SEC 13F Intelligence

Managers / Q1 2023 · view latest →

LITTLEJOHN & CO LLC

CIK 0001042537 · 8 SOUND SHORE DR, SUITE 303, GREENWICH, CT, 06830 · 2035523532

Reported Value
$167M
Q1 2023
Positions
61
Filings on Record
21
2019–present window
Filed
May 15, 2023
original filing

Summary

Littlejohn & Co LLC reported $167M in U.S.-listed holdings across 61 positions for Q1 2023.

The portfolio is heavily concentrated: 0HQK alone accounts for 30.0% of reported value.

Compared with Q4 2022, the fund opened 5 new positions and exited 14.

Portfolio Metrics

Turnover
+19.8%
vs prior filed quarter
Top-10 Concentration
+92.8%
share of reported value
Largest Position
+30.0%
Cbl Assoc Pptys
New / Exited
5 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $378MQ1 ’21Q2 ’21: $340MQ3 ’21: $348MQ4 ’21: $384MQ4 ’21Q1 ’22: $381MQ2 ’22: $277MQ3 ’22: $192MQ3 ’22Q4 ’22: $167MQ1 ’23: $167MQ2 ’23: $144MQ2 ’23Q3 ’23: $118MQ4 ’23: $143MQ1 ’24: $156MQ1 ’24Q2 ’24: $196MQ3 ’24: $198MQ4 ’24: $198MQ4 ’24Q1 ’25: $192MQ2 ’25: $210MQ3 ’25: $198MQ3 ’25Q4 ’25: $192MQ1 ’26: $106Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 51.3%REIT: 30.0%Other: 11.2%ETP: 5.5%US DOMESTIC: 1.9%Other: 0.2%
  • Common Stock · 51.3% · $86M
  • REIT · 30.0% · $50M
  • Other · 11.2% · $19M
  • ETP · 5.5% · $9M
  • US DOMESTIC · 1.9% · $3M
  • Other · 0.2% · $376,862

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ALVOTECH SANEW+1.13M1.13M+$15M$15M
XXYCROSS CTRY HEALTHCARE INCNEW+286.0K286.0K+$6M$6M
FERROGLOBE PLCNEW+214.7K214.7K+$1M$1M
SPDR S&P 500 ETF TRNEW+100.0K100.0K+$29,500$29,500
ALVARIUM TIEDEMANN HLDNGS INNEW+3.3K3.3K+$3,732$3,732
GLT1EURGLATFELTER CORPORATIONADDED+969.8K1.31M+$2M$3M
WW6WW INTL INCADDED+458.5K656.2K$122,580$640,523
ISHARES TRADDED+800.0K1.20M+$284,250$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

19 positions
#IssuerClass% PortfolioValueShares
10HQKCBL & ASSOC PPTYS INChistory →COMMON STOCK29.97%$50M1.95M
2GMS1EURGMS INChistory →COM12.14%$20M350.6K
3ASTLALGOMA STL GROUP INChistory →COM11.47%$19M2.37M
4ALVOTECH SAORDINARY SHARES8.74%$15M1.13M
5THCTENET HEALTHCARE CORPhistory →COM NEW8.27%$14M232.7K
6ALITEURALIGHT INChistory →COM CL A6.41%$11M1.16M
7USOUNITED STS OIL FD LPhistory →UNITS4.79%$8M120.5K
8XXYCROSS CTRY HEALTHCARE INChistory →COM3.82%$6M286.0K
9SRGSERITAGE GROWTH PPTYShistory →CL A3.64%$6M773.3K
10AVAHAVEANNA HEALTHCARE HLDGS INChistory →COM3.57%$6M5.74M
11INSMED INCNOTE 0.750% 6/01.86%$3M4.00M
12GLT1EURGLATFELTER CORPORATIONhistory →COM1.54%$3M805.7K
13FERROGLOBE PLCSHS0.63%$1M214.7K
14MALLINCKRODT PLCORD SHS0.61%$1M140.0K
15ASSERTIO HOLDINGS INCCOM NEW0.38%$629,33798.8K
16ATENTO S ASHS0.35%$589,764283.4K
17PROSOMNUS INCCOMMON STOCK0.26%$434,99883.3K
18AUDACY INCCL A0.10%$165,0271.23M
19WW6WW INTL INCCOM0.02%$25,5236.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$106M18May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M20Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$198M20Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$210M21Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$192M24May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$198M23Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$198M25Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$196M30Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$156M35May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$143M36Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M44Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$144M52Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$167M61May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$167M67Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$192M98Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$277M166Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$381M174May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$384M175Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$348M206Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$340M214Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$378M150May 13, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.