SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Penn Capital Management Company, LLC

CIK 0001158202 · 1200 INTREPID AVENUE, SUITE 400, PHILADELPHIA, PA, 19112 · 2153021500

Reported Value
$952M
Q4 2019
Positions
215
Filings on Record
35
2019–present window
Filed
Feb 12, 2020
original filing

Summary

Penn Capital Management Company, LLC reported $952M in U.S.-listed holdings across 215 positions for Q4 2019.

Its largest position, AL21, represents 1.8% of the portfolio.

Compared with Q3 2019, the fund opened 31 new positions and exited 31.

Portfolio Metrics

Turnover
+22.2%
vs prior filed quarter
Top-10 Concentration
+14.7%
share of reported value
Largest Position
+1.8%
Allscript Misys Healtcar Sol
New / Exited
31 / 31
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.0BQ2 ’19: $1.0BQ3 ’19: $959MQ4 ’19: $952MQ4 ’19Q1 ’20: $606MQ2 ’20: $768MQ3 ’20: $791MQ4 ’20: $791MQ4 ’20Q1 ’21: $960MQ2 ’21: $1.0BQ3 ’21: $991MQ4 ’21: $997MQ4 ’21Q1 ’22: $974MQ2 ’22: $929MQ3 ’22: $157MQ4 ’22: $979MQ4 ’22Q1 ’23: $996MQ2 ’23: $1.0BQ3 ’23: $976MQ4 ’23: $1.1BQ4 ’23Q1 ’24: $1.1BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.0BQ4 ’24Q1 ’25: $1.0BQ2 ’25: $1.2BQ3 ’25: $1.3BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.8%Other: 11.8%REIT: 5.0%US DOMESTIC: 2.1%ADR: 1.4%Other: 1.0%
  • Common Stock · 78.8% · $750M
  • Other · 11.8% · $112M
  • REIT · 5.0% · $47M
  • US DOMESTIC · 2.1% · $20M
  • ADR · 1.4% · $13M
  • Other · 1.0% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OI*O-I GLASS INCNEW+999.0K999.0K+$12M$12M
CR1USDCRANE CONEW+101.6K101.6K+$9M$9M
OPCHOption Care Health IncNEW+2.09M2.09M+$8M$8M
AJRDEURAEROJET ROCKETDYNE HLDGS INCNEW+157.7K157.7K+$7M$7M
FOEFERRO CORPNEW+436.0K436.0K+$6M$6M
ALGALAMO GROUP INCNEW+47.8K47.8K+$6M$6M
RVLVREVOLVE GROUP INCNEW+311.0K311.0K+$6M$6M
ABCBAMERIS BANCORPNEW+115.8K115.8K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AL21ALLSCRIPT MISYS HEALTCAR SOLhistory →COM1.82%$17M1.76M
2SSPSCRIPPS E W CO OHIOhistory →CL A NE1.72%$16M1.04M
3WEAWESTERN ALLIANCE BANCORPhistory →COM1.65%$16M275.8K
4GDENGOLDEN ENTMT INChistory →COM1.57%$15M778.7K
5STCSTEWART INFORMATION SVCS CORhistory →COM1.37%$13M319.7K
6OXFORD IMMUNOTEC GLOBAL PLCORD SHS1.34%$13M769.1K
7FBKFB FINL CORPhistory →COM1.31%$13M316.0K
8EASTERLY GOVT PPTYS INCCOM1.29%$12M518.3K
9GTNGRAY TELEVISION INChistory →COM1.29%$12M570.5K
10RCMEURR1 RCM INChistory →COM1.28%$12M939.9K
11OI*O-I GLASS INChistory →COM1.25%$12M999.0K
12NXSTNEXSTAR BROADCASTING GROUP Ihistory →CL A1.25%$12M101.6K
13SIMOSILICON MOTION TECHNOLOGY COhistory →SPONSOR1.15%$11M216.3K
14DISH NETWORK CORPNOTE1.10%$11M11.51M
15NXRTNEXPOINT RESIDENTIALhistory →COM1.00%$10M212.5K
16HUNHUNTSMAN CORPCOM0.99%$9M391.1K
17GATES INDUSTRIAL CORPRATINCOM0.96%$9M663.0K
18AMARIN CORP PLCSPONS A0.95%$9M423.9K
198INSYNEOS HEALTH INCCOM0.95%$9M152.2K
20CR1USDCRANE COCOM0.92%$9M101.6K
21EYENATIONAL VISION HLDGS INCCOM0.91%$9M266.9K
22GTLSCHART INDS INCCOM PAR0.91%$9M127.9K
23JPXAEROVIRONMENT INCCOM0.90%$9M138.5K
24RRRRED ROCK RESORTS INCCOM0.88%$8M349.9K
25SMTCSEMTECH CORPCOM0.86%$8M155.4K
26PRKSSEAWORLD ENTMT INCCOM0.86%$8M258.2K
27FIVNFIVE9 INCCOM0.85%$8M124.0K
28MTZMASTEC INCCOM0.85%$8M126.0K
29EX9EXELIXIS INCCOM0.85%$8M456.6K
30SBGIUSDSINCLAIR BROADCAST GROUP INCCL A0.82%$8M234.8K
31OPCHOption Care Health IncCOM0.82%$8M2.09M
32DIODDIODES INCCOM0.80%$8M134.6K
33G2CEVERI HLDGS INCCOM0.79%$8M562.0K
34FORTUNA SILVER MINES INCCOM0.78%$7M1.82M
35VBTXVERITEX HLDGS INCCOM0.78%$7M254.6K
36FNDFLOOR & DECOR HLDGS INCCOM0.78%$7M145.4K
37AVYAUSDAVAYA HLDGS CORPPUT0.76%$7M538.6K
38CSFLUSDCENTERSTATE BKS FLA INCCOM0.76%$7M290.0K
39BJBJS WHSL CLUB HLDGS INCCOM0.76%$7M316.8K
40AJRDEURAEROJET ROCKETDYNE HLDGS INCCOM0.76%$7M157.7K
41DOCUSDPHYSICIANS RLTY TRCOM0.74%$7M373.3K
42CA8ACACI INTL INCCL A0.74%$7M28.1K
43HFWAHERITAGE FINL CORP WASHCOM0.73%$7M245.7K
44VACMARRIOTT VACATIONS WRLDWDE CCOM0.72%$7M53.6K
45FBPFIRST BANCORP P RCOM NEW0.72%$7M649.1K
46MTHMERITAGE HOMES CORPCOM0.72%$7M112.5K
47OMCLOMNICELL INCCOM0.72%$7M83.5K
48WPXUSDWPX ENERGY INCCOM0.72%$7M496.4K
49FOEFERRO CORPCOM0.68%$6M436.0K
50PZZAPAPA JOHNS INTL INCCOM0.67%$6M100.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B172May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B165Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B170Nov 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B157Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.0B161May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.0B143Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B146Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B144Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B144May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B145Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$976M150Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.0B145Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$996M154May 16, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$979M167Feb 14, 2023RESTATEMENTchanges · EDGAR ↗
Q3 2022$157M122Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$929M185Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$974M190May 17, 202213F-HRchanges · EDGAR ↗
Q4 2021$997M201Feb 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$991M192Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.0B207Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$960M204May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$791M197Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$791M184Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$768M194Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$606M187May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$952M215Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$959M215Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.0B220Aug 23, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$1.0B219May 7, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$1.0B257Feb 19, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MORGAN STANLEY SMITH BARNEY LLC801-70103
  • LOCKWOOD ADVISORS INC801-52378
  • UBS FINANCIAL SERVICES INC.801-7163

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.