SEC 13F Intelligence

HWBKHAWTHORN BANCSHARES INC

CUSIP 420476103 · Yahoo Finance ↗ · Google Finance ↗

Hawthorn Bancshares Inc (HWBK) has 64 institutional holders in Filings Flow’s 13F database, together reporting 2.13M shares worth $71M as of Q1 2026. The largest reported holders are Ategra Capital Management, LLC, Vanguard Group Inc, and Blackrock, Inc..

Institutional Holders
64
Q1 2026
Reported Value
$71M
Ticker
HWBK
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 22Q2 ’19: 28Q2 ’19Q3 ’19: 32Q2 ’21: 28Q2 ’21Q4 ’21: 28Q4 ’22: 27Q4 ’22Q4 ’25: 62Q1 ’26: 64Q1 ’26Q2 ’26: 4filingsflow.com
Total reported value
Q4 ’18: $601MQ4 ’18Q1 ’19: $664MQ2 ’19: $724MQ2 ’19Q3 ’19: $678MQ2 ’21: $661MQ2 ’21Q4 ’21: $1.1BQ4 ’22: $23MQ4 ’22Q4 ’25: $74MQ1 ’26: $71MQ1 ’26Q2 ’26: $1Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Ategra Capital Management, LLC$201M AUM5.73%$12M342.4KQ1 2026OLDER
FJ Capital Management LLC$888M AUM0.72%$6M190.7KQ1 2026OLDER
Pinnacle Holdings, LLC$309M AUM0.50%$2M46.1KQ1 2026OLDER
ALEXANDER LABRUNERIE & CO., INC.$267M AUM0.19%$521,21815.5KQ1 2026OLDER
Eagle Bluffs Wealth Management LLC$257M AUM0.18%$466,02313.7KQ1 2026OLDER
RBF Capital, LLC$2.0B AUM0.06%$1M39.2KQ1 2026OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.04%$2M65.2KQ1 2026OLDER
MONETA GROUP INVESTMENT ADVISORS LLC$13.3B AUM0.01%$2M48.7KQ1 2026OLDER
OPTIMA CAPITAL LLC$215M AUM0.01%$18,586530Q4 2025OLDER
Empowered Funds, LLC$15.7B AUM0.01%$1M33.0KQ2 2026
CENTRAL TRUST Co$5.1B AUM0.00%$174,1105.2KQ1 2026OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$1M34.8KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$1M32.5KQ1 2026OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$5M158.3KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$24,897739Q1 2026OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$121,9583.6KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$19,978593Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$19,258552Q4 2025OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$42,7531.3KQ1 2026OLDER
AMERICAN CENTURY COMPANIES INC$194.3B AUM0.00%$694,11520.6KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$311,1949.2KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$228,6736.6KQ4 2025OLDER
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.00%$1M36.1KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$5M136.8KQ1 2026OLDER
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$525,76615.6KQ1 2026OLDER
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$8M246.2KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$49,8751.4KQ4 2025OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$233,0946.9KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$1M43.8KQ1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$10M310.7KQ1 2026OLDER
Creative Planning$147.4B AUM0.00%$268,0388.0KQ1 2026OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$334,5169.6KQ1 2026OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$11M317.8KQ4 2025OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$459,33513.2KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$337,15610.9KQ3 2025OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$93,0852.8KQ1 2026OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$6,468192Q1 2026OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$81,5302.4KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$856,43425.4KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$3M83.0KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$435,90112.9KQ1 2026OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$490,76214.6KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$453,70313.5KQ1 2026OLDER
Nuveen, LLC$369.3B AUM0.00%$252,8437.5KQ1 2026OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$206,5206.1KQ1 2026OLDER
VANGUARD PORTFOLIO MANAGEMENT LLC$1.91T AUM0.00%$1M33.3KQ1 2026OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$41412.3KQ1 2026OLDER
Vanguard Global Advisers, LLC$186.5B AUM0.00%$86,4152.6KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$155,2094.6KQ1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$23,683703Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$47,9411.4KQ1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.00%$55014Q2 2026
CWM, LLC$38.1B AUM0.00%$6,300187Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$272,6007.8KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$73,2172.2KQ2 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$159,9604.6KQ4 2025OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$10,579314Q1 2026OLDER
True Wealth Design, LLC$360M AUM0.00%$321Q3 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$3039Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$80,5432.3KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$33,6901.0KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$17,755527Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$9,298276Q1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$341Q1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$341Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$6,000189Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$1033Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$2367Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$341Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$3,20195Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$1685Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.