SEC 13F Intelligence

Managers / Q4 2021 · view latest →

LITTLEJOHN & CO LLC

CIK 0001042537 · 8 SOUND SHORE DR, SUITE 303, GREENWICH, CT, 06830 · 2035523532

Reported Value
$384M
Q4 2021
Positions
175
Filings on Record
21
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Littlejohn & Co LLC reported $384M in U.S.-listed holdings across 175 positions for Q4 2021.

Its largest position, GMS1EUR, represents 12.1% of the portfolio.

Compared with Q3 2021, the fund opened 11 new positions and exited 32.

Portfolio Metrics

Turnover
+31.4%
vs prior filed quarter
Top-10 Concentration
+61.7%
share of reported value
Largest Position
+12.1%
Gms
New / Exited
11 / 32
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $378MQ1 ’21Q2 ’21: $340MQ3 ’21: $348MQ4 ’21: $384MQ4 ’21Q1 ’22: $381MQ2 ’22: $277MQ3 ’22: $192MQ3 ’22Q4 ’22: $167MQ1 ’23: $167MQ2 ’23: $144MQ2 ’23Q3 ’23: $118MQ4 ’23: $143MQ1 ’24: $156MQ1 ’24Q2 ’24: $196MQ3 ’24: $198MQ4 ’24: $198MQ4 ’24Q1 ’25: $192MQ2 ’25: $210MQ3 ’25: $198MQ3 ’25Q4 ’25: $192MQ1 ’26: $106Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 58.7%REIT: 15.5%Other: 12.8%GLOBAL: 8.9%ETP: 2.9%Other: 1.2%
  • Common Stock · 58.7% · $225M
  • REIT · 15.5% · $60M
  • Other · 12.8% · $49M
  • GLOBAL · 8.9% · $34M
  • ETP · 2.9% · $11M
  • Other · 1.2% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
0HQKCBL & ASSOC PPTYS INCNEW+1.32M1.32M+$41M$41M
CBL & ASSOCIATES HOLDCO II LNEW+179.4K179.4K+$34M$34M
ASTLALGOMA STL GROUP INCNEW+1.70M1.70M+$18M$18M
THCTENET HEALTHCARE CORPNEW+178.8K178.8K+$15M$15M
ALTUS POWER INCNEW+25.0K25.0K+$261,000$261,000
WEJO GROUP LIMITEDNEW+34.5K34.5K+$38,000$38,000
XLESELECT SECTOR SPDR TRNEW+200.0K200.0K+$22,000$22,000
KORE GROUP HOLDINGS INCNEW+16.7K16.7K+$17,000$17,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GMS1EURGMS INChistory →COM12.14%$47M776.3K
20HQKCBL & ASSOC PPTYS INChistory →COMMON STOCK10.75%$41M1.32M
3CBL & ASSOCIATES HOLDCO II LNOTE 7.000%11/18.92%$34M179.4K
4PARRPAR PAC HOLDINGS INChistory →COM NEW5.74%$22M1.34M
5AVAHAVEANNA HEALTHCARE HLDGS INChistory →COM5.60%$22M2.91M
6ASTLALGOMA STL GROUP INChistory →COM4.78%$18M1.70M
7S9QSPIRIT AEROSYSTEMS HLDGS INChistory →COM CL A4.20%$16M374.9K
8THCTENET HEALTHCARE CORPhistory →COM NEW3.80%$15M178.8K
9NMIHNMI HLDGS INChistory →CL A2.90%$11M510.7K
10WW6WW INTL INChistory →COM2.88%$11M686.4K
11CMLSQCUMULUS MEDIA INChistory →COM CL A2.60%$10M887.4K
12CPLGGUSDCOREPOINT LODGING INChistory →COM2.55%$10M624.4K
13ADIENT PLCORD SHS2.31%$9M185.7K
14RDNRADIAN GROUP INChistory →COM2.25%$9M409.3K
15J40TPROSHARES TRhistory →PSHS ULTSH 20YRS2.09%$8M476.2K
16PARTY CITY HOLDCO INCCOM2.07%$8M1.43M
17HYHYSTER YALE MATLS HANDLING Ihistory →CL A1.89%$7M177.0K
18PLTKPLAYTIKA HLDG CORPhistory →COM1.67%$6M370.4K
19BRSPBRIGHTSPIRE CAPITAL INChistory →COM CL A1.63%$6M611.8K
20ATENTO S ASHS1.56%$6M235.2K
21TALOTALOS ENERGY INChistory →COM1.51%$6M593.6K
22SRGSERITAGE GROWTH PPTYShistory →CL A1.40%$5M404.9K
23FORUM MERGER IV CORPCLASS A COM1.39%$5M548.3K
24INSMED INCNOTE 0.750% 6/01.13%$4M40.0K
25CWCURTISS WRIGHT CORPCOM0.91%$3M25.2K
26AUDACY INCCL A0.85%$3M1.28M
27PINE TECHNOLOGY ACQUISITN COCLASS A COM0.60%$2M235.0K
28DOORUSDMASONITE INTL CORPCOM0.60%$2M19.5K
29ASSERTIO HOLDINGS INCCOM NEW0.54%$2M945.7K
30NCMIEURNATIONAL CINEMEDIA INCCOM0.50%$2M678.7K
31FOREST ROAD ACQUISITION CORCL A0.37%$1M146.0K
32ROSECLIFF ACQUISITION CORP ICOM CL A0.35%$1M137.3K
33OYSTER ENTERPRISES ACQ CORPCOM CL A0.35%$1M137.2K
34TISIUSDTEAM INCCOM0.31%$1M1.09M
35RITMNEW RESIDENTIAL INVT CORPCOM NEW0.31%$1M109.7K
36FORTRESS CAPITAL ACQUISITIONSHS CL A0.28%$1M110.0K
37TCW SPECIAL PURPOSE ACQU CORCOM CL A0.19%$732,00075.0K
38ARES ACQUISITION CORPORATIONCOM CL A0.19%$731,00075.0K
39FAST ACQUISITION CORP IICL A0.19%$729,00075.0K
40WARBURG PINCUS CAPTAL CORP ISHS CL A0.13%$500,00051.0K
41DELWINDS INS ACQUISITION CORCOM CLS A0.13%$496,00050.0K
42BRIGHT LIGHTS ACQUISITION COCOM CL A0.13%$493,00050.0K
43BIOTECH ACQUISITION COMPANYCL A SHS0.13%$492,00050.0K
44BOA ACQUISITION CORPCOM CL A0.13%$492,00050.0K
45CNXXCONX CORPCOM CL A0.13%$491,00050.0K
46PONTEM CORPORATIONSHS CL A0.13%$490,00050.0K
47CORNER GROWTH ACQUISITION COCL A SHS0.13%$490,00050.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$106M18May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$192M20Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$198M20Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$210M21Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$192M24May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$198M23Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$198M25Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$196M30Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$156M35May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$143M36Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M44Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$144M52Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$167M61May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$167M67Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$192M98Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$277M166Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$381M174May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$384M175Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$348M206Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$340M214Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$378M150May 13, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.