SEC 13F Intelligence

LEGG MASON ETF INVT

CUSIP 524682200

Legg Mason Etf Invt has 81 institutional holders in Filings Flow’s 13F database, together reporting 3.60M shares worth $270M as of Q1 2026. The largest reported holders are Opal Wealth Advisors, LLC, Ubs Group AG, and Lpl Financial LLC.

Institutional Holders
81
Q1 2026
Reported Value
$270M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 10Q4 ’18Q1 ’19: 10Q2 ’19: 16Q2 ’19Q3 ’19: 16Q2 ’21: 34Q2 ’21Q4 ’21: 41Q4 ’22: 33Q4 ’22Q4 ’25: 82Q1 ’26: 81Q1 ’26Q2 ’26: 3filingsflow.com
Total reported value
Q4 ’18: $6MQ4 ’18Q1 ’19: $113MQ2 ’19: $138MQ2 ’19Q3 ’19: $146MQ2 ’21: $93MQ2 ’21Q4 ’21: $154MQ4 ’22: $63MQ4 ’22Q4 ’25: $278MQ1 ’26: $270MQ1 ’26Q2 ’26: $1Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Opal Wealth Advisors, LLC$442M AUM11.27%$50M662.9KQ1 2026OLDER
BARNES PETTEY FINANCIAL ADVISORS, LLC$229M AUM0.96%$2M29.3KQ1 2026OLDER
AA Financial Advisors, LLC$710M AUM0.54%$4M51.4KQ1 2026OLDER
Cascades Capital Asset Management, LLC$239M AUM0.45%$1M14.4KQ1 2026OLDER
Roan Capital Partners$121M AUM0.35%$373,4435.0KQ1 2026OLDER
Fortitude Family Office, LLC$448M AUM0.23%$1M13.6KQ1 2026OLDER
Corundum Group, Inc.$299M AUM0.16%$480,4536.4KQ1 2026OLDER
May Hill Capital, LLC$371M AUM0.13%$496,7406.0KQ1 2026OLDER
AMERICAN FINANCIAL & TAX STRATEGIES INC$206M AUM0.12%$244,0243.2KQ1 2026OLDER
Milestone Investment Advisors LLC$414M AUM0.11%$444,2075.9KQ1 2026OLDER
Family Manage LLC$834M AUM0.10%$861,26611.5KQ1 2026OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.10%$3M36.8KQ1 2026OLDER
Mezzasalma Advisors, LLC$391M AUM0.09%$335,1624.0KQ3 2025OLDER
PFG Advisors$2.1B AUM0.09%$2M23.3KQ1 2026OLDER
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV$277M AUM0.08%$231,8783.1KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM0.06%$100,0231.2KQ3 2025OLDER
Golden State Wealth Management, LLC$915M AUM0.06%$565,3547.5KQ1 2026OLDER
Rossby Financial, LCC$489M AUM0.06%$299,1373.9KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.06%$3M33.7KQ3 2025OLDER
Missouri Trust & Investment Co$341M AUM0.03%$110,0931.5KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.03%$678,0139.0KQ1 2026OLDER
M&T BANK CORP$29.2B AUM0.03%$8M106.6KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.03%$59,962700Q2 2026
Intrua Financial, LLC$969M AUM0.02%$232,4382.8KQ4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.02%$22M288.5KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.02%$791,78110.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.01%$16M213.3KQ1 2026OLDER
Brooklyn Investment Group$3.2B AUM0.01%$447,1405.9KQ1 2026OLDER
Addison Advisors LLC$452M AUM0.01%$57,453764Q1 2026OLDER
Investors Research Corp$523M AUM0.01%$64,672860Q1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.01%$1M13.7KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.01%$246,8923.3KQ1 2026OLDER
JOURNEY STRATEGIC WEALTH LLC$4.0B AUM0.01%$348,2864.2KQ4 2025OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$558,7627.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.01%$30M405.3KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.01%$150,9262.0KQ1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.01%$590,7717.9KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.01%$358,6294.8KQ1 2026OLDER
RFG Advisory, LLC$5.4B AUM0.01%$386,4055.1KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$5M65.7KQ1 2026OLDER
Avantax Planning Partners, Inc.$3.6B AUM0.01%$240,4143.2KQ1 2026OLDER
Kestra Investment Management, LLC$5.8B AUM0.01%$295,6873.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$33M440.2KQ1 2026OLDER
FIRST COMMUNITY TRUST NA$136M AUM0.00%$6,25175Q3 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$1M13.6KQ1 2026OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$3M43.2KQ1 2026OLDER
Financial Perspectives, Inc$358M AUM0.00%$12,886171Q1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$3M43.8KQ1 2026OLDER
SHP Wealth Management$1.3B AUM0.00%$44,820596Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$19M255.1KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$163,7112.2KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$97,7601.3KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$8M103.4KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$30,982412Q1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$502,9896.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$7M93.4KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$29M357.1KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$26,019346Q1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$32,441394Q4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$954,48012.7KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$15,190202Q1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$375,0485.0KQ1 2026OLDER
ST GERMAIN D J CO INC$2.5B AUM0.00%$24,064320Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$59,934797Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$1M19.5KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$2M20.5KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$79,9161.1KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$421,4965.6KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$408,6985.4KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$292,9423.9KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$115,1321.5KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$213,4182.8KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$142,9561.9KQ2 2026
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$447,5906.0KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$19,432236Q4 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$7,896105Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$304,7514.1KQ1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$176,6502.3KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M21.7KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M13.2KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$836,59811.1KQ2 2026
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M16.1KQ1 2026OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$11,656155Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$29,704395Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$509,0767.0KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$15,856193Q4 2025OLDER
VANGUARD ADVISERS INC$25.5B AUM0.00%$4,43759Q1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$28,653348Q4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$4125Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$3765Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$3,28444Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.