SEC 13F Intelligence

Managers / Q4 2020 · view latest →

A.R.T. Advisors, LLC

CIK 0001315281 · 28 LIBERTY STREET, 6TH FLOOR, NEW YORK, NY, 10005 · 2125937700

Reported Value
$22M
Q4 2020
Positions
71
Filings on Record
13
2019–present window
Filed
Feb 16, 2021
original filing

Summary

A.r.t. Advisors, LLC reported $22M in U.S.-listed holdings across 71 positions for Q4 2020.

Its largest position, EXMOC, represents 3.7% of the portfolio.

Compared with Q3 2020, the fund opened 58 new positions and exited 55.

Portfolio Metrics

Turnover
+70.5%
vs prior filed quarter
Top-10 Concentration
+31.0%
share of reported value
Largest Position
+3.7%
Exxon Mobil
New / Exited
58 / 55
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.7BQ2 ’19: $1.8BQ2 ’19Q3 ’19: $2.0BQ4 ’19: $2.0BQ4 ’19Q2 ’20: $67MQ3 ’20: $18MQ3 ’20Q4 ’20: $22MQ1 ’21: $18MQ1 ’21Q2 ’21: $2MQ3 ’21: $2MQ3 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 93.6%ADR: 3.5%NY Reg Shrs: 1.7%Other: 1.2%
  • Common Stock · 93.6% · $20M
  • ADR · 3.5% · $766,000
  • NY Reg Shrs · 1.7% · $365,000
  • Other · 1.2% · $253,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EXMOCEXXON MOBIL CORPNEW+19.5K19.5K+$804,000$804,000
MRKMERCK & CO. INCNEW+9.2K9.2K+$751,000$751,000
REGNREGENERON PHARMACEUTICALSNEW+1.5K1.5K+$724,000$724,000
VRTXVERTEX PHARMACEUTICALS INCNEW+2.8K2.8K+$667,000$667,000
UALUNITED AIRLS HLDGS INCNEW+15.4K15.4K+$666,000$666,000
ARWARROW ELECTRS INCNEW+6.0K6.0K+$588,000$588,000
BAXBAXTER INTL INCNEW+7.1K7.1K+$569,000$569,000
ABBVABBVIE INCNEW+5.2K5.2K+$552,000$552,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

70 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EXMOCEXXON MOBIL CORPhistory →COM3.72%$804,00019.5K
2MRKMERCK & CO. INChistory →COM3.48%$751,0009.2K
3REGNREGENERON PHARMACEUTICALShistory →COM3.35%$724,0001.5K
4GOOGLALPHABET INCCAP STK CL A · CAP STK CL C3.29%$711,000406
5VRTXVERTEX PHARMACEUTICALS INChistory →COM3.09%$667,0002.8K
6UALUNITED AIRLS HLDGS INChistory →COM3.08%$666,00015.4K
7VZVERIZON COMMUNICATIONS INChistory →COM3.03%$654,00011.1K
8ARWARROW ELECTRS INChistory →COM2.72%$588,0006.0K
9BAXBAXTER INTL INChistory →COM2.63%$569,0007.1K
10ABBVABBVIE INChistory →COM2.56%$552,0005.2K
11DNLIDENALI THERAPEUTICS INChistory →COM2.39%$517,0006.2K
12BBYBEST BUY INChistory →COM2.34%$506,0005.1K
13JNJJOHNSON & JOHNSONhistory →COM2.33%$504,0003.2K
14GILDGILEAD SCIENCES INChistory →COM2.21%$478,0008.2K
15COPCONOCOPHILLIPShistory →COM2.02%$436,00010.9K
16BABOEING COhistory →COM1.98%$427,0002.0K
17NVSNOVARTIS AGhistory →SPONSORED ADR1.90%$411,0004.3K
18ALXNALEXION PHARMACEUTICALS INChistory →COM1.82%$394,0002.5K
19MR COOPER GROUP INCCOM1.75%$377,00012.2K
20GSGOLDMAN SACHS GROUP INChistory →COM1.72%$372,0001.4K
21BKNGBOOKING HOLDINGS INChistory →COM1.71%$370,000166
22MTARCELORMITTAL SA LUXEMBOURGhistory →NY REGISTRY SH1.69%$365,00015.9K
23NEENEXTERA ENERGY INChistory →COM1.65%$357,0004.6K
24CELHCELSIUS HLDGS INChistory →COM NEW1.61%$348,0006.9K
25UTHRUNITED THERAPEUTICS CORP DELhistory →COM1.59%$343,0002.3K
26MGNIMAGNITE INChistory →COM1.59%$343,00011.2K
27JCIJOHNSON CTLS INTL PLChistory →SHS1.56%$338,0007.3K
28YUMYUM BRANDS INChistory →COM1.50%$324,0003.0K
29PGPROCTER AND GAMBLE COhistory →COM1.49%$321,0002.3K
30BDXBECTON DICKINSON & COhistory →COM1.44%$312,0001.2K
31MCDMCDONALDS CORPhistory →COM1.39%$300,0001.4K
32INCYINCYTE CORPhistory →COM1.34%$289,0003.3K
33MPCMARATHON PETE CORPhistory →COM1.28%$276,0006.7K
34SWKSTANLEY BLACK & DECKER INChistory →COM1.23%$265,0001.5K
35MDLZMONDELEZ INTL INChistory →CL A1.19%$257,0004.4K
36LABORATORY CORP AMER HLDGSCOM NEW1.17%$253,0001.2K
37NRGNRG ENERGY INChistory →COM NEW1.17%$253,0006.7K
38VLOVALERO ENERGY CORPhistory →COM1.15%$249,0004.4K
39FISFIDELITY NATL INFORMATION SVhistory →COM1.13%$245,0001.7K
40ITWILLINOIS TOOL WKS INChistory →COM1.09%$236,0001.2K
41SONYSONY CORPhistory →SPONSORED ADR1.07%$232,0002.3K
42VVISA INChistory →COM CL A1.07%$232,0001.1K
43CLCOLGATE PALMOLIVE COhistory →COM1.07%$231,0002.7K
44FISVFISERV INChistory →COM1.06%$228,0002.0K
45EOGEOG RES INChistory →COM1.05%$227,0004.5K
46FFORD MTR CO DELhistory →COM1.05%$226,00025.8K
47GMGENERAL MTRS COCOM0.98%$212,0005.1K
48CONCHO RES INCCOM0.98%$212,0003.6K
49IBMINTERNATIONAL BUSINESS MACHSCOM0.95%$205,0001.6K
50ACTIVISION BLIZZARD INCCOM0.94%$204,0002.2K
51HCAHCA HEALTHCARE INCCOM0.94%$203,0001.2K
52ROKROCKWELL AUTOMATION INCCOM0.93%$201,000800
53MSFTMICROSOFT CORPCOM0.93%$200,000900
54MATMATTEL INCCOM0.84%$181,00010.4K
55LUMEN TECHNOLOGIES INCCOM0.81%$174,00017.8K
56AMYRIS INCCOM NEW0.73%$157,00025.4K
57JBLUJETBLUE AWYS CORPCOM0.72%$156,00010.7K
58MMACYS INCCOM0.71%$154,00013.7K
59ARANTERO RESOURCES CORPCOM0.56%$120,00021.9K
60QURATE RETAIL INCCOM SER A0.53%$115,00010.5K
61HLHECLA MNG COCOM0.50%$108,00016.7K
62GPROGOPRO INCCL A0.42%$90,00010.9K
63ARLOARLO TECHNOLOGIES INCCOM0.37%$80,00010.2K
64NOKNOKIA CORPSPONSORED ADR0.31%$67,00017.1K
65CVECENOVUS ENERGY INCCOM0.31%$66,00010.8K
66ADAPYADAPTIMMUNE THERAPEUTICS PLCSPONDS ADR0.26%$56,00010.3K
67QEPQEP RESOURCES INCCOM0.19%$42,00017.5K
68CRGYCRESCENT PT ENERGY CORPCOM0.14%$30,00012.6K
69DURECT CORPCOM0.10%$21,00010.4K
70TELLURIAN INC NEWCOM0.07%$16,00012.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$2M6Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2M8Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$18M51May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$22M71Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$18M68Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$67M280Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020Under review30May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.0B1,288Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.0B1,387Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.8B1,312Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.7B1,260May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B1,267Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.