SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Penn Capital Management Company, LLC

CIK 0001158202 · 1200 INTREPID AVENUE, SUITE 400, PHILADELPHIA, PA, 19112 · 2153021500

Reported Value
$960M
Q1 2021
Positions
204
Filings on Record
35
2019–present window
Filed
May 13, 2021
original filing

Summary

Penn Capital Management Company, Llc reported $960M in U.S.-listed holdings across 204 positions for Q1 2021.

Its largest position, WEA, represents 1.7% of the portfolio.

Compared with Q4 2020, the fund opened 58 new positions and exited 51.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.0BQ2 ’19: $1.0BQ3 ’19: $959MQ4 ’19: $952MQ4 ’19Q1 ’20: $606MQ2 ’20: $768MQ3 ’20: $791MQ4 ’20: $791MQ4 ’20Q1 ’21: $960MQ2 ’21: $1.0BQ3 ’21: $991MQ4 ’21: $997MQ4 ’21Q1 ’22: $974MQ2 ’22: $929MQ3 ’22: $157MQ4 ’22: $978.9BQ4 ’22Q1 ’23: $996MQ2 ’23: $1.0BQ3 ’23: $976MQ4 ’23: $1.1BQ4 ’23Q1 ’24: $1.1BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.0BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 86.5%Other: 8.4%REIT: 2.7%ADR: 1.1%US DOMESTIC: 0.9%Other: 0.4%
  • Common Stock · 86.5% · $831M
  • Other · 8.4% · $80M
  • REIT · 2.7% · $26M
  • ADR · 1.1% · $10M
  • US DOMESTIC · 0.9% · $9M
  • Other · 0.4% · $4M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2021

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B172May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B165Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B170Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B157Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.0B161May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B143Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B146Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B144Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B144May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B145Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$976M150Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B145Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$996M154May 16, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$978.9B167Feb 14, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$157M122Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$929M185Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$974M190May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$997M201Feb 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$991M192Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.0B207Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$960M204May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$791M197Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$791M184Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$768M194Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$606M187May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$952M215Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$959M215Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.0B220Aug 23, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$1.0B219May 7, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$1.0B257Feb 19, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MORGAN STANLEY SMITH BARNEY LLC801-70103
  • LOCKWOOD ADVISORS INC801-52378
  • UBS FINANCIAL SERVICES INC.801-7163

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.