SEC 13F Intelligence

Managers / Q2 2021 · view latest →

JOHN G ULLMAN & ASSOCIATES INC

CIK 0000919530 · 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830 · 6079363785

Reported Value
$768M
Q2 2021
Positions
156
Filings on Record
30
2019–present window
Filed
Jul 23, 2021
original filing

Summary

John G Ullman & Associates Inc reported $768M in U.S.-listed holdings across 156 positions for Q2 2021.

Its largest position, EMR, represents 4.9% of the portfolio.

Compared with Q1 2021, the fund opened 5 new positions and exited 3.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $496MQ4 ’18Q1 ’19: $552MQ2 ’19: $569MQ3 ’19: $551MQ4 ’19: $581MQ4 ’19Q1 ’20: $377MQ2 ’20: $410MQ3 ’20: $483MQ4 ’20: $645MQ4 ’20Q1 ’21: $745MQ2 ’21: $768MQ3 ’21: $735MQ4 ’21: $727MQ4 ’21Q1 ’22: $722MQ2 ’22: $623MQ3 ’22: $572MQ4 ’22: $627MQ4 ’22Q1 ’23: $642,976Q2 ’23: $648MQ3 ’23: $611MQ4 ’23: $630MQ4 ’23Q1 ’24: $652MQ2 ’24: $655MQ3 ’24: $696MQ4 ’24: $680MQ4 ’24Q1 ’25: $648MQ2 ’25: $674MQ3 ’25: $743MQ4 ’25: $750MQ4 ’25Q1 ’26: $754Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.0%Other: 22.1%ADR: 3.6%ETP: 1.6%REIT: 0.4%Other: 0.3%
  • Common Stock · 72.0% · $553M
  • Other · 22.1% · $169M
  • ADR · 3.6% · $28M
  • ETP · 1.6% · $12M
  • REIT · 0.4% · $3M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q2 2021

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$754M174May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$750M179Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$743M173Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$674M174Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$648M170May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$680M172Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$696M179Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$655M179Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$652M174May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M169Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M173Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023$648M177Aug 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$642,976177May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022$627M169Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$572M157Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$623M157Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$722M168Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$727M162Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$735M160Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$768M156Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$745M154Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$645M152Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$483M128Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$410M109Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$377M101Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$581M142Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$551M144Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$569M148Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$552M128Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$496M129Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.