SEC 13F Intelligence

AQUAVENTURE HLDGS LTD

CUSIP G0443N107

Aquaventure Hldgs Ltd has 71 institutional holders in Filings Flow’s 13F database, together reporting 7.98M shares worth $389M as of Q3 2019. The largest reported holders are Ubs Am, A Distinct Business Unit Of Ubs Asset Management Americas LLC, Fora Capital, LLC, and Clear Harbor Asset Management, LLC.

Institutional Holders
71
Q3 2019
Reported Value
$389M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 63Q4 ’18Q1 ’19: 67Q1 ’19Q2 ’19: 62Q2 ’19Q3 ’19: 71Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $104MQ4 ’18Q1 ’19: $289MQ1 ’19Q2 ’19: $345MQ2 ’19Q3 ’19: $389MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
HARVEST MANAGEMENT LLC$206M AUM1.35%$678,00025.0KQ4 2019OLDER
ARDSLEY ADVISORY PARTNERS LP$784M AUM1.30%$8M300.0KQ4 2019OLDER
Elk Creek Partners, LLC$582M AUM1.28%$11M411.8KQ4 2019OLDER
Monarch Partners Asset Management LLC$339M AUM1.28%$6M211.5KQ4 2019OLDER
MARATHON CAPITAL MANAGEMENT$445M AUM0.93%$3M100.4KQ4 2019OLDER
ALPINE ASSOCIATES MANAGEMENT INC.$1.7B AUM0.80%$25M922.0KQ4 2019OLDER
Spouting Rock Asset Management, LLC$273M AUM0.79%$3M113.6KQ1 2020
Wellington Shields & Co., LLC$392M AUM0.70%$1M74.3KQ2 2019OLDER
Empire Life Investments Inc.$1.6B AUM0.33%$4M158.2KQ4 2019OLDER
SG Capital Management LLC$1.5B AUM0.26%$2M83.1KQ2 2019OLDER
Hosking Partners LLP$2.8B AUM0.22%$9M340.3KQ4 2019OLDER
Granahan Investment Management, LLC$2.1B AUM0.21%$5M171.6KQ4 2019OLDER
RIVER GLOBAL INVESTORS LLP$515M AUM0.21%$2M75.9KQ2 2019OLDER
Carlson Capital, L.P.$318M AUM0.20%$11M405.0KQ4 2019OLDER
ESSEX INVESTMENT MANAGEMENT CO LLC$632M AUM0.18%$1M65.6KQ3 2019OLDER
Cruiser Capital Advisors, LLC$257M AUM0.16%$207,00010.6KQ3 2019OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.14%$7M263.2KQ4 2019OLDER
Manchester Capital Management LLC$694M AUM0.13%$1M44.3KQ4 2019OLDER
Wellington Shields Capital Management, LLC$666M AUM0.13%$773,00038.7KQ2 2019OLDER
Electron Capital Partners, LLC$2.6B AUM0.09%$635,00032.7KQ3 2019OLDER
Teton Advisors, Inc.$164M AUM0.09%$881,00032.5KQ4 2019OLDER
ClariVest Asset Management LLC$980M AUM0.09%$4M199.0KQ4 2019OLDER
Jefferies Group LLC$12.0B AUM0.06%$8M287.0KQ4 2019OLDER
AQR Arbitrage LLC$6.1B AUM0.05%$3M112.3KQ4 2019OLDER
ArrowMark Colorado Holdings LLC$3.8B AUM0.05%$5M255.0KQ3 2019OLDER
Perella Weinberg Partners Capital Management LP$993M AUM0.05%$1M57.0KQ2 2019OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.04%$822,00030.3KQ4 2019OLDER
PICTET ASSET MANAGEMENT LTD$91.8B AUM0.03%$19M716.1KQ4 2019OLDER
FORA Capital, LLC$1.4B AUM0.03%$330M12.2KQ4 2019OLDER
ARIEL INVESTMENTS, LLC$8.9B AUM0.03%$2M85.6KQ4 2019OLDER
CREDIT AGRICOLE S A$38.1B AUM0.03%$583,00030.0KQ3 2019OLDER
Conestoga Capital Advisors, LLC$5.0B AUM0.02%$921,00033.9KQ4 2019OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.02%$547,00027.4KQ2 2019OLDER
Clear Harbor Asset Management, LLC$1.4B AUM0.02%$95M3.5KQ4 2019OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.02%$9M345.8KQ4 2019OLDER
KORNITZER CAPITAL MANAGEMENT INC /KS$4.6B AUM0.02%$881,00032.5KQ4 2019OLDER
PDT Partners, LLC$1.7B AUM0.01%$231,00011.9KQ3 2019OLDER
Qube Research & Technologies Ltd$89.9B AUM0.01%$437,00016.1KQ4 2019OLDER
Tortoise Index Solutions, LLC$497M AUM0.01%$60,0002.2KQ4 2019OLDER
ROYCE & ASSOCIATES LP$10.1B AUM0.01%$1M50.0KQ4 2019OLDER
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT$2.0B AUM0.01%$219,0008.1KQ4 2019OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.01%$880,00032.5KQ4 2019OLDER
DRIEHAUS CAPITAL MANAGEMENT LLC$13.6B AUM0.01%$319,00016.4KQ3 2019OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.01%$13M489.7KQ4 2019OLDER
Calamos Advisors LLC$28.2B AUM0.01%$2M92.8KQ3 2019OLDER
WINTON GROUP Ltd$2.9B AUM0.01%$611,00022.5KQ4 2019OLDER
AXA S.A.$256M AUM0.01%$2M66.4KQ4 2019OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.01%$5M180.6KQ4 2019OLDER
TORTOISE CAPITAL ADVISORS, L.L.C.$9.6B AUM0.01%$854,00031.5KQ4 2019OLDER
Dorsey Wright & Associates$807M AUM0.01%$16,000576Q4 2019OLDER
CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM0.00%$789,00029.1KQ4 2019OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$57,0002.9KQ3 2019OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$2M73.9KQ4 2019OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$3M108.3KQ4 2019OLDER
GABELLI FUNDS LLC$14.8B AUM0.00%$488,00018.0KQ4 2019OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$497,00018.3KQ4 2019OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$339,00012.5KQ4 2019OLDER
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.00%$75,0002.8KQ4 2019OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$13M495.8KQ4 2019OLDER
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$162.5B AUM0.00%$3M98.6KQ4 2019OLDER
CREDIT SUISSE AG/$104.5B AUM0.00%$3M105.2KQ4 2019OLDER
AIGEN INVESTMENT MANAGEMENT, LP$389M AUM0.00%$11,000405Q4 2019OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$498,00025.6KQ3 2019OLDER
Nuveen Asset Management, LLC$354.1B AUM0.00%$4M156.5KQ4 2019OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$3M108.1KQ4 2019OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$32,0001.2KQ4 2019OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$210,0007.7KQ4 2019OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$5M170.6KQ4 2019OLDER
Swiss National Bank$173.8B AUM0.00%$987,00036.4KQ4 2019OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$593,00021.9KQ4 2019OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$520,00019.2KQ4 2019OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$711,00026.2KQ4 2019OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$1M53.4KQ4 2019OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$1M45.9KQ4 2019OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$223,0008.2KQ4 2019OLDER
Quantamental Technologies LLC$106M AUM0.00%$2,00096Q3 2019OLDER
SEI INVESTMENTS CO$108.4B AUM0.00%$248,00012.8KQ3 2019OLDER
MACKENZIE FINANCIAL CORP$83.3B AUM0.00%$218,00011.2KQ3 2019OLDER
Allianz Asset Management GmbH$95.4B AUM0.00%$603,00022.2KQ4 2019OLDER
Zurcher Kantonalbank (Zurich Cantonalbank)$46.0B AUM0.00%$45,0001.6KQ4 2019OLDER
Proficio Capital Partners LLC$1.9B AUM0.00%$1,00051Q2 2019OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$439M16.2KQ4 2019OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$223,00011.5KQ3 2019OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$249,0009.2KQ4 2019OLDER
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$327,00012.1KQ4 2019OLDER
AMERICAN CENTURY COMPANIES INC$194.3B AUM0.00%$208,0007.7KQ4 2019OLDER
UBS Group AG$666.3B AUM0.00%$562,00020.7KQ4 2019OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$89M3.3KQ4 2019OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$362,00013.3KQ4 2019OLDER
Aperio Group, LLC$33.8B AUM0.00%$22,0001.1KQ2 2019OLDER
Legal & General Group Plc$432.4B AUM0.00%$151,0005.5KQ4 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$3,000103Q4 2019OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$5,000199Q4 2019OLDER
NOMURA ASSET MANAGEMENT CO LTD$38.8B AUM$00Q4 2019OLDER
MEEDER ASSET MANAGEMENT INC$1.7B AUM$013Q4 2019OLDER
Financial Gravity Asset Management, Inc.$562M AUM$017Q3 2019OLDER
Willingdon Wealth Management$397M AUM$010Q3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.