SEC 13F Intelligence

SETMSPROTT FDS TR

CUSIP 85208P402 · Yahoo Finance ↗ · Google Finance ↗

Sprott Fds Tr (SETM) has 95 institutional holders in Filings Flow’s 13F database, together reporting 4.94M shares worth $164M as of Q1 2026. The largest reported holders are Paul R. Ried Financial Group, LLC, Jane Street Group, LLC, and Thrivent Financial For Lutherans.

Institutional Holders
95
Q1 2026
Reported Value
$164M
Ticker
SETM
Quarters Tracked
13

Ownership Trend

Institutional holders
Q1 ’23: 4Q1 ’23Q2 ’23: 4Q3 ’23: 7Q3 ’23Q4 ’23: 7Q1 ’24: 5Q1 ’24Q2 ’24: 6Q3 ’24: 7Q3 ’24Q4 ’24: 9Q1 ’25: 10Q1 ’25Q2 ’25: 14Q3 ’25: 27Q3 ’25Q4 ’25: 60Q1 ’26: 95Q1 ’26filingsflow.com
Total reported value
Q1 ’23: $3MQ1 ’23Q2 ’23: $2MQ3 ’23: $4MQ3 ’23Q4 ’23: $2MQ1 ’24: $719,953Q1 ’24Q2 ’24: $2MQ3 ’24: $2MQ3 ’24Q4 ’24: $2MQ1 ’25: $2MQ1 ’25Q2 ’25: $3MQ3 ’25: $27MQ3 ’25Q4 ’25: $114MQ1 ’26: $164MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Paul R. Ried Financial Group, LLC$229M AUM15.44%$33M1.00MQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$18M539.2KQ1 2026
THRIVENT FINANCIAL FOR LUTHERANS$52.5B AUM0.03%$14M421.7KQ1 2026
BFI Infinity Ltd.$178M AUM7.29%$13M392.9KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$5M148.4KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$5M139.0KQ1 2026
Fortis Advisors, LLC$200M AUM1.97%$4M119.1KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$4M116.7KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$4M115.8KQ1 2026
TKG Advisors, LLC$242M AUM1.41%$3M103.4KQ1 2026
Inspire Advisors, LLC$1.2B AUM0.27%$3M99.4KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$3M87.2KQ1 2026
Carnegie Investment Counsel$5.1B AUM0.06%$3M85.3KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.01%$3M84.3KQ1 2026
Savvy Advisors, Inc.$3.7B AUM0.07%$3M80.2KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M78.7KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3M77.0KQ1 2026
ASSETMARK, INC$49.0B AUM0.00%$2M73.3KQ1 2026
G&S Capital LLC$285M AUM0.83%$2M71.3KQ1 2026
Triton Wealth Management, PLLC$270M AUM0.85%$2M66.8KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$2M64.4KQ1 2026
WT Wealth Management$336M AUM0.50%$2M50.6KQ1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$2M49.5KQ1 2026
Brookstone Capital Management$8.7B AUM0.02%$1M42.9KQ1 2026
FirstWave Capital Management LLC$94M AUM0.81%$1M47.0KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$1M40.9KQ1 2026
Beacon Pointe Advisors, LLC$18.9B AUM0.01%$1M39.3KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M38.6KQ1 2026
SCOTIA CAPITAL INC.$24.3B AUM0.01%$1M36.9KQ1 2026
PRIVATE TRUST CO NA$1.1B AUM0.11%$1M36.6KQ1 2026
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM0.07%$1M36.5KQ1 2026
Stegent Equity Advisors, Inc.$117M AUM1.03%$1M36.5KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M35.2KQ1 2026
Visionary Wealth Advisors$2.3B AUM0.05%$1M31.6KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M30.7KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$971,00029.4KQ1 2026
PFG Advisors$2.1B AUM0.05%$936,19728.3KQ1 2026
Secure Asset Management, LLC$632M AUM0.12%$765,00823.1KQ1 2026
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$738,11422.3KQ1 2026
Harfst & Associates, Inc.$560M AUM0.13%$735,20322.2KQ1 2026
Mariner, LLC$85.7B AUM0.00%$734,98922.2KQ1 2026
CATHY PARETO & ASSOCIATES, INC$149M AUM0.46%$685,43220.7KQ1 2026
Apollon Wealth Management, LLC$6.2B AUM0.01%$659,54919.9KQ1 2026
Dakota Wealth Management$4.6B AUM0.01%$629,91019.0KQ1 2026
Lane Generational LLC$126M AUM0.47%$595,77118.0KQ1 2026
TCFG WEALTH MANAGEMENT, LLC$267M AUM0.23%$586,09320.2KQ4 2025OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$572,97917.3KQ1 2026
Compound Planning, Inc.$3.3B AUM0.02%$564,97919.5KQ4 2025OLDER
Spire Wealth Management$3.3B AUM0.02%$562,12817.0KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$513,50115.5KQ1 2026
Jaffetilchin Investment Partners, LLC$1.7B AUM0.03%$462,20114.0KQ1 2026
Federation des caisses Desjardins du Quebec$27.8B AUM0.00%$448,35313.6KQ1 2026
Brookwood Investment Group LLC$810M AUM0.05%$440,46013.3KQ1 2026
Cambridge Advisors Inc.$515M AUM0.08%$422,69612.8KQ1 2026
Belpointe Asset Management LLC$2.7B AUM0.01%$384,32311.6KQ1 2026
Financial Security Advisor, Inc.$544M AUM0.07%$372,99111.3KQ1 2026
UBS Group AG$666.3B AUM0.00%$366,95611.1KQ1 2026
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.00%$323,8539.8KQ1 2026
SPROTT INC.$3.4B AUM0.01%$313,24312.5KQ3 2025OLDER
CHILDRESS CAPITAL ADVISORS, LLC$555M AUM0.06%$310,2909.4KQ1 2026
PFG Investments, LLC$2.1B AUM0.01%$286,0868.6KQ1 2026
Robertson Stephens Wealth Management, LLC$3.6B AUM0.01%$273,3089.4KQ4 2025OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.00%$256,7298.9KQ4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$254,7827.7KQ1 2026
Apella Capital, LLC$7.1B AUM0.00%$237,8026.2KQ1 2026
Arrowroot Family Office, LLC$302M AUM0.08%$237,3497.2KQ1 2026
Lokken Investment Group LLC$291M AUM0.08%$236,7379.4KQ3 2025OLDER
Creative Planning$147.4B AUM0.00%$232,3947.0KQ1 2026
COOPER INVESTORS PTY LTD$218M AUM0.07%$215,2727.4KQ4 2025OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$204,2366.2KQ1 2026
Waverly Advisors, LLC$13.4B AUM0.00%$163,9635.0KQ1 2026
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$136,8414.2KQ1 2026
JTC Employer Solutions Trustee Ltd$1.2B AUM0.01%$129,0003.9KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$128,2183.9KQ1 2026
AdvisorNet Financial, Inc$1.9B AUM0.01%$120,0803.6KQ1 2026
Crewe Advisors LLC$1.2B AUM0.01%$107,2463.2KQ1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$84,3872.6KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.00%$80,3842.4KQ1 2026
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$70,5732.1KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$69,4682.1KQ1 2026
TD Waterhouse Canada Inc.$33.7B AUM0.00%$54,8221.6KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$49,6201.5KQ1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$49,0682.0KQ3 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$44,7251.4KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$39,6991.4KQ4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$31,194943Q1 2026
FARMERS & MERCHANTS INVESTMENTS INC$3.6B AUM0.00%$29,772900Q1 2026
NFSG Corp$608M AUM0.00%$29,276885Q1 2026
Keating Financial Advisory Services, Inc.$619M AUM0.00%$28,614865Q1 2026
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.02%$25,802780Q1 2026
CWM, LLC$38.1B AUM0.00%$21,006635Q1 2026
Uniplan Investment Counsel, Inc.$974M AUM0.00%$14,962452Q1 2026
MORGAN STANLEY$1.67T AUM0.00%$12,405375Q1 2026
Cornerstone Planning Group LLC$749M AUM0.00%$10,478290Q1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$9,936300Q1 2026
MAI Capital Management$17.7B AUM0.00%$9,924300Q1 2026
Key Capital Management, INC$151M AUM0.01%$9,924300Q1 2026
Allworth Financial LP$24.7B AUM0.00%$6,749204Q1 2026
Sunbelt Securities, Inc.$1.6B AUM0.00%$6,616200Q1 2026
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$6,418194Q1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$6,252189Q1 2026
Coston, McIsaac & Partners$443M AUM0.00%$6,000207Q1 2026
Dunhill Financial, LLC$424M AUM0.00%$5,785230Q3 2025OLDER
HHM Wealth Advisors, LLC$996M AUM0.00%$4,466135Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$39712Q1 2026
Triumph Capital Management$491M AUM0.00%$993Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.