1M6.7K
73MRSHMARSH & MCLENNAN COS INCCOM0.39%$1M9.4K
74RSGREPUBLIC SVCS INCCOM0.39%$1M11.7K
75ATRAPTARGROUP INCCOM0.39%$1M9.0K
76CCEPCOCA COLA EUROPEAN PARTNERSSHS0.39%$1M20.5K
77EFCELLINGTON FINANCIAL INCCOM0.39%$1M56.8K
78AJGGALLAGHER ARTHUR J & COCOM0.39%$1M10.9K
79SONSONOCO PRODS COCOM0.39%$1M16.9K
80WMTWALMART INCCOM0.39%$1M8.8K
81GHCGRAHAM HLDGS COCOM0.39%$1M1.6K
82MCDMCDONALDS CORPCOM0.39%$1M5.3K
83AFGAMERICAN FINL GROUP INC OHIOCOM0.39%$1M9.5K
84AFLAFLAC INCCOM0.39%$1M19.6K
85RWTREDWOOD TR INCCOM0.39%$1M62.3K
86JKHYHENRY JACK & ASSOC INCCOM0.39%$1M7.1K
87CARTER BK & TR MARTINSVILLECOM0.39%$1M43.4K
88PMTPENNYMAC MTG INVT TRCOM0.39%$1M46.2K
89TRTXTPG RE FIN TR INCCOM0.39%$1M50.7K
90NWBINORTHWEST BANCSHARES INC MDCOM0.39%$1M61.8K
91JACKJACK IN THE BOX INCCOM0.39%$1M13.1K
92AGNCAGNC INVT CORPCOM0.38%$1M57.8K
93TWO HBRS INVT CORPCOM NEW0.38%$1M69.9K
94GPMTGRANITE PT MTG TR INCCOM0.38%$1M55.5K
95BRK/ABERKSHIRE HATHAWAY INC DELCL A0.38%$1M3
96BROBROWN & BROWN INCCOM0.38%$1M25.8K
97KREFKKR REAL ESTATE FIN TR INCCOM0.38%$1M49.9K
98THGHANOVER INS GROUP INCCOM0.38%$1M7.4K
99CRMSALESFORCE COM INCCOM0.38%$1M6.2K
100CALYCALLAWAY GOLF COCOM0.38%$1M47.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$10M35Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$14M48Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$27M71May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$59M144Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$121M208Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$200M219Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$239M249May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$286M297Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$220M272Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$133M253Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$66M108May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$265M245Feb 12, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$262M205Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$321M211Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$297M210May 13, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • NATIXIS ADVISORS, L.P.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.