SEC 13F Intelligence

Managers / Q4 2021 · view latest →

PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE

CIK 0001047859 · 500 CRESCENT COURT, SUITE 260, DALLAS, TX, 75201 · 2148713700

Reported Value
$63M
Q4 2021
Positions
10
Filings on Record
29
2019–present window
Filed
Feb 14, 2022
original filing

Summary

Paragon Associates & Paragon Associates II Joint Venture reported $63M in U.S.-listed holdings across 10 positions for Q4 2021.

The portfolio is heavily concentrated: SPY alone accounts for 34.2% of reported value.

Compared with Q3 2021, the fund opened 3 new positions and exited 10.

Portfolio Metrics

Turnover
+19.3%
vs prior filed quarter
Top-10 Concentration
+100.0%
share of reported value
Largest Position
+34.2%
Spdr S P 500 Etf Tr
New / Exited
3 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $106MQ1 ’19Q2 ’19: $130MQ3 ’19: $130MQ4 ’19: $178MQ1 ’20: $93MQ1 ’20Q2 ’20: $91MQ3 ’20: $74MQ4 ’20: $65MQ1 ’21: $66MQ1 ’21Q2 ’21: $75MQ3 ’21: $88MQ4 ’21: $63MQ1 ’22: $54MQ1 ’22Q2 ’22: $51MQ3 ’22: $50MQ4 ’22: $54MQ1 ’23: $48MQ1 ’23Q2 ’23: $49MQ3 ’23: $31MQ4 ’23: $44MQ1 ’24: $56MQ1 ’24Q2 ’24: $41MQ3 ’24: $56MQ4 ’24: $43MQ1 ’25: $43MQ1 ’25Q2 ’25: $63MQ3 ’25: $56MQ4 ’25: $48MQ1 ’26: $74MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 63.7%ETP: 34.2%REIT: 2.1%
  • Common Stock · 63.7% · $40M
  • ETP · 34.2% · $21M
  • REIT · 2.1% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AEMAGNICO EAGLE MINES LTDNEW+165.0K165.0K+$9M$9M
APAAPA CORPORATIONNEW+200.0K200.0K+$5M$5M
CVSAADTALEM GLOBAL ED INCNEW+7.5K7.5K+$222,000$222,000
VERSO CORPSOLD OUT−300.0K0−$6M$0
NEMNEWMONT CORPSOLD OUT−100.0K0−$5M$0
CFCF INDS HLDGS INCSOLD OUT−90.0K0−$5M$0
REATA PHARMACEUTICALS INCSOLD OUT−46.6K0−$5M$0
EXECHESAPEAKE ENERGY CORPSOLD OUT−75.0K0−$5M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

10 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRhistory →TR UNIT34.19%$21M45.0K
2NVGSNAVIGATOR HLDGS LTDhistory →SHS14.30%$9M1.01M
3AEMAGNICO EAGLE MINES LTDhistory →COM14.02%$9M165.0K
4EPSNEPSILON ENERGY LTDhistory →COM12.52%$8M1.38M
5APAAPA CORPORATIONhistory →COM8.60%$5M200.0K
6ARANTERO RESOURCES CORPhistory →COM8.40%$5M300.0K
7IRIXIRIDEX CORPhistory →COM4.86%$3M497.3K
8BFSSAUL CTRS INChistory →COM2.12%$1M25.0K
9ATNIATN INTL INCCOM0.64%$400,00010.0K
10CVSAADTALEM GLOBAL ED INCCOM0.36%$222,0007.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$74M14May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$48M12Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$56M12Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$63M15Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$43M13May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$43M12Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$56M16Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$41M11Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$56M16May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$44M15Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$31M10Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$49M13Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$48M11May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$54M17Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$50M12Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M11Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$54M7May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$63M10Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$88M17Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$75M16Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M11May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$65M10Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$74M8Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$91M10Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$93M13May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$178M19Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$130M21Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$130M25Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M30May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.