ALPS ETF TR
CUSIP 00162Q718
Alps Etf Tr has 72 institutional holders in Filings Flow’s 13F database, together reporting 7.93M shares worth $325M as of Q1 2026. The largest reported holders are Morgan Stanley, Avantax Planning Partners, Inc., and Cetera Investment Advisers.
Institutional Holders
72
Q1 2026
Reported Value
$325M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Del-Sette Capital Management, LLC$167M AUM | 11.16% | $19M | 447.9K | Q1 2026OLDER |
| Tenzing Financial LLC$146M AUM | 3.59% | $5M | 125.0K | Q2 2026 |
| American Alpha Advisors, LLC$188M AUM | 2.98% | $6M | 134.4K | Q1 2026OLDER |
| Brady Martz Wealth Solutions, LLC$587M AUM | 2.43% | $14M | 341.7K | Q1 2026OLDER |
| Payne Capital LLC$109M AUM | 2.28% | $2M | 59.5K | Q1 2026OLDER |
| ForthRight Wealth Management, LLC$353M AUM | 1.61% | $6M | 136.3K | Q1 2026OLDER |
| Genesee Capital Advisors, LLC$239M AUM | 1.12% | $3M | 64.2K | Q1 2026OLDER |
| Avantax Planning Partners, Inc.$3.6B AUM | 1.07% | $39M | 937.5K | Q1 2026OLDER |
| CAHILL FINANCIAL ADVISORS INC$924M AUM | 0.29% | $3M | 64.8K | Q1 2026OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.23% | $12M | 278.5K | Q1 2026OLDER |
| Fermata Advisors, LLC$495M AUM | 0.21% | $1M | 25.6K | Q2 2026 |
| Heritage Wealth Management, Inc.$202M AUM | 0.15% | $302,019 | 7.3K | Q1 2026OLDER |
| Focus Partners Advisor Solutions, LLC$9.9B AUM | 0.15% | $15M | 353.2K | Q1 2026OLDER |
| Navis Wealth Advisors, LLC$196M AUM | 0.13% | $257,784 | 6.2K | Q1 2026OLDER |
| Friday Financial$373M AUM | 0.13% | $476,070 | 11.4K | Q2 2026 |
| WealthBridge Capital Management, LLC$434M AUM | 0.09% | $390,071 | 9.4K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.04% | $36M | 871.1K | Q1 2026OLDER |
| Stratos Investment Management, LLC$2.5B AUM | 0.03% | $822,771 | 19.8K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.03% | $2M | 57.1K | Q1 2026OLDER |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.03% | $75,026 | 1.8K | Q2 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.03% | $2M | 38.4K | Q1 2026OLDER |
| Basepoint Wealth LLC$175M AUM | 0.02% | $39,434 | 947 | Q1 2026OLDER |
| Regal Investment Advisors LLC$1.7B AUM | 0.02% | $378,839 | 9.1K | Q1 2026OLDER |
| ALPS ADVISORS INC$21.3B AUM | 0.02% | $4M | 98.0K | Q1 2026OLDER |
| FULTON BANK, N.A.$3.3B AUM | 0.02% | $569,642 | 13.8K | Q2 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P.$6.7B AUM | 0.01% | $963,869 | 23.1K | Q1 2026OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.01% | $784,724 | 18.8K | Q1 2026OLDER |
| RMG Wealth Management LLC$866M AUM | 0.01% | $78,256 | 1.8K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $2M | 38.0K | Q1 2026OLDER |
| Avior Wealth Management, LLC$3.8B AUM | 0.01% | $286,613 | 7.0K | Q2 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $5M | 111.7K | Q1 2026OLDER |
| Glass Jacobson Investment Advisors llc$290M AUM | 0.01% | $16,367 | 460 | Q3 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $60,312 | 1.4K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.00% | $398,686 | 9.6K | Q1 2026OLDER |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.00% | $1M | 27.1K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $3M | 62.8K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $13M | 307.9K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $55M | 1.42M | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $2M | 54.9K | Q1 2026OLDER |
| Salomon & Ludwin, LLC$1.1B AUM | 0.00% | $29,688 | 705 | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $10M | 234.7K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $12M | 279.5K | Q2 2026 |
| Kohmann Bosshard Financial Services, LLC$1.0B AUM | 0.00% | $24,282 | 630 | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $560,300 | 13.5K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.00% | $426,885 | 10.2K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $710,447 | 17.1K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $11M | 269.8K | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $3M | 83.3K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $1M | 31.3K | Q1 2026OLDER |
| Founders Capital Management$205M AUM | 0.00% | $2,874 | 69 | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $736,990 | 17.7K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $6M | 145.6K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $14M | 335.9K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $207,535 | 5.0K | Q1 2026OLDER |
| TRUST CO OF VERMONT$2.4B AUM | 0.00% | $23,136 | 600 | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $3M | 62.6K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $5M | 131.9K | Q1 2026OLDER |
| BEACON INVESTMENT ADVISORY SERVICES, INC.$2.7B AUM | 0.00% | $16,472 | 400 | Q2 2026 |
| Wealthspire Advisors, LLC$12.7B AUM | 0.00% | $72,802 | 2.0K | Q3 2025OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $1M | 29.9K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $360,813 | 8.7K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $11,912 | 286 | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.00% | $11,954 | 310 | Q4 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $19,993 | 480 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $39,678 | 1.0K | Q4 2025OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $2,015 | 48 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $643,065 | 15.4K | Q1 2026OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $72,350 | 1.7K | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $138,327 | 3.3K | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $42,860 | 1.0K | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $117,724 | 2.8K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $612,410 | 15.9K | Q4 2025OLDER |
| CITIGROUP INC$234.5B AUM | 0.00% | $134,161 | 3.2K | Q1 2026OLDER |
| Parkside Financial Bank & Trust$1.3B AUM | 0.00% | $334 | 8 | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $2,136 | 60 | Q3 2025OLDER |
| VANGUARD ADVISERS INC$25.5B AUM | 0.00% | $1,999 | 48 | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $420 | 11 | Q4 2025OLDER |
| FMR LLC$1.90T AUM | 0.00% | $66,643 | 1.6K | Q1 2026OLDER |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $1,947 | 50 | Q4 2025OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $8,213 | 213 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.