SEC 13F Intelligence

Managers / Q4 2018 · view latest →

JOHN G ULLMAN & ASSOCIATES INC

CIK 0000919530 · 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830 · 6079363785

Reported Value
$496M
Q4 2018
Positions
129
Filings on Record
30
2019–present window
Filed
Jan 29, 2019
original filing

Summary

John G Ullman & Associates Inc reported $496M in U.S.-listed holdings across 129 positions for Q4 2018.

Its largest position, EMR, represents 6.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+37.7%
share of reported value
Largest Position
+6.8%
Emerson Elec

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $496MQ4 ’18Q1 ’19: $552MQ2 ’19: $569MQ3 ’19: $551MQ4 ’19: $581MQ4 ’19Q1 ’20: $377MQ2 ’20: $410MQ3 ’20: $483MQ4 ’20: $645MQ4 ’20Q1 ’21: $745MQ2 ’21: $768MQ3 ’21: $735MQ4 ’21: $727MQ4 ’21Q1 ’22: $722MQ2 ’22: $623MQ3 ’22: $572MQ1 ’23: $642,976Q1 ’23Q3 ’23: $611MQ4 ’23: $630MQ1 ’24: $652MQ2 ’24: $655MQ2 ’24Q3 ’24: $696MQ4 ’24: $680MQ1 ’25: $648MQ2 ’25: $674MQ2 ’25Q3 ’25: $743MQ4 ’25: $750MQ1 ’26: $754Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.8%Other: 18.8%ETP: 5.3%ADR: 3.1%
  • Common Stock · 72.8% · $361M
  • Other · 18.8% · $93M
  • ETP · 5.3% · $26M
  • ADR · 3.1% · $15M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
EMREMERSON ELEC CONEW+563.6K563.6K+$34M$34M
EXMOCEXXON MOBIL CORPNEW+420.5K420.5K+$29M$29M
GLWCORNING INCNEW+656.3K656.3K+$20M$20M
PFEPFIZER INCNEW+444.7K444.7K+$19M$19M
GVAGRANITE CONSTRUCTIONNEW+408.6K408.6K+$16M$16M
MRKMERCK & CO INCNEW+197.0K197.0K+$15M$15M
INTCINTEL CORPNEW+315.3K315.3K+$15M$15M
NVSNNOVARTIS AGNEW+161.8K161.8K+$14M$14M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EMREMERSON ELEC COhistory →COM6.79%$34M563.6K
2EXMOCEXXON MOBIL CORPhistory →COM5.78%$29M420.5K
3GLWCORNING INChistory →COM4.00%$20M656.3K
4PFEPFIZER INChistory →COM3.91%$19M444.7K
5GVAGRANITE CONSTRUCTIONhistory →COM3.32%$16M408.6K
6MRKMERCK & CO INChistory →COM3.04%$15M197.0K
7INTCINTEL CORPhistory →COM2.98%$15M315.3K
8NVSNNOVARTIS AGhistory →ADR2.80%$14M161.8K
9ABTABBOTT LABORATORIEShistory →COM2.56%$13M175.5K
10JNJJOHNSON & JOHNSONhistory →COM2.51%$12M96.4K
11BMYBRISTOL-MYERS SQUIBBhistory →COM2.48%$12M236.8K
12OGEOGE ENERGY CORPhistory →COM2.33%$12M295.3K
13LNNLINDSAY CORPhistory →COM2.25%$11M115.9K
14ISHR EDG MSCI MIN VOL EMG MKTETF2.20%$11M195.0K
15MSFTMICROSOFT CORPhistory →COM2.01%$10M97.9K
16BCEBCE INChistory →COM1.91%$9M239.1K
17CIENCIENA CORPhistory →COM1.84%$9M268.9K
18EVRGEVERGY INChistory →COM1.83%$9M160.2K
19FLOWSERVE CORPCOM1.81%$9M236.4K
20INGERSOLL RAND PLC FCOM1.71%$8M92.8K
21MDUM D U RESOURCES GRPhistory →COM1.70%$8M354.1K
22DENTSPLY SIRONA INCCOM1.69%$8M225.5K
23AMSWAUSDAMERICAN SOFTWARE INChistory →COM1.68%$8M795.1K
24GLAXOSMITHKLINE PLCCOM1.55%$8M200.7K
25WTSWATTS WATER TECH INC CLASS Ahistory →COM1.47%$7M112.6K
26BNSBANK OF NOVA SCOTIAhistory →COM1.32%$7M130.7K
27HONGBPHONEYWELL INTL INChistory →COM1.31%$7M49.3K
28TE CONNECTIVITY LTD FCOM1.23%$6M80.4K
29TMOTHERMO FISHER SCIENTIFIC INChistory →COM1.19%$6M26.4K
30HALHALLIBURTON CO HLDGhistory →COM1.15%$6M215.4K
316IXELMIRA SAVINGS BANK F Shistory →COM1.02%$5M288.7K
32IBMIBM CORPhistory →COM1.01%$5M44.0K
33INVSC S P GLOBAL WATER INDEX EETF1.01%$5M160.4K
34IDAIDACORP INCCOM0.87%$4M46.4K
35QUEST DIAGNOSTIC INCCOM0.80%$4M47.5K
36LDELANDEC CORPCOM0.79%$4M331.1K
37AZTABROOKS AUTOMATIONCOM0.78%$4M146.9K
38DUKE ENERGY CORPCOM0.77%$4M44.0K
39ORBOTECH LTDCOM0.75%$4M66.1K
40BAXBAXTER INTERNATIONAL INCCOM0.75%$4M56.5K
41NEXTERA ENERGY INCCOM0.69%$3M19.8K
42SPDR S&P EM MKTS SM CPETF0.69%$3M83.5K
43ISHARES:MSCI PERUETF0.67%$3M93.1K
44AECOM TECHNOLOGY CORPCOM0.66%$3M123.5K
45ISHARES MSCI CANADA ETFETF0.65%$3M135.5K
46ISHARES MSCI AUSTRALIA ETFETF0.64%$3M165.9K
47ARGAN INCCOM0.64%$3M83.7K
48PEGPUB SVC ENTERPISE GPCOM0.62%$3M58.7K
49TPCTUTOR PERINI CORPCOM0.59%$3M184.3K
50ISHARES MSCI SINGAPORE ETFETF0.58%$3M129.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$754M174May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$750M179Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$743M173Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$674M174Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$648M170May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$680M172Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$696M179Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$655M179Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$652M174May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$630M169Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$611M173Nov 1, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review177Aug 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$642,976177May 5, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review169Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$572M157Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$623M157Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$722M168Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$727M162Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$735M160Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$768M156Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$745M154Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$645M152Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$483M128Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$410M109Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$377M101Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$581M142Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$551M144Oct 21, 201913F-HRchanges · EDGAR ↗
Q2 2019$569M148Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$552M128Apr 30, 201913F-HRchanges · EDGAR ↗
Q4 2018$496M129Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.