SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Penn Capital Management Company, LLC

CIK 0001158202 · 1200 INTREPID AVENUE, SUITE 400, PHILADELPHIA, PA, 19112 · 2153021500

Reported Value
$959M
Q3 2019
Positions
215
Filings on Record
35
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Penn Capital Management Company, LLC reported $959M in U.S.-listed holdings across 215 positions for Q3 2019.

Its largest position, AL21, represents 2.1% of the portfolio.

Compared with Q2 2019, the fund opened 34 new positions and exited 39.

Portfolio Metrics

Turnover
+21.8%
vs prior filed quarter
Top-10 Concentration
+14.8%
share of reported value
Largest Position
+2.1%
Allscript Misys Healtcar Sol
New / Exited
34 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.0BQ2 ’19: $1.0BQ3 ’19: $959MQ4 ’19: $952MQ4 ’19Q1 ’20: $606MQ2 ’20: $768MQ3 ’20: $791MQ4 ’20: $791MQ4 ’20Q1 ’21: $960MQ2 ’21: $1.0BQ3 ’21: $991MQ4 ’21: $997MQ4 ’21Q1 ’22: $974MQ2 ’22: $929MQ3 ’22: $157MQ4 ’22: $979MQ4 ’22Q1 ’23: $996MQ2 ’23: $1.0BQ3 ’23: $976MQ4 ’23: $1.1BQ4 ’23Q1 ’24: $1.1BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.0BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 81.0%Other: 10.9%REIT: 5.6%ADR: 1.1%US DOMESTIC: 0.7%Other: 0.7%
  • Common Stock · 81.0% · $777M
  • Other · 10.9% · $104M
  • REIT · 5.6% · $54M
  • ADR · 1.1% · $11M
  • US DOMESTIC · 0.7% · $7M
  • Other · 0.7% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STCSTEWART INFORMATION SVCS CORNEW+336.8K336.8K+$13M$13M
PZZAPAPA JOHNS INTL INCNEW+168.8K168.8K+$9M$9M
8INSYNEOS HEALTH INCNEW+160.1K160.1K+$9M$9M
GATES INDUSTRIAL CORPRATINNEW+822.3K822.3K+$8M$8M
CA8ACACI INTL INCNEW+35.6K35.6K+$8M$8M
BIOSUSDOPTION CARE HEALTH INCNEW+2.43M2.43M+$8M$8M
JPXAEROVIRONMENT INCNEW+143.5K143.5K+$8M$8M
PGT INCNEW+426.6K426.6K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AL21ALLSCRIPT MISYS HEALTCAR SOLhistory →COM2.06%$20M1.80M
2WEAWESTERN ALLIANCE BANCORPhistory →COM1.76%$17M366.2K
3FBKFB FINL CORPhistory →COM1.57%$15M400.4K
4NXSTNEXSTAR BROADCASTING GROUP Ihistory →CL A1.48%$14M138.9K
5GDENGOLDEN ENTMT INChistory →COM1.42%$14M1.03M
6STCSTEWART INFORMATION SVCS CORhistory →COM1.36%$13M336.8K
7NXRTNEXPOINT RESIDENTIALhistory →COM1.34%$13M275.5K
8GTNGRAY TELEVISION INChistory →COM1.28%$12M754.6K
9RCMEURR1 RCM INChistory →COM1.28%$12M1.37M
10AQUAUSDEVOQUA WATER TECHNOLOGIES COhistory →COM1.26%$12M712.2K
11SBGIUSDSINCLAIR BROADCAST GROUP INChistory →CL A1.23%$12M276.3K
12LIVANOVA PLCCOM1.19%$11M155.2K
13VBTXVERITEX HLDGS INChistory →COM1.19%$11M469.1K
14SSPSCRIPPS E W CO OHIOhistory →CL A NE1.17%$11M847.7K
15BJBJS WHSL CLUB HLDGS INChistory →COM1.12%$11M415.8K
16BECNUSDBEACON ROOFING SUPPLY INCCOM1.00%$10M285.8K
17WRIGHT MED GROUP N VCOM1.00%$10M463.2K
18MTZMASTEC INCCOM0.99%$10M146.3K
197SUSUMMIT MATLS INCCOM0.96%$9M415.9K
20G2CEVERI HLDGS INCCOM0.96%$9M1.09M
21EX9EXELIXIS INCCOM0.96%$9M518.0K
22EYENATIONAL VISION HLDGS INCCOM0.95%$9M377.9K
23RRRRED ROCK RESORTS INCCOM0.93%$9M437.4K
24PZZAPAPA JOHNS INTL INCCOM0.92%$9M168.8K
25GTLSCHART INDS INCCOM PAR0.91%$9M140.6K
26EP3ORASURE TECHNOLOGIES INCCOM0.91%$9M1.17M
27SIMOSILICON MOTION TECHNOLOGY COSPONSOR0.91%$9M246.1K
28PRKSSEAWORLD ENTMT INCCOM0.90%$9M329.4K
29CSFLUSDCENTERSTATE BKS FLA INCCOM0.90%$9M359.7K
308INSYNEOS HEALTH INCCOM0.89%$9M160.1K
31INTERXION HOLDING N.VSHS0.89%$9M104.4K
32SMTCSEMTECH CORPCOM0.88%$8M174.2K
33FIVNFIVE9 INCCOM0.87%$8M154.4K
34GATES INDUSTRIAL CORPRATINCOM0.86%$8M822.3K
35CA8ACACI INTL INCCL A0.86%$8M35.6K
36DOCUSDPHYSICIANS RLTY TRCOM0.86%$8M462.3K
37LNWOSCIENTIFIC GAMES CORPCL A0.82%$8M388.5K
38BIOSUSDOPTION CARE HEALTH INCCOM0.81%$8M2.43M
39JPXAEROVIRONMENT INCCOM0.80%$8M143.5K
40PGT INCCOM0.77%$7M426.6K
41FNDFLOOR & DECOR HLDGS INCCOM0.77%$7M143.7K
42WPXUSDWPX ENERGY INCCOM0.76%$7M684.2K
43FBPFIRST BANCORP P RCOM NEW0.75%$7M721.4K
44FIVEFive Below Inccom0.74%$7M56.1K
45AVYAUSDAVAYA HLDGS CORPPUT0.72%$7M675.1K
46CDLXEURCARDLYTICS INCCOM0.72%$7M206.0K
47VACMARRIOTT VACATIONS WRLDWDE CCOM0.72%$7M66.5K
48PENNPENN NATL GAMING INCCOM0.72%$7M369.4K
49LFUSLITTELFUSE INCCOM0.71%$7M38.5K
50PEBPEBBLEBROOK HOTEL TRCOM0.71%$7M245.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B172May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B165Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B170Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B157Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.0B161May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B143Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B146Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B144Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B144May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B145Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$976M150Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B145Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$996M154May 16, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$979M167Feb 14, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$157M122Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$929M185Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$974M190May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$997M201Feb 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$991M192Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.0B207Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$960M204May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$791M197Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$791M184Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$768M194Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$606M187May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$952M215Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$959M215Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.0B220Aug 23, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$1.0B219May 7, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$1.0B257Feb 19, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.