SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Avantax Planning Partners, Inc.

CIK 0001005441 · 3390 ASBURY ROAD, DUBUQUE, IA, 52002 · 5635822855

Reported Value
$1.8B
Q2 2020
Positions
280
Filings on Record
30
2019–present window
Filed
Jul 15, 2020
original filing

Summary

Avantax Planning Partners, Inc. reported $1.8B in U.S.-listed holdings across 280 positions for Q2 2020.

The portfolio is heavily concentrated: Schwab Strategic Tr alone accounts for 24.6% of reported value.

Compared with Q1 2020, the fund opened 27 new positions and exited 17.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+75.6%
share of reported value
Largest Position
+24.6%
Schwab Strategic Tr
New / Exited
27 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.4BQ2 ’19: $1.5BQ3 ’19: $1.6BQ4 ’19: $1.7BQ4 ’19Q1 ’20: $1.4BQ2 ’20: $1.8BQ3 ’20: $1.9BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $1.9BQ2 ’21: $2.1BQ3 ’21: $2.2BQ4 ’21: $2.4BQ4 ’21Q1 ’22: $2.5BQ2 ’22: $2.3BQ3 ’22: $2.2BQ4 ’22: $2.5BQ4 ’22Q1 ’23: $2.5BQ2 ’23: $2.5BQ3 ’23: $2.4BQ4 ’23: $2.6BQ4 ’23Q1 ’24: $3.1BQ2 ’24: $3.1BQ3 ’24: $2.8BQ4 ’24: $2.8BQ4 ’24Q1 ’25: $2.8BQ2 ’25: $3.2BQ3 ’25: $3.5BQ4 ’25: $3.6BQ4 ’25Q1 ’26: $3.6Bfilingsflow.com

Portfolio Composition

By security type
ETP: 85.1%Common Stock: 14.2%Other: 0.5%REIT: 0.1%ADR: 0.0%Other: 0.0%
  • ETP · 85.1% · $1.5B
  • Common Stock · 14.2% · $251M
  • Other · 0.5% · $9M
  • REIT · 0.1% · $1M
  • ADR · 0.0% · $833,000
  • Other · 0.0% · $446,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ITWILLINOIS TOOL WKS INCNEW+8.0K8.0K+$1M$1M
RTXRAYTHEON TECHNOLOGIES CORPNEW+16.5K16.5K+$1M$1M
NUSHARES ETF TRNEW+26.9K26.9K+$647,000$647,000
VANECK VECTORS ETF TRNEW+10.8K10.8K+$638,000$638,000
VDCVANGUARD WORLD FDSNEW+3.7K3.7K+$550,000$550,000
UALUNITED AIRLS HLDGS INCNEW+12.0K12.0K+$415,000$415,000
INVESCO EXCH TRADED FD TR IINEW+22.4K22.4K+$316,000$316,000
XLESELECT SECTOR SPDR TRNEW+8.1K8.1K+$305,000$305,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US LCAP VA ETF · US DIVIDEND EQ · US AGGREGATE B · INTL EQTY ETF62.52%$1.1B17.48M
2SPDR SER TRBLOMBERG BRC INV · PRTFLO S&P500 VL · NUVEEN BBG BRCLY · S&P 400 MDCP GRW · S&P 600 SMCP GRW · S&P 400 MDCP VAL13.41%$237M7.09M
3ISHARES TRMSCI EMG MKT ETF · RUS 1000 VAL ETF · S&P 500 GRWT ETF · RUS 2000 GRW ETF · NATIONAL MUN ETF · CORE US AGGBD ET2.67%$47M603.7K
4AAPLAPPLE INChistory →COM0.87%$15M42.2K
5VTVVANGUARD INDEX FDSVALUE ETF · MCAP VL IDXVIP0.64%$11M115.2K
6MSFTMICROSOFT CORPhistory →COM0.57%$10M49.8K
7WISDOMTREE TRUS HIGH DIVIDEND · US MIDCAP DIVID0.56%$10M247.5K
8TMOTHERMO FISHER SCIENTIFIC INCCOM0.43%$8M20.9K
9AMZNAMAZON COM INCCOM0.42%$7M2.7K
10VANGUARD SPECIALIZED FUNDSDIV APP ETF0.38%$7M57.9K
11PGPROCTER AND GAMBLE COCOM0.37%$7M54.6K
12VANGUARD WORLD FDSINF TECH ETF0.37%$7M23.4K
13HDHOME DEPOT INCCOM0.36%$6M25.7K
14PEPPEPSICO INCCOM0.33%$6M44.2K
15SPDR INDEX SHS FDSMSCI ACWI EXUS0.32%$6M253.3K
16INTCINTEL CORPCOM0.30%$5M90.0K
17MRKMERCK & CO. INCCOM0.30%$5M69.2K
18JNJJOHNSON & JOHNSONCOM0.30%$5M37.2K
19BACVERIZON COMMUNICATIONS INCCOM0.29%$5M94.0K
20VVISA INCCOM CL A0.29%$5M26.3K
21EXMOCEXXON MOBIL CORPCOM0.28%$5M110.2K
22HTLFEURHEARTLAND FINL USA INCCOM0.27%$5M143.5K
23KOCOCA COLA COCOM0.27%$5M107.4K
24PFEPFIZER INCCOM0.25%$4M134.4K
25NUSHARES ETF TRNUVEEN ESG LRGVL0.25%$4M156.9K
26TAT&T INCCOM0.23%$4M136.5K
27NDQINVESCO QQQ TRUNIT SER 10.23%$4M16.2K
28FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF0.22%$4M69.9K
29JPMJPMORGAN CHASE & COCOM0.20%$4M38.3K
30BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.20%$4M20.0K
31LMTLOCKHEED MARTIN CORPCOM0.19%$3M9.4K
32MMM3M COCOM0.19%$3M21.8K
33GOOGLALPHABET INCCAP STK CL A0.19%$3M2.3K
34TRVCCITIGROUP INCCOM NEW0.18%$3M62.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$3.6B435May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$3.6B437Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$3.5B438Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.2B447Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.8B431Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.8B430Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.8B443Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.1B471Aug 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.1B465May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.6B372Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.4B362Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.5B372Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.5B377Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.5B367Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.2B347Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.3B343Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.5B359May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.4B355Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.2B339Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.1B329Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B314May 6, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B288Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.9B296Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B280Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.4B276Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.7B315Jan 15, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.6B310Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.5B302Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.4B301May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.3B288Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.