SEC 13F Intelligence

Managers / Q2 2023 · view latest →

JOHN G ULLMAN & ASSOCIATES INC

CIK 0000919530 · 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830 · 6079363785

Reported Value
Under review
reported total failed a data-quality check
Positions
177
Filings on Record
30
2019–present window
Filed
Aug 21, 2023
original filing

Summary

Compared with Q1 2023, the fund opened 9 new positions and exited 9.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $496MQ4 ’18Q1 ’19: $552MQ2 ’19: $569MQ3 ’19: $551MQ4 ’19: $581MQ4 ’19Q1 ’20: $377MQ2 ’20: $410MQ3 ’20: $483MQ4 ’20: $645MQ4 ’20Q1 ’21: $745MQ2 ’21: $768MQ3 ’21: $735MQ4 ’21: $727MQ4 ’21Q1 ’22: $722MQ2 ’22: $623MQ3 ’22: $572MQ1 ’23: $642,976Q1 ’23Q3 ’23: $611MQ4 ’23: $630MQ1 ’24: $652MQ2 ’24: $655MQ2 ’24Q3 ’24: $696MQ4 ’24: $680MQ1 ’25: $648MQ2 ’25: $674MQ2 ’25Q3 ’25: $743MQ4 ’25: $750MQ1 ’26: $754Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 74.7%Other: 15.3%ADR: 6.8%REIT: 2.0%ETP: 1.1%Other: 0.1%
  • Common Stock · 74.7% · $484M
  • Other · 15.3% · $99M
  • ADR · 6.8% · $44M
  • REIT · 2.0% · $13M
  • ETP · 1.1% · $7M
  • Other · 0.1% · $398,648

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KNFKNIFE RIVER ORDNEW+99.9K99.9K+$4M$4M
MRNAMODERNA INCNEW+28.4K28.4K+$3M$3M
ESEVERSOURCE ENERGY ESNEW+42.4K42.4K+$3M$3M
INVSC WILDERHILL CLEAN ENERGYNEW+69.7K69.7K+$3M$3M
WBSWEBSTER FINANCIAL ORDNEW+32.1K32.1K+$1M$1M
XYLEM INC.NEW+2.1K2.1K+$231,997$231,997
TYGTORTOISE ENERGY INF CORPNEW+7.6K7.6K+$220,780$220,780
ACCENTURE PLC F CLASS ANEW+659659+$203,354$203,354

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

50 positions
#IssuerClass% PortfolioValueShares
1EMREMERSON ELEC COhistory →COM5.40%$35M387.2K
2GLWCORNING INChistory →COM4.09%$27M756.3K
3BMYBRISTOL-MYERS SQUIBBhistory →COM3.55%$23M359.7K
4PFEPFIZER INChistory →COM3.37%$22M594.9K
5OGEOGE ENERGY CORPhistory →COM3.20%$21M577.6K
6CISCO SYSTEMS INCCOM3.02%$20M377.8K
7NVSNNOVARTIS AGhistory →ADR2.88%$19M184.9K
8IBMIBM CORPhistory →COM2.80%$18M135.4K
9TE CONNECTIVITY LTD FCOM2.42%$16M111.9K
10TSMTAIWAN SEMICONDUCTR F SPONSOREhistory →ADR2.19%$14M140.8K
11SLBSCHLUMBERGER LTD Fhistory →COM2.15%$14M284.3K
12MSFTMICROSOFT CORPhistory →COM1.85%$12M35.3K
13EXMOCEXXON MOBIL CORPhistory →COM1.84%$12M111.1K
14MRKMERCK & CO INChistory →COM1.79%$12M100.8K
15BCEBCE INChistory →COM1.72%$11M244.8K
16INTCINTEL CORPhistory →COM1.70%$11M328.6K
17AMZNAMAZON.COM INChistory →COM1.52%$10M75.5K
18MDUM D U RESOURCES GRPhistory →COM1.36%$9M422.2K
19AMTAMERICAN TOWER CORPhistory →REIT1.28%$8M42.6K
20HORIZON THERAPEUTICS PLCCOM1.26%$8M79.7K
21DISWALT DISNEY COhistory →COM1.22%$8M88.9K
22TMOTHERMO FISHER SCIENTIFIC INChistory →COM1.20%$8M14.9K
23BKHBLACK HILLS CORPhistory →COM1.18%$8M126.4K
24HONGBPHONEYWELL INTL INChistory →COM1.12%$7M35.0K
25LNNLINDSAY CORPhistory →COM1.11%$7M60.2K
26AECOM TECHNOLOGY CORPCOM1.08%$7M82.7K
27HEHAWAIIAN ELECTRIC INDUSTRIEShistory →COM1.07%$7M192.1K
28CA8ACACI INTERNATIONAL INChistory →COM1.03%$7M19.5K
29ARGAN INCCOM1.02%$7M167.2K
30LITELUMENTUM HOLDINGS INChistory →COM1.01%$7M115.5K
31NJRNEW JERSEY RESOURCES CORPORATICOM0.99%$6M135.6K
32FLOWSERVE CORPCOM0.97%$6M169.2K
33J P MORGAN CHASE & COCOM0.95%$6M42.3K
34AVGOBROADCOM LTD AVGOCOM0.94%$6M7.0K
35PORPORTLAND GENERAL ELECTRIC COCOM0.94%$6M130.0K
36VMWEURVMWARE INCCOM0.94%$6M42.3K
37FISVFISERV INCCOM0.90%$6M46.4K
38AMSWAUSDAMERICAN SOFTWARE INCCOM0.89%$6M546.9K
39GVAGRANITE CONSTRUCTIONCOM0.80%$5M129.8K
40NXSTNEXSTAR BROADCASTING GROUP-A NCOM0.78%$5M30.4K
417SUSUMMIT MATERIALS CL A ORDCOM0.76%$5M130.1K
42EQNREQUINOR ADR REP ORDADR0.76%$5M168.6K
43DENTSPLY SIRONA INCCOM0.75%$5M122.1K
44EQIXEQUINIX REIT ORDREIT0.74%$5M6.2K
45ITRIITRON INCCOM0.72%$5M64.9K
46KNFKNIFE RIVER ORDCOM0.67%$4M99.9K
47IDAIDACORP INCCOM0.66%$4M41.8K
48HRIHERC HOLDINGS ORDCOM0.63%$4M30.0K
49WTSWATTS WATER TECH INC CLASS ACOM0.62%$4M21.9K
50TMPTOMPKINS FINANCIAL CORP TMPCOM0.60%$4M69.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$754M174May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$750M179Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$743M173Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$674M174Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$648M170May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$680M172Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$696M179Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$655M179Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$652M174May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M169Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M173Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023under review177Aug 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$642,976177May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022under review169Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$572M157Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$623M157Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$722M168Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$727M162Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$735M160Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$768M156Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$745M154Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$645M152Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$483M128Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$410M109Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$377M101Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$581M142Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$551M144Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$569M148Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$552M128Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$496M129Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.