SPDSIMPLIFY EXCHANGE TRADED FUN
CUSIP 82889N202 · Yahoo Finance ↗ · Google Finance ↗
Simplify Exchange Traded Fun (SPD) has 43 institutional holders in Filings Flow’s 13F database, together reporting 1.72M shares worth $63M as of Q1 2026. The largest reported holders are Commonwealth Equity Services, LLC, Lpl Financial LLC, and Authentikos Wealth Advisory, LLC.
Institutional Holders
43
Q1 2026
Reported Value
$63M
Ticker
SPD
Quarters Tracked
23
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Independent Wealth Advisors LLC$102M AUM | 5.32% | $5M | 148.9K | Q1 2026 |
| Authentikos Wealth Advisory, LLC$148M AUM | 4.87% | $7M | 198.2K | Q1 2026 |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 3.48% | $5M | 130.8K | Q1 2026 |
| Ironsides Asset Advisors, LLC$399M AUM | 1.05% | $4M | 115.6K | Q1 2026 |
| Austin Wealth Management, LLC$440M AUM | 0.40% | $2M | 48.1K | Q1 2026 |
| McCartney Wealth Management LLC$119M AUM | 0.33% | $394,896 | 10.9K | Q1 2026 |
| HOWARD BAILEY SECURITIES, LLC$243M AUM | 0.26% | $640,302 | 17.6K | Q1 2026 |
| Park Edge Advisors, LLC$434M AUM | 0.25% | $1M | 29.8K | Q1 2026 |
| B.O.S.S. Retirement Advisors, LLC$328M AUM | 0.25% | $809,011 | 22.2K | Q1 2026 |
| ENTREWEALTH, LLC$223M AUM | 0.24% | $531,207 | 14.6K | Q1 2026 |
| Elevated Capital Advisors, LLC$397M AUM | 0.22% | $859,451 | 23.6K | Q1 2026 |
| Sollinda Capital Management LLC$412M AUM | 0.14% | $557,374 | 14.2K | Q4 2025OLDER |
| LifeWealth Investments, LLC$374M AUM | 0.10% | $323,827 | 8.9K | Q1 2026 |
| Fiduciary Alliance LLC$1.7B AUM | 0.05% | $747,634 | 19.2K | Q1 2026 |
| INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM | 0.04% | $589,907 | 16.2K | Q1 2026 |
| Compound Planning, Inc.$3.3B AUM | 0.04% | $1M | 34.6K | Q1 2026 |
| AE Wealth Management LLC$18.5B AUM | 0.04% | $7M | 181.4K | Q1 2026 |
| Pathway Financial Advisors LLC$857M AUM | 0.04% | $283,387 | 7.1K | Q4 2025OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.03% | $980,911 | 25.0K | Q4 2025OLDER |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.03% | $2M | 48.0K | Q1 2026 |
| Bison Wealth, LLC$1.1B AUM | 0.02% | $298,991 | 7.9K | Q2 2025OLDER |
| Great Lakes Retirement, Inc.$967M AUM | 0.02% | $206,835 | 5.2K | Q3 2025OLDER |
| Kathmere Capital Management, LLC$1.6B AUM | 0.02% | $301,345 | 7.7K | Q4 2025OLDER |
| Lloyd Advisory Services, LLC.$349M AUM | 0.02% | $68,562 | 1.9K | Q1 2026 |
| Kingdom Financial Group LLC.$349M AUM | 0.02% | $68,562 | 1.9K | Q1 2026 |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.02% | $21,094 | 580 | Q1 2026 |
| Networth Advisors, LLC$141M AUM | 0.02% | $22,521 | 619 | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $11M | 289.0K | Q1 2026 |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.01% | $296,976 | 8.2K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $2M | 41.5K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $9M | 238.3K | Q1 2026 |
| Decker Retirement Planning Inc.$221M AUM | 0.00% | $3,214 | 81 | Q3 2025OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $868,428 | 21.7K | Q4 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $13,820 | 380 | Q1 2026 |
| Noble Wealth Management PBC$223M AUM | 0.00% | $2,000 | 55 | Q1 2026 |
| Richard W. Paul & Associates, LLC$297M AUM | 0.00% | $1,827 | 46 | Q3 2025OLDER |
| ROTHSCHILD INVESTMENT LLC$1.9B AUM | 0.00% | $8,401 | 231 | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $212,654 | 5.8K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $25,354 | 693 | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $200,958 | 5.1K | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $48,735 | 1.3K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $1M | 27.5K | Q1 2026 |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $5,383 | 148 | Q1 2026 |
| Pineridge Advisors LLC$350M AUM | 0.00% | $318 | 8 | Q3 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $649,807 | 17.9K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $463,847 | 11.7K | Q3 2025OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $25,519 | 650 | Q4 2025OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $1,617 | 44 | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $1,487 | 39 | Q2 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $25,000 | 700 | Q1 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $33,317 | 847 | Q1 2026 |
| ASSETMARK, INC$49.0B AUM | 0.00% | $327 | 9 | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $2,982 | 82 | Q1 2026 |
| Allworth Financial LP$24.7B AUM | 0.00% | $35 | 1 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.