SEC 13F Intelligence

Managers / Q1 2026

CATHY PARETO & ASSOCIATES, INC

CIK 0002045974 · 901 PONCE DE LEON BLVD., SUITE 501, CORAL GABLES, FL, 33134 · 305-648-9814

Reported Value
$149M
Q1 2026
Positions
96
Filings on Record
6
2019–present window
Filed
Apr 14, 2026
original filing

Summary

Cathy Pareto & Associates, Inc reported $149M in U.S.-listed holdings across 96 positions for Q1 2026.

Its largest position, Schwab Strategic Tr, represents 6.4% of the portfolio.

Compared with Q4 2025, the fund opened 6 new positions and exited 2.

Portfolio Metrics

Turnover
+4.2%
vs prior filed quarter
Top-10 Concentration
+44.7%
share of reported value
Largest Position
+6.4%
Schwab Strategic Tr
New / Exited
6 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’24: $109MQ4 ’24Q1 ’25: $113MQ1 ’25Q2 ’25: $121MQ2 ’25Q3 ’25: $133MQ3 ’25Q4 ’25: $144MQ4 ’25Q1 ’26: $149MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 79.4%Common Stock: 17.9%Closed-End Fund: 2.5%ADR: 0.2%
  • ETP · 79.4% · $118M
  • Common Stock · 17.9% · $27M
  • Closed-End Fund · 2.5% · $4M
  • ADR · 0.2% · $306,183

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANECK ETF TRUSTNEW+4.5K4.5K+$414,617$414,617
ISHARES TRNEW+3.1K3.1K+$322,184$322,184
EXMOCEXXON MOBIL CORPNEW+1.5K1.5K+$256,581$256,581
XLESELECT SECTOR SPDR TRNEW+4.1K4.1K+$253,514$253,514
CHVCHEVRON CORPORATIONNEW+1.2K1.2K+$246,837$246,837
ISHARES TRNEW+3.9K3.9K+$220,622$220,622
SCHWAB STRATEGIC TRADDED+16.4K24.9K+$410,850$616,146
SPROTT FDS TRADDED+10.4K20.7K+$387,785$685,432

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

29 positions
#IssuerClass% PortfolioValueShares
1SCHWAB STRATEGIC TRUS LCAP VA ETF · US MID-CAP ETF · US LRG CAP ETF · FUNDAMENTAL US L · US BRD MKT ETF · FUNDAMENTAL INTL · US DIVIDEND EQ · INTL EQTY ETF21.94%$33M1.11M
2VTVVANGUARD INDEX FDSSMALL CP ETF · MCAP VL IDXVIP · SM CP VAL ETF · TOTAL STK MKT · LARGE CAP ETF · VALUE ETF12.08%$18M79.6K
3OPPEWISDOMTREE TREUROPEAN OPPORTU · EUROPE HEDGED EQ8.87%$13M248.6K
4AAPLAPPLE INChistory →COM5.94%$9M34.9K
5J P MORGAN EXCHANGE TRADED FULTRA SHRT ETF · EQUITY PREMIUM4.85%$7M140.5K
6VANGUARD WORLD FDINF TECH ETF · HEALTH CAR ETF4.16%$6M13.1K
7PACER FDS TRUS CASH COWS 1004.11%$6M98.0K
8VANECK ETF TRUSTCLO ETF · URANIUM AND NUCL3.78%$6M78.8K
9BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A2.97%$4M7.7K
10BLUEROCK PVT REAL ESTATE FDCOM2.49%$4M223.0K
11DFUSUSDDIMENSIONAL ETF TRUSTUS SMALL CAP ETF · US EQUITY MARKET · US MKTWIDE VALUE1.95%$3M46.4K
12IAU*ISHARES GOLD TRhistory →ISHARES NEW1.85%$3M31.3K
13GOOGALPHABET INCCAP STK CL C · CAP STK CL A1.53%$2M8.0K
14AMZNAMAZON COM INChistory →COM1.42%$2M10.2K
15MSFTMICROSOFT CORPhistory →COM1.37%$2M5.5K
16ETF SER SOLUTIONSDEFIANCE QUANTUM1.36%$2M18.9K
17INVESCO ACTIVELY MANAGED EXCULTRA SHRT DUR1.25%$2M37.2K
18ISHARES TRCORE S&P MCP ETF · US AER DEF ETF1.24%$2M20.9K
19SLVISHARES SILVER TRhistory →ISHARES1.11%$2M24.2K
20GLOBAL X FDSUS INFR DEV ETF0.99%$1M29.1K
21INVESCO EXCH TRADED FD TR IIS&P SMALLCAP 6000.69%$1M20.4K
22INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.62%$917,5144.8K
23BROBROWN & BROWN INCCOM0.56%$832,21312.8K
24AVGOBROADCOM INCCOM0.46%$687,6952.2K
25SPROTT FDS TRSPROTT CRITICAL0.46%$685,43220.7K
26FIRST TR EXCHANGE-TRADED FDHLTH CARE ALPH0.45%$670,1416.1K
27NFLXNETFLIX INC.COM0.41%$618,1486.4K
28GQ9SPDR GOLD TRGOLD SHS0.39%$583,9041.4K
29METAMETA PLATFORMS INCCL A0.38%$562,638983

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$149M96Apr 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$144M92Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$133M90Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$121M88Jul 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$113M82Apr 10, 202513F-HRchanges · EDGAR ↗
Q4 2024$109M77Jan 22, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.