SEC 13F Intelligence

Managers / Q3 2020 · view latest →

A.R.T. Advisors, LLC

CIK 0001315281 · 28 LIBERTY STREET, 6TH FLOOR, NEW YORK, NY, 10005 · 2125937700

Reported Value
$18M
Q3 2020
Positions
68
Filings on Record
13
2019–present window
Filed
Nov 16, 2020
original filing

Summary

A.r.t. Advisors, LLC reported $18M in U.S.-listed holdings across 68 positions for Q3 2020.

Its largest position, JNJ, represents 11.9% of the portfolio.

Compared with Q2 2020, the fund opened 46 new positions and exited 258.

Portfolio Metrics

Turnover
+30.9%
vs prior filed quarter
Top-10 Concentration
+41.0%
share of reported value
Largest Position
+11.9%
Johnson Johnson
New / Exited
46 / 258
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.7BQ2 ’19: $1.8BQ2 ’19Q3 ’19: $2.0BQ4 ’19: $2.0BQ4 ’19Q2 ’20: $67MQ3 ’20: $18MQ3 ’20Q4 ’20: $22MQ1 ’21: $18MQ1 ’21Q2 ’21: $2MQ3 ’21: $2MQ3 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 97.1%Other: 1.7%ADR: 0.9%REIT: 0.3%
  • Common Stock · 97.1% · $17M
  • Other · 1.7% · $306,000
  • ADR · 0.9% · $155,000
  • REIT · 0.3% · $45,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JNJJOHNSON & JOHNSONNEW+14.1K14.1K+$2M$2M
BMYBRISTOL-MYERS SQUIBB CONEW+17.2K17.2K+$1M$1M
ALXNALEXION PHARMACEUTICALS INCNEW+6.4K6.4K+$735,000$735,000
VZVERIZON COMMUNICATIONS INCNEW+12.2K12.2K+$727,000$727,000
CICIGNA CORP NEWNEW+2.2K2.2K+$368,000$368,000
LOWLOWES COS INCNEW+2.1K2.1K+$355,000$355,000
VLOVALERO ENERGY CORPNEW+7.9K7.9K+$342,000$342,000
EOGEOG RES INCNEW+9.4K9.4K+$339,000$339,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

68 positions
#IssuerClass% PortfolioValueShares
1JNJJOHNSON & JOHNSONhistory →COM11.87%$2M14.1K
2BMYBRISTOL-MYERS SQUIBB COhistory →COM5.87%$1M17.2K
3DALDELTA AIR LINES INC DELhistory →COM NEW4.78%$846,00027.7K
4ALXNALEXION PHARMACEUTICALS INChistory →COM4.15%$735,0006.4K
5VZVERIZON COMMUNICATIONS INChistory →COM4.11%$727,00012.2K
6COSTCOSTCO WHSL CORP NEWhistory →COM2.23%$395,0001.1K
7CICIGNA CORP NEWhistory →COM2.08%$368,0002.2K
8LOWLOWES COS INChistory →COM2.01%$355,0002.1K
9VLOVALERO ENERGY CORPhistory →COM1.93%$342,0007.9K
10UTHRUNITED THERAPEUTICS CORP DELhistory →COM1.92%$339,0003.4K
11EOGEOG RES INChistory →COM1.92%$339,0009.4K
12LENLENNAR CORPhistory →CL A1.76%$312,0003.8K
13MSMORGAN STANLEYhistory →COM NEW1.72%$305,0006.3K
14HDHOME DEPOT INChistory →COM1.68%$297,0001.1K
15UNPUNION PAC CORPhistory →COM1.67%$295,0001.5K
16EMREMERSON ELEC COhistory →COM1.67%$295,0004.5K
17DHID R HORTON INChistory →COM1.65%$292,0003.9K
18INTUINTUIThistory →COM1.65%$292,000896
19CCITIGROUP INChistory →COM NEW1.64%$290,0006.7K
20ETRENTERGY CORP NEWhistory →COM1.63%$289,0002.9K
21NRGNRG ENERGY INChistory →COM NEW1.55%$275,0008.9K
22WLLWHITING PETE CORP NEWhistory →COM NEW1.54%$272,00015.7K
23YUMYUM BRANDS INChistory →COM1.49%$264,0002.9K
24GSGOLDMAN SACHS GROUP INChistory →COM1.49%$263,0001.3K
25AALAMERICAN AIRLS GROUP INChistory →COM1.42%$252,00020.5K
26NKENIKE INChistory →CL B1.42%$251,0002.0K
27PGRPROGRESSIVE CORPhistory →COM1.41%$249,0002.6K
28HOGHARLEY DAVIDSON INChistory →COM1.40%$247,00010.1K
29ELVANTHEM INChistory →COM1.40%$247,000919
30LUMEN TECHNOLOGIES INCCOM1.36%$241,00023.9K
31FDXFEDEX CORPhistory →COM1.36%$240,000955
32DEDEERE & COhistory →COM1.34%$237,0001.1K
33DRIDARDEN RESTAURANTS INChistory →COM1.27%$225,0002.2K
34NCLHNORWEGIAN CRUISE LINE HLDG Lhistory →SHS1.26%$223,00013.0K
35SMGSCOTTS MIRACLE GRO COhistory →CL A1.26%$223,0001.5K
36AXPAMERICAN EXPRESS COhistory →COM1.25%$221,0002.2K
37CDNSCADENCE DESIGN SYSTEM INChistory →COM1.25%$221,0002.1K
38SOSOUTHERN COhistory →COM1.20%$212,0003.9K
39LYVLIVE NATION ENTERTAINMENT INhistory →COM1.19%$211,0003.9K
40FISFIDELITY NATL INFORMATION SVhistory →COM1.19%$211,0001.4K
41SYYSYSCO CORPhistory →COM1.18%$208,0003.3K
42AKXANSYS INChistory →COM1.18%$208,000635
43FISVFISERV INChistory →COM1.16%$206,0002.0K
44SNPSSYNOPSYS INChistory →COM1.16%$205,000960
45COOPER COS INCCOM NEW1.15%$203,000601
46AJGGALLAGHER ARTHUR J & COhistory →COM1.14%$201,0001.9K
47PCARPACCAR INChistory →COM1.14%$201,0002.4K
48UNITED STATES STL CORP NEWCOM1.04%$184,00025.1K
49CONTINENTAL RES INCCOM0.91%$161,00013.1K
50IBNICICI BANK LIMITEDADR0.88%$155,00015.7K
51FFORD MTR CO DELCOM0.61%$108,00016.2K
52RRCRANGE RES CORPCOM0.47%$84,00012.7K
53SOUTHWESTERN ENERGY COCOM0.46%$81,00034.4K
54BTGB2GOLD CORPCOM0.41%$73,00011.1K
55HERTZ GLOBAL HLDGS INCCOM0.35%$62,00055.8K
56INVESCO MORTGAGE CAPITAL INCCOM0.25%$45,00016.7K
57BKDBROOKDALE SR LIVING INCCOM0.23%$41,00016.0K
58VEON LTDSPONSORED ADR0.18%$31,00024.4K
59VERASTEM INCCOM0.16%$29,00023.8K
60WTIW & T OFFSHORE INCCOM0.15%$27,00015.1K
61BGC PARTNERS INCCL A0.15%$26,00010.7K
62KOSKOSMOS ENERGY LTDCOM0.13%$23,00024.0K
63RIGTRANSOCEAN LTDREG SHS0.12%$22,00027.8K
64ADAMIS PHARMACEUTICALS CORPCOM NEW0.09%$16,00020.4K
65CHICOS FAS INCCOM0.09%$16,00016.0K
66HEAT BIOLOGICS INCCOM NEW0.08%$14,00011.1K
67TURQUOISE HILL RES LTDCOM0.07%$13,00015.9K
68MCEWEN MNG INCCOM0.07%$13,00012.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$2M6Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2M8Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$18M51May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$22M71Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$18M68Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$67M280Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020Under review30May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.0B1,288Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.0B1,387Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.8B1,312Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.7B1,260May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B1,267Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.