SEC 13F Intelligence

Managers / Q3 2021

A.R.T. Advisors, LLC

CIK 0001315281 · 28 LIBERTY STREET, 6TH FLOOR, NEW YORK, NY, 10005 · 2125937700

Reported Value
$2M
Q3 2021
Positions
6
Filings on Record
13
2019–present window
Filed
Nov 15, 2021
original filing

Summary

A.r.t. Advisors, LLC reported $2M in U.S.-listed holdings across 6 positions for Q3 2021.

The portfolio is heavily concentrated: BMY alone accounts for 24.8% of reported value.

Compared with Q2 2021, the fund opened 4 new positions and exited 6.

Portfolio Metrics

Turnover
+60.0%
vs prior filed quarter
Largest Position
+24.8%
Bristol Myers Squibb
New / Exited
4 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.7BQ2 ’19: $1.8BQ2 ’19Q3 ’19: $2.0BQ4 ’19: $2.0BQ4 ’19Q2 ’20: $67MQ3 ’20: $18MQ3 ’20Q4 ’20: $22MQ1 ’21: $18MQ1 ’21Q2 ’21: $2MQ3 ’21: $2MQ3 ’21filingsflow.com

Portfolio Composition

By security type
Common Stock: 100.0%
  • Common Stock · 100.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BMYBRISTOL-MYERS SQUIBB CONEW+7.5K7.5K+$446,000$446,000
NVDANVIDIA CORPORATIONNEW+1.2K1.2K+$249,000$249,000
METAFACEBOOK INCNEW+698698+$237,000$237,000
WMTWALMART INCNEW+1.6K1.6K+$226,000$226,000
DISDISNEY WALT COSOLD OUT2.1K0$369,000$0
PFEPFIZER INCSOLD OUT8.6K0$336,000$0
ASML HOLDING N VSOLD OUT4000$276,000$0
MUMICRON TECHNOLOGY INCSOLD OUT3.2K0$272,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

6 positions
#IssuerClass% PortfolioValueShares
1BMYBRISTOL-MYERS SQUIBB COhistory →COM24.85%$446,0007.5K
2GOOGLALPHABET INChistory →CAP STK CL A21.62%$388,000145
3NVDANVIDIA CORPORATIONhistory →COM13.87%$249,0001.2K
4CMGCHIPOTLE MEXICAN GRILL INChistory →COM13.87%$249,000137
5METAFACEBOOK INChistory →CL A13.20%$237,000698
6WMTWALMART INChistory →COM12.59%$226,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$2M6Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2M8Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$18M51May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$22M71Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$18M68Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$67M280Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020Under review30May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.0B1,288Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.0B1,387Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.8B1,312Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.7B1,260May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B1,267Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.