SEC 13F Intelligence

Managers / Q3 2020 · view latest →

WEDBUSH SECURITIES INC

CIK 0001142495 · 225 S LAKE AVE PENTHOUSE, ATTN: COMPLIANCE DEPT., PASADENA, CA, 91101 · 213-688-8090

Reported Value
$1.0B
Q3 2020
Positions
930
Filings on Record
30
2019–present window
Filed
Oct 20, 2020
original filing

Summary

Wedbush Securities Inc reported $1.0B in U.S.-listed holdings across 930 positions for Q3 2020.

Its largest position, AAPL, represents 6.3% of the portfolio.

Compared with Q2 2020, the fund opened 113 new positions and exited 137.

Portfolio Metrics

Turnover
+12.4%
vs prior filed quarter
Top-10 Concentration
+23.5%
share of reported value
Largest Position
+6.3%
Apple
New / Exited
113 / 137
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $782MQ4 ’18Q1 ’19: $931MQ2 ’19: $995MQ3 ’19: $1.0BQ4 ’19: $1.1BQ4 ’19Q1 ’20: $840MQ2 ’20: $1.1BQ3 ’20: $1.0BQ4 ’20: $1.1BQ4 ’20Q1 ’21: $1.8BQ2 ’21: $2.1BQ3 ’21: $2.1BQ4 ’21: $2.3BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.8BQ3 ’22: $1.8BQ1 ’23: $2.0BQ1 ’23Q2 ’23: $2.1BQ3 ’23: $2.0BQ4 ’23: $2.3BQ1 ’24: $2.7BQ1 ’24Q2 ’24: $2.8BQ3 ’24: $2.7BQ4 ’24: $2.8BQ1 ’25: $2.7BQ1 ’25Q2 ’25: $2.9BQ3 ’25: $3.1BQ4 ’25: $3.4BQ1 ’26: $3.4BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 62.0%ETP: 26.6%Closed-End Fund: 4.5%Other: 2.9%ADR: 1.7%Other: 2.2%
  • Common Stock · 62.0% · $647M
  • ETP · 26.6% · $278M
  • Closed-End Fund · 4.5% · $47M
  • Other · 2.9% · $30M
  • ADR · 1.7% · $18M
  • Other · 2.2% · $23M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NDMONUVEEN DYNAMICNEW+339.0K339.0K+$5M$5M
ETFISNEW+65.0K65.0K+$1M$1M
COMTISHARES U SNEW+41.5K41.5K+$1M$1M
CEFSEXCHANGE LISTEDNEW+43.2K43.2K+$790,000$790,000
ETF MANAGERSNEW+52.1K52.1K+$719,000$719,000
SFMSPROUTS FARMERS MARKETNEW+31.6K31.6K+$661,000$661,000
NUSCNUVEENNEW+20.6K20.6K+$610,000$610,000
BTIBRITISH AMERN TOBACCONEW+15.4K15.4K+$556,000$556,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

433 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.33%$66M570.4K
2AMZNAMAZON.COM INChistory →COM3.55%$37M11.8K
3SHYISHARESCOM2.89%$30M446.8K
4MSFTMICROSOFT CORPhistory →COM2.66%$28M131.7K
5FVFIRST TRUSTCOM1.78%$19M411.0K
6GOOGLALPHABET INCCOM1.71%$18M12.2K
7SPYSPDR S&P 500 ETFhistory →COM1.20%$12M37.3K
8MINTPIMCO ENHANCED SHORThistory →COM1.16%$12M118.9K
9HDHOME DEPOT INChistory →COM1.13%$12M42.5K
10NVDANVIDIA CORPhistory →COM1.12%$12M21.6K
11METAFACEBOOK INC CL Ahistory →COM1.05%$11M41.8K
12VVISA INChistory →COM0.97%$10M50.8K
13PYPLPAYPAL HOLDINGS INCCOM0.93%$10M49.3K
14ESGVVANGUARDCOM0.92%$10M150.0K
15TAT&T INCCOM0.86%$9M315.4K
16GLDSPDR GOLD TRUSTCOM0.86%$9M50.6K
17ETF MANAGERSCOM0.85%$9M222.6K
18QQQINVESCO QQQCOM0.82%$9M30.8K
19VZVERIZON COMMUNICATIONSCOM0.80%$8M139.7K
20DISWALT DISNEY COCOM0.78%$8M65.7K
21ABBVABBVIE INCCOM0.76%$8M90.8K
22JNJJOHNSON & JOHNSONCOM0.73%$8M51.3K
23BRK/BBERKSHIRE HATHAWAY INCCOM0.71%$7M34.6K
24ADBEADOBE INCCOM0.67%$7M14.2K
25COSTCOSTCO WHOLESALE CORPCOM0.67%$7M19.6K
26DHRDANAHER CORPBOND · COM0.65%$7M17.4K
27PGPROCTER & GAMBLE COCOM0.64%$7M48.4K
28UNHUNITEDHEALTH GROUP INCCOM0.63%$7M21.1K
29PFEPFIZER INCCOM0.59%$6M167.0K
30CRMSALESFORCE.COM INCCOM0.59%$6M24.3K
31VOOVANGUARD S&P 500COM0.58%$6M19.5K
32MAMASTERCARD INCCOM0.57%$6M17.4K
33GDXVANECK VECTORSCOM0.55%$6M187.1K
34FVDFIRST TRUST VALUE LINECOM0.54%$6M178.4K
35BABOEING COMPANYCOM0.53%$6M33.7K
36QCOMQUALCOMM INCCOM0.53%$6M47.3K
37JPMJPMORGAN CHASE & COCOM0.53%$6M57.2K
38ISHARES IBOXXCOM0.51%$5M45.0K
39NDMONUVEEN DYNAMICCOM0.49%$5M339.0K
40PTNQPACERCOM0.47%$5M116.0K
41VTIVANGUARD TOTAL STOCKCOM0.47%$5M29.0K
42FTCSFIRST TRUST CAP STRENGTHCOM0.47%$5M77.5K
43LMTLOCKHEED MARTIN CORPCOM0.46%$5M12.5K
44TSLATESLA INCCOM0.46%$5M11.1K
45NOBLPROSHARES TRUSTCOM0.45%$5M77.0K
46BABAALIBABA GROUP HOLDINGCOM0.43%$4M15.2K
47BANDBANDWIDTH INCCOM0.42%$4M25.1K
48BKLNINVESCOCOM0.39%$4M138.6K
49CVXCHEVRON CORPCOM0.39%$4M55.8K
50SBUXSTARBUCKS CORPCOM0.39%$4M49.6K
51CSCOCISCO SYSTEMS INCCOM0.38%$4M101.6K
52MRKMERCK & COMPANY INC NEWCOM0.38%$4M48.1K
53PEPPEPSICO INCCOM0.38%$4M28.7K
54FTCFIRST TRUST LARGE CAPCOM0.37%$4M45.5K
55CVSCVS HEALTH CORPCOM0.36%$4M63.6K
56IVVISHARES CORE S&P 500 ETFCOM0.34%$4M10.6K
57GSGOLDMAN SACHS GROUP INCCOM0.34%$4M27.2K
58AMGNAMGEN INCCOM0.33%$3M13.7K
59MCDMCDONALDS CORPCOM0.33%$3M15.6K
60INTCINTEL CORPCOM0.32%$3M65.0K
61NKENIKE INCCOM0.32%$3M26.6K
62BACBANK OF AMERICA CORPCOM0.32%$3M138.7K
63ZMZOOM VIDEOCOM0.32%$3M7.1K
64GOLDA-MARK PRECIOUS METALSCOM0.32%$3M98.4K
65XYZSQUARE INCCOM0.32%$3M20.3K
66IBMINTL BUSINESS MACHINESCOM0.31%$3M26.9K
67WMTWALMART INCCOM0.31%$3M26.6K
68ABTABBOTT LABORATORIESCOM0.30%$3M29.0K
69TGTTARGET CORPCOM0.30%$3M20.0K
70XLKSECTOR TECHNOLOGYCOM0.30%$3M26.9K
71NZFNUVEENCOM0.30%$3M140.2K
72XLUSELECT UTILITIES SELECTCOM0.29%$3M50.8K
73BMYBRISTOL MYERS SQUIBBCOM0.29%$3M50.0K
74BSVVANGUARD SHORT TERMCOM0.28%$3M35.3K
75EXMOCEXXON MOBIL CORPCOM0.28%$3M85.1K
76ISRGINTUITIVE SURGICAL INCCOM0.28%$3M4.1K
77KOCOCA-COLA COMPANYCOM0.28%$3M59.0K
78BNDVANGUARD TOTAL BONDCOM0.27%$3M31.7K
79NEENEXTERA ENERGY INCCOM0.26%$3M10.0K
80XLVSECTOR HEALTHCARECOM0.26%$3M25.5K
81TMOTHERMO FISHERCOM0.26%$3M6.1K
82NVONOVO NORDISK ASCOM0.25%$3M38.3K
83ISHARES GOLD TRUSTCOM0.25%$3M144.2K
84NFLXNETFLIX INCCOM0.25%$3M5.2K
85XPZCXPIMCO CALIFORNIACOM0.25%$3M228.8K
86AGGISHARES CORE U SCOM0.25%$3M21.7K
87ORCLORACLE CORPCOM0.24%$2M41.8K
88MMM3M COMPANYCOM0.23%$2M15.3K
89LEGG MASONCOM0.23%$2M55.1K
90CATCATERPILLAR INCCOM0.23%$2M16.3K
91TDOCTELADOC HEALTH INCCOM0.23%$2M11.0K
92DIASPDR DOW JONESCOM0.23%$2M8.7K
93IWFISHARES RUSSELL 1000COM0.23%$2M15.3K
94CMCSACOMCAST CORP CL A NEWCOM0.23%$2M51.2K
95RTXRAYTHEON TECHNOLOGIESCOM0.22%$2M40.7K
96DRUPGRANITESHARESCOM0.22%$2M72.6K
97CWBSPDR BLOOMBERG BARCLAYSCOM0.22%$2M30.4K
98UNPUNION PACIFIC CORPCOM0.22%$2M11.4K
99MDTMEDTRONIC PLCCOM0.21%$2M21.6K
100JPCNUVEEN PFD & INCOMECOM0.21%$2M255.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.4B1,237Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B1,207Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.1B1,168Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.9B1,155Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.7B1,111May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.8B1,136Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.7B1,098Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.8B1,195Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.7B1,230May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.3B1,084Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.0B1,057Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.1B1,064Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.0B1,078May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,057Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.8B1,045Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.8B1,070Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,099Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.3B1,171Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.1B1,167Oct 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B1,156Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.8B1,071Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.1B865Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.0B930Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B954Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$840M880Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B992Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B976Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$995M984Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$931M925Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$782M836Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.