SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Avantax Planning Partners, Inc.

CIK 0001005441 · 3390 ASBURY ROAD, DUBUQUE, IA, 52002 · 5635822855

Reported Value
$2.5B
Q1 2023
Positions
377
Filings on Record
30
2019–present window
Filed
Apr 21, 2023
original filing

Summary

Avantax Planning Partners, Inc. reported $2.5B in U.S.-listed holdings across 377 positions for Q1 2023.

Its largest position, Schwab Strategic Tr, represents 14.9% of the portfolio.

Compared with Q4 2022, the fund opened 26 new positions and exited 16.

Portfolio Metrics

Turnover
+8.1%
vs prior filed quarter
Top-10 Concentration
+59.2%
share of reported value
Largest Position
+14.9%
Schwab Strategic Tr
New / Exited
26 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.4BQ2 ’19: $1.5BQ3 ’19: $1.6BQ4 ’19: $1.7BQ4 ’19Q1 ’20: $1.4BQ2 ’20: $1.8BQ3 ’20: $1.9BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $1.9BQ2 ’21: $2.1BQ3 ’21: $2.2BQ4 ’21: $2.4BQ4 ’21Q1 ’22: $2.5BQ2 ’22: $2.3BQ3 ’22: $2.2BQ4 ’22: $2.5BQ4 ’22Q1 ’23: $2.5BQ2 ’23: $2.5BQ3 ’23: $2.4BQ4 ’23: $2.6BQ4 ’23Q1 ’24: $3.1BQ2 ’24: $3.1BQ3 ’24: $2.8BQ4 ’24: $2.8BQ4 ’24Q1 ’25: $2.8BQ2 ’25: $3.2BQ3 ’25: $3.5BQ4 ’25: $3.6BQ4 ’25Q1 ’26: $3.6Bfilingsflow.com

Portfolio Composition

By security type
ETP: 86.0%Common Stock: 13.4%Other: 0.5%REIT: 0.1%ADR: 0.0%Other: 0.0%
  • ETP · 86.0% · $2.1B
  • Common Stock · 13.4% · $329M
  • Other · 0.5% · $12M
  • REIT · 0.1% · $2M
  • ADR · 0.0% · $758,495
  • Other · 0.0% · $624,938

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LINDE PLCNEW+4.2K4.2K+$1M$1M
VANGUARD WORLD FDSNEW+3.1K3.1K+$299,677$299,677
MCXMCCORMICK & CO INCNEW+3.4K3.4K+$280,251$280,251
GWWGRAINGER W W INCNEW+404404+$278,279$278,279
FDXFEDEX CORPNEW+1.1K1.1K+$245,946$245,946
ISHARES TRNEW+4.4K4.4K+$239,945$239,945
ORIOLD REP INTL CORPNEW+8.7K8.7K+$218,263$218,263
GMGENERAL MTRS CONEW+5.9K5.9K+$216,604$216,604

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US LCAP VA ETF · US DIVIDEND EQ · US AGGREGATE B · INTL EQTY ETF46.41%$1.1B19.12M
2ISHARES TRRUS 2000 VAL ETF · SHRT NAT MUN ETF · RUS 2000 GRW ETF · RUS 1000 GRW ETF · NATIONAL MUN ETF · RUS MD CP GR ETF · RUS MDCP VAL ETF · S&P 500 GRWT ETF · CORE US AGGBD ET · EAFE VALUE ETF · INTL SEL DIV ETF11.39%$280M2.57M
3SPDR SER TRBLOOMBERG INVT · NUVEEN BLOOMBERG · PRTFLO S&P500 VL · S&P 600 SMCP VAL · S&P 600 SMCP GRW7.91%$195M6.04M
4FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF1.98%$49M957.1K
5JPIBJ P MORGAN EXCHANGE TRADED Fhistory →MUNICIPAL ETF · INTL BD OPP ETF1.68%$41M833.8K
6SPDR INDEX SHS FDSMSCI ACWI EXUS1.61%$40M1.54M
7VTVVANGUARD INDEX FDShistory →MCAP VL IDXVIP · VALUE ETF · MCAP GR IDXVIP · SML CP GRW ETF1.43%$35M222.1K
8VANGUARD STAR FDSVG TL INTL STK F1.31%$32M584.0K
9VANGUARD SPECIALIZED FUNDSDIV APP ETF1.25%$31M199.5K
10ISHARES INCCORE MSCI EMKT1.07%$26M538.6K
11AAPLAPPLE INChistory →COM1.05%$26M156.7K
12ALPS ETF TRINTL SEC DV DOG0.94%$23M838.4K
13VANECK ETF TRUSTHIGH YLD MUNIETF0.86%$21M410.5K
14VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.78%$19M474.8K
15PIMCO ETF TRINTER MUN BD ACT0.72%$18M337.7K
16ACELACCEL ENTERTAINMENT INChistory →COM CL A10.69%$17M1.87M
17VANGUARD WHITEHALL FDSINTL DVD ETF · HIGH DIV YLD0.65%$16M187.8K
18MSFTMICROSOFT CORPhistory →COM0.57%$14M48.7K
19INVESCO EXCH TRADED FD TR IIPFD ETF0.42%$10M906.9K
20WISDOMTREE TRUS MIDCAP DIVID0.32%$8M193.5K
21SPDR S&P 500 ETF TRTR UNIT0.29%$7M17.5K
22KOCOCA COLA COCOM0.28%$7M111.3K
23TMOTHERMO FISHER SCIENTIFIC INCCOM0.28%$7M11.9K
24PEPPEPSICO INCCOM0.28%$7M37.2K
25MRKMERCK & CO INCCOM0.27%$7M61.6K
26EXMOCEXXON MOBIL CORPCOM0.26%$6M59.2K
27PGPROCTER AND GAMBLE COCOM0.24%$6M39.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.6B435May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.6B437Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.5B438Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.2B447Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.8B431Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.8B430Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.8B443Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.1B471Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.1B465May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.6B372Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.4B362Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.5B372Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.5B377Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.5B367Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.2B347Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.3B343Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.5B359May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.4B355Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.2B339Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B329Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B314May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B288Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.9B296Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B280Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.4B276Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.7B315Jan 15, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.6B310Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.5B302Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.4B301May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.3B288Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.