SEC 13F Intelligence

Managers / Q1 2021 · view latest →

PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE

CIK 0001047859 · 500 CRESCENT COURT, SUITE 260, DALLAS, TX, 75201 · 2148713700

Reported Value
$66M
Q1 2021
Positions
11
Filings on Record
29
2019–present window
Filed
May 14, 2021
original filing

Summary

Paragon Associates & Paragon Associates II Joint Venture reported $66M in U.S.-listed holdings across 11 positions for Q1 2021.

Its largest position, NEM, represents 18.4% of the portfolio.

Compared with Q4 2020, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+21.3%
vs prior filed quarter
Top-10 Concentration
+99.3%
share of reported value
Largest Position
+18.4%
Newmont
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $106MQ1 ’19Q2 ’19: $130MQ3 ’19: $130MQ4 ’19: $178MQ1 ’20: $93MQ1 ’20Q2 ’20: $91MQ3 ’20: $74MQ4 ’20: $65MQ1 ’21: $66MQ1 ’21Q2 ’21: $75MQ3 ’21: $88MQ4 ’21: $63MQ1 ’22: $54MQ1 ’22Q2 ’22: $51MQ3 ’22: $50MQ4 ’22: $54MQ1 ’23: $48MQ1 ’23Q2 ’23: $49MQ3 ’23: $31MQ4 ’23: $44MQ1 ’24: $56MQ1 ’24Q2 ’24: $41MQ3 ’24: $56MQ4 ’24: $43MQ1 ’25: $43MQ1 ’25Q2 ’25: $63MQ3 ’25: $56MQ4 ’25: $48MQ1 ’26: $74MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 94.0%ETP: 6.0%
  • Common Stock · 94.0% · $62M
  • ETP · 6.0% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CICIGNA CORP NEWNEW+20.0K20.0K+$5M$5M
EEFTEURONET WORLDWIDE INCNEW+7.5K7.5K+$1M$1M
VERSO CORPADDED+202.7K350.0K+$3M$5M
WFCWELLS FARGO CO NEWSOLD OUT25.0K0$755,000$0
REATA PHARMACEUTICALS INCTRIMMED40.0K100.0K$7M$10M
BNYBANK NEW YORK MELLON CORPTRIMMED25.0K75.0K$691,000$4M
NEMNEWMONT CORPTRIMMED50.0K200.0K$3M$12M
IRIXIRIDEX CORPTRIMMED130.0K1.19M+$5M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

11 positions
#IssuerClass% PortfolioValueShares
1NEMNEWMONT CORPhistory →COM18.37%$12M200.0K
2NVGSNAVIGATOR HOLDINGS LTDhistory →SHS17.09%$11M1.26M
3REATA PHARMACEUTICALS INCCL A15.20%$10M100.0K
4IRIXIRIDEX CORPhistory →COM12.24%$8M1.19M
5EPSNEPSILON ENERGY LTDhistory →COM8.23%$5M1.38M
6VERSO CORPCL A7.78%$5M350.0K
7CICIGNA CORP NEWhistory →COM7.37%$5M20.0K
8SPYSPDR S&P 500 ETF TRhistory →TR UNIT6.04%$4M10.0K
9BNYBANK NEW YORK MELLON CORPhistory →COM5.42%$4M75.0K
10EEFTEURONET WORLDWIDE INChistory →COM1.58%$1M7.5K
11ATNIATN INTL INCCOM0.67%$442,0009.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$74M14May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$48M12Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$56M12Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$63M15Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$43M13May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$43M12Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$56M16Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$41M11Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$56M16May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$44M15Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$31M10Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$49M13Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$48M11May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$54M17Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$50M12Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M11Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$54M7May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$63M10Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$88M17Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$75M16Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M11May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$65M10Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$74M8Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$91M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$93M13May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$178M19Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$130M21Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$130M25Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M30May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.