SEC 13F Intelligence

Managers / Q3 2023 · view latest →

PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE

CIK 0001047859 · 500 CRESCENT COURT, SUITE 260, DALLAS, TX, 75201 · 2148713700

Reported Value
$31M
Q3 2023
Positions
10
Filings on Record
30
2019–present window
Filed
Nov 14, 2023
original filing

Summary

Paragon Associates & Paragon Associates II Joint Venture reported $31M in U.S.-listed holdings across 10 positions for Q3 2023.

The portfolio is heavily concentrated: NVGS alone accounts for 38.2% of reported value.

Compared with Q2 2023, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+13.0%
vs prior filed quarter
Top-10 Concentration
+100.0%
share of reported value
Largest Position
+38.2%
Navigator
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $75MQ4 ’18Q1 ’19: $106MQ2 ’19: $130MQ3 ’19: $130MQ4 ’19: $178MQ4 ’19Q1 ’20: $93MQ2 ’20: $91MQ3 ’20: $74MQ4 ’20: $65MQ4 ’20Q1 ’21: $66MQ2 ’21: $75MQ3 ’21: $88MQ4 ’21: $63MQ4 ’21Q1 ’22: $54MQ2 ’22: $51MQ3 ’22: $50MQ4 ’22: $54MQ4 ’22Q1 ’23: $48MQ2 ’23: $49MQ3 ’23: $31MQ4 ’23: $44MQ4 ’23Q1 ’24: $56MQ2 ’24: $41MQ3 ’24: $56MQ4 ’24: $43MQ4 ’24Q1 ’25: $43MQ2 ’25: $63MQ3 ’25: $56MQ4 ’25: $48MQ4 ’25Q1 ’26: $74Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 99.4%REIT: 0.6%
  • Common Stock · 99.4% · $30M
  • REIT · 0.6% · $176,350

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARANTERO RESOURCES CORPNEW+75.0K75.0K+$2M$2M
PCRXPACIRA BIOSCIENCES INCNEW+5.0K5.0K+$153,400$153,400
URIUNITED RENTALS INCSOLD OUT15.0K0$7M$0
CFCF INDS HLDGS INCSOLD OUT75.0K0$5M$0
ALSNALLISON TRANSMISSION HLDGS ISOLD OUT75.0K0$4M$0
EXECHESAPEAKE ENERGY CORPSOLD OUT15.0K0$1M$0
LABORATORY CORP AMER HLDGSSOLD OUT5000$120,665$0
ECVTECOVYST INCTRIMMED100.0K100.0K$1M$984,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

10 positions
#IssuerClass% PortfolioValueShares
1NVGSNAVIGATOR HLDGS LTDhistory →SHS38.21%$12M789.5K
2AEMAGNICO EAGLE MINES LTDhistory →COM18.62%$6M125.0K
3EPSNEPSILON ENERGY LTDhistory →COM14.27%$4M825.0K
4IRIXIRIDEX CORPhistory →COM8.32%$3M1.00M
5ARANTERO RESOURCES CORPhistory →COM6.24%$2M75.0K
6UBSUBS GROUP AGhistory →SHS6.06%$2M75.0K
7DMACDIAMEDICA THERAPEUTICS INChistory →COM NEW3.97%$1M470.0K
8ECVTECOVYST INChistory →COM3.22%$984,000100.0K
9BFSSAUL CTRS INCCOM0.58%$176,3505.0K
10PCRXPACIRA BIOSCIENCES INCCOM0.50%$153,4005.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$74M14May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$48M12Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$56M12Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$63M15Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$43M13May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$43M12Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$56M16Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$41M11Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$56M16May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$44M15Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$31M10Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$49M13Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$48M11May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$54M17Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$50M12Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M11Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$54M7May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$63M10Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$88M17Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$75M16Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M11May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$65M10Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$74M8Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$91M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$93M13May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$178M19Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$130M21Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$130M25Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M30May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$75M21Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.