SEC 13F Intelligence

SPUCSIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N301 · Yahoo Finance ↗ · Google Finance ↗

Simplify Exchange Traded Fun (SPUC) has 18 institutional holders in Filings Flow’s 13F database, together reporting 430.7K shares worth $19M as of Q1 2026. The largest reported holders are Commonwealth Equity Services, LLC, Hilltop Holdings Inc., and Ae Wealth Management LLC.

Institutional Holders
18
Q1 2026
Reported Value
$19M
Ticker
SPUC
Quarters Tracked
23

Ownership Trend

Institutional holders
Q3 ’20: 2Q3 ’20Q4 ’20: 5Q1 ’21: 7Q2 ’21: 7Q2 ’21Q3 ’21: 6Q4 ’21: 8Q1 ’22: 10Q1 ’22Q2 ’22: 8Q3 ’22: 10Q4 ’22: 8Q4 ’22Q1 ’23: 6Q2 ’23: 7Q3 ’23: 9Q3 ’23Q4 ’23: 7Q1 ’24: 7Q2 ’24: 6Q2 ’24Q3 ’24: 5Q4 ’24: 5Q1 ’25: 9Q1 ’25Q2 ’25: 20Q3 ’25: 10Q4 ’25: 15Q4 ’25Q1 ’26: 18filingsflow.com
Total reported value
Q3 ’20: $2MQ3 ’20Q4 ’20: $2MQ1 ’21: $4MQ2 ’21: $5MQ2 ’21Q3 ’21: $9MQ4 ’21: $5MQ1 ’22: $5MQ1 ’22Q2 ’22: $2MQ3 ’22: $4MQ4 ’22: $3MQ4 ’22Q1 ’23: $1MQ2 ’23: $1MQ3 ’23: $3MQ3 ’23Q4 ’23: $3MQ1 ’24: $2MQ2 ’24: $4MQ2 ’24Q3 ’24: $3MQ4 ’24: $13MQ1 ’25: $15MQ1 ’25Q2 ’25: $25MQ3 ’25: $18MQ4 ’25: $19MQ4 ’25Q1 ’26: $19Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Hilltop Holdings Inc.$1.1B AUM0.26%$5M97.2KQ3 2025OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM0.16%$397,0989.0KQ1 2026
Elevated Capital Advisors, LLC$397M AUM0.13%$514,06611.6KQ1 2026
B.O.S.S. Retirement Advisors, LLC$328M AUM0.13%$422,8249.6KQ1 2026
LifeWealth Investments, LLC$374M AUM0.07%$219,2124.7KQ4 2025OLDER
Great Lakes Retirement, Inc.$967M AUM0.02%$219,4315.0KQ1 2026
AE Wealth Management LLC$18.5B AUM0.02%$4M94.1KQ1 2026
Kingdom Financial Group LLC.$349M AUM0.02%$78,2081.8KQ1 2026
Lloyd Advisory Services, LLC.$349M AUM0.02%$78,2081.8KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M25.0KQ1 2026
Quest 10 Wealth Builders, Inc.$114M AUM0.02%$18,335415Q1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.02%$11M247.1KQ1 2026
Networth Advisors, LLC$141M AUM0.01%$16,098364Q1 2026
Decker Retirement Planning Inc.$221M AUM0.00%$3,04568Q2 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$250,4605.7KQ1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$25,100500Q3 2025OLDER
Noble Wealth Management PBC$223M AUM0.00%$79518Q1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$86,4361.9KQ4 2025OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$85119Q2 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$689,65215.4KQ2 2025OLDER
Pineridge Advisors LLC$350M AUM0.00%$2696Q2 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$749,33717.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$19,303437Q1 2026
HANTZ FINANCIAL SERVICES, INC.$6.6B AUM0.00%$1,00013Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$82,3491.9KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$8,942200Q2 2025OLDER
UBS Group AG$666.3B AUM0.00%$6,476129Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2,14346Q4 2025OLDER
MORGAN STANLEY$1.66T AUM0.00%$661Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.