SEC 13F Intelligence

Managers / Q4 2019 · view latest →

WEDBUSH SECURITIES INC

CIK 0001142495 · 225 S LAKE AVE PENTHOUSE, ATTN: COMPLIANCE DEPT., PASADENA, CA, 91101 · 213-688-8090

Reported Value
$1.1B
Q4 2019
Positions
992
Filings on Record
30
2019–present window
Filed
Jan 16, 2020
original filing

Summary

Wedbush Securities Inc reported $1.1B in U.S.-listed holdings across 992 positions for Q4 2019.

Its largest position, AAPL, represents 4.9% of the portfolio.

Compared with Q3 2019, the fund opened 94 new positions and exited 78.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+18.3%
share of reported value
Largest Position
+4.9%
Apple
New / Exited
94 / 78
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $782MQ4 ’18Q1 ’19: $931MQ2 ’19: $995MQ3 ’19: $1.0BQ4 ’19: $1.1BQ4 ’19Q1 ’20: $840MQ2 ’20: $1.1BQ3 ’20: $1.0BQ4 ’20: $1.1BQ4 ’20Q1 ’21: $1.8BQ2 ’21: $2.1BQ3 ’21: $2.1BQ4 ’21: $2.3BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $1.8BQ3 ’22: $1.8BQ1 ’23: $2.0BQ1 ’23Q2 ’23: $2.1BQ3 ’23: $2.0BQ4 ’23: $2.3BQ1 ’24: $2.7BQ1 ’24Q2 ’24: $2.8BQ3 ’24: $2.7BQ4 ’24: $2.8BQ1 ’25: $2.7BQ1 ’25Q2 ’25: $2.9BQ3 ’25: $3.1BQ4 ’25: $3.4BQ1 ’26: $3.4BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 59.2%ETP: 21.3%US DOMESTIC: 5.6%Closed-End Fund: 5.2%Other: 4.3%Other: 4.5%
  • Common Stock · 59.2% · $666M
  • ETP · 21.3% · $239M
  • US DOMESTIC · 5.6% · $63M
  • Closed-End Fund · 5.2% · $58M
  • Other · 4.3% · $49M
  • Other · 4.5% · $50M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MINTPIMCO ENHANCED SHORTNEW+23.3K23.3K+$2M$2M
DRUPGRANITESHARESNEW+54.1K54.1K+$2M$2M
YYYAMPLIFYNEW+57.5K57.5K+$1M$1M
ALLIANZGI ARTIFICIALNEW+49.6K49.6K+$997,000$997,000
SCHESCHWAB EMERGINGNEW+30.3K30.3K+$831,000$831,000
COMTISHARES U SNEW+24.0K24.0K+$789,000$789,000
LATTICENEW+26.8K26.8K+$786,000$786,000
EMBISHARES JPMORGAN USDNEW+5.8K5.8K+$664,000$664,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

451 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM4.88%$55M186.9K
2TLTISHARESCOM2.23%$25M329.1K
3AMZNAMAZON.COM INChistory →COM1.99%$22M12.1K
4MSFTMICROSOFT CORPhistory →COM1.81%$20M128.9K
5NOVELLUS SYS INCBOND1.54%$17M19.0K
6GOOGLALPHABET INCCOM1.50%$17M12.6K
7BROOKFIELD PROPERTYCOM1.28%$14M783.4K
8TAT&T INChistory →COM1.15%$13M332.1K
9LNGCHENIERE ENERGY INCBOND · COM1.00%$11M144.3K
10VTIVANGUARD TOTAL STOCKhistory →COM0.98%$11M67.4K
11SPYSPDR S&P 500 ETFhistory →COM0.96%$11M33.4K
12VVISA INChistory →COM0.96%$11M57.2K
13METAFACEBOOK INC CL ACOM0.88%$10M48.2K
14BRK/BBERKSHIRE HATHAWAY INCCOM0.87%$10M43.3K
15DISWALT DISNEY COCOM0.86%$10M67.1K
16BABOEING COCOM0.81%$9M27.9K
17CVXCHEVRON CORPCOM0.79%$9M73.8K
18EXMOCEXXON MOBIL CORPCOM0.75%$8M121.6K
19FVFIRST TRUSTCOM0.73%$8M188.0K
20DHRDANAHER CORPBOND · COM0.72%$8M24.4K
21HDHOME DEPOT INCCOM0.72%$8M36.8K
22NOBLPROSHARES TRUSTCOM0.71%$8M117.4K
23VZVERIZON COMMUNICATIONSCOM0.70%$8M128.4K
24QQQINVESCO QQQCOM0.65%$7M34.6K
25VIRCVIRCO MANUFACTURING CORPCOM0.65%$7M1.71M
26JPMJPMORGAN CHASE & COCOM0.64%$7M51.6K
27JNJJOHNSON & JOHNSONCOM0.63%$7M48.9K
28UNHUNITEDHEALTH GROUP INCCOM0.62%$7M23.6K
29ABBVABBVIE INCCOM0.60%$7M76.7K
30PGPROCTER & GAMBLE COCOM0.57%$6M51.8K
31DDOMINION ENERGY INCCOM0.52%$6M70.6K
32UNPUNION PACIFIC CORPCOM0.51%$6M32.0K
33ADBEADOBE INCCOM0.50%$6M17.1K
34PFEPFIZER INCCOM0.50%$6M144.0K
35COSTCOSTCO WHOLESALE CORPCOM0.49%$6M18.8K
36NVDANVIDIA CORPCOM0.49%$6M23.4K
37MAMASTERCARD INCCOM0.49%$5M18.4K
38CSCOCISCO SYSTEMS INCCOM0.47%$5M111.2K
39LMTLOCKHEED MARTIN CORPCOM0.47%$5M13.6K
40ILMNILLUMINA INCCOM0.46%$5M15.6K
41LULULULULEMON ATHLETICA INCCOM0.46%$5M22.1K
42FVDFIRST TRUST VALUE LINECOM0.45%$5M139.7K
43PYPLPAYPAL HOLDINGS INCCOM0.45%$5M46.3K
44BACBANK OF AMERICA CORPCOM0.44%$5M140.8K
45ISRGINTUITIVE SURGICAL INCCOM0.42%$5M8.0K
46WLDNWILLDAN GROUP INCCOM0.40%$4M140.6K
47PTLCPACERCOM0.39%$4M149.1K
48PEPPEPSICO INCCOM0.39%$4M31.9K
49INTCINTEL CORPCOM0.38%$4M71.9K
50QCOMQUALCOMM INCCOM0.38%$4M48.2K
51SBUXSTARBUCKS CORPCOM0.38%$4M50.9K
52KBWDINVESCOCOM0.37%$4M145.1K
53AMGNAMGEN INCCOM0.37%$4M17.4K
54WELLPOINT INCBOND0.37%$4M10.0K
55MRKMERCK & COMPANY INC NEWCOM0.37%$4M46.0K
56BMYBRISTOL MYERS SQUIBBCOM0.37%$4M64.7K
57FTCSFIRST TRUST CAP STRENGTHCOM0.37%$4M68.5K
58PPIHPERMA PIPE INTL HOLDINGSCOM0.36%$4M432.2K
59MOATVANECK VECTORSCOM0.36%$4M151.6K
60VNQVANGUARDCOM0.35%$4M42.3K
61BABAALIBABA GROUP HOLDINGCOM0.34%$4M18.0K
62CVSCVS HEALTH CORPCOM0.33%$4M50.6K
63WFCWELLS FARGO & COCOM0.33%$4M69.7K
64IVVISHARES CORE S&P 500 ETFCOM0.33%$4M11.5K
65IBMINTL BUSINESS MACHINESCOM0.33%$4M27.7K
66MCDMCDONALDS CORPCOM0.33%$4M18.7K
67GLDSPDR GOLD TRUSTCOM0.33%$4M25.8K
68MOALTRIA GROUP INCCOM0.32%$4M72.5K
69NACNUVEEN CALIFORNIACOM0.32%$4M237.6K
70KOCOCA-COLA COMPANYCOM0.31%$4M63.4K
71DISH NETWORK CORPBOND0.31%$3M38.0K
72JPCNUVEEN PFD & INCOMECOM0.31%$3M338.3K
73MACQUARIE INFRA CO LLCBOND0.30%$3M35.0K
74FTCFIRST TRUST LARGE CAPCOM0.30%$3M45.8K
75PARPAR TECHNOLOGY CORPCOM0.29%$3M107.4K
76DIASPDR DOW JONESCOM0.29%$3M11.3K
77CRMSALESFORCE.COM INCCOM0.28%$3M19.6K
78PORTFOLIO RECOVERYBOND0.28%$3M32.0K
79TWITTER INCBOND · COM0.28%$3M48.5K
80XPZCXPIMCO CALIFORNIACOM0.28%$3M263.0K
81ABTABBOTT LABORATORIESCOM0.27%$3M34.4K
82FIRST TRUST EXCHANGECOM0.26%$3M145.2K
83HELIX ENERGY SLTNSBOND0.26%$3M27.0K
84SPYDSPDR PORTFOLIOCOM0.25%$3M71.6K
85VMWARE INCCOM0.25%$3M18.5K
86GENERAL ELECTRIC COCOM0.25%$3M251.2K
87XLKSECTOR TECHNOLOGYCOM0.25%$3M30.5K
88ITAISHARES U SCOM0.25%$3M33.0K
89ISHARES IBOXXCOM0.25%$3M26.3K
90GSGOLDMAN SACHS GROUP INCCOM0.24%$3M22.1K
91AGGISHARES CORE U SCOM0.24%$3M24.4K
92MMM3M COMPANYCOM0.24%$3M15.1K
93NKENIKE INCCOM0.24%$3M26.2K
94HONHONEYWELL INTL INCCOM0.23%$3M14.9K
95UTXZUNITED TECHNOLOGIES CORPCOM0.23%$3M17.6K
96CCITIGROUP INC NEWCOM0.23%$3M32.0K
97CATCATERPILLAR INCCOM0.22%$3M17.0K
98ARCCARES CAPITAL CORPCOM0.22%$2M134.0K
99IWMISHARES RUSSELL 2000COM0.22%$2M15.1K
100BSVVANGUARD SHORT TERMCOM0.22%$2M30.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.4B1,237Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.4B1,207Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.1B1,168Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.9B1,155Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.7B1,111May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.8B1,136Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.7B1,098Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.8B1,195Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.7B1,230May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.3B1,084Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.0B1,057Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.1B1,064Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.0B1,078May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,057Jan 31, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.8B1,045Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.8B1,070Jul 21, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,099Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.3B1,171Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.1B1,167Oct 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B1,156Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.8B1,071Apr 26, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.1B865Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.0B930Oct 20, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B954Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$840M880Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B992Jan 16, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B976Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$995M984Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$931M925Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$782M836Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.