SEC 13F Intelligence

Managers / Q1 2026

Wellington Shields & Co., LLC

CIK 0001506073 · 60 BROAD STREET, NEW YORK, NY, 10004 · 212-320-3000

Reported Value
$392M
Q1 2026
Positions
321
Filings on Record
33
2019–present window
Filed
May 4, 2026
original filing

Summary

Wellington Shields & Co., LLC reported $392M in U.S.-listed holdings across 321 positions for Q1 2026.

Its largest position, AAPL, represents 7.1% of the portfolio.

Compared with Q4 2025, the fund opened 21 new positions and exited 21.

Portfolio Metrics

Turnover
+7.3%
vs prior filed quarter
Top-10 Concentration
+34.3%
share of reported value
Largest Position
+7.1%
Apple Inc Com
New / Exited
21 / 21
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $175MQ4 ’18Q1 ’19: $196MQ2 ’19: $212MQ3 ’19: $65MQ4 ’19: $226MQ4 ’19Q1 ’20: $181MQ2 ’20: $228MQ3 ’20: $238MQ4 ’20: $279MQ4 ’20Q1 ’21: $279MQ2 ’21: $303MQ3 ’21: $287MQ4 ’21: $501MQ4 ’21Q1 ’22: $304MQ2 ’22: $413MQ3 ’22: $229MQ4 ’22: $440MQ4 ’22Q1 ’23: $446MQ2 ’23: $425MQ3 ’23: $400MQ4 ’23: $421MQ4 ’23Q1 ’24: $298MQ2 ’24: $307MQ3 ’24: $329MQ4 ’24: $326MQ4 ’24Q1 ’25: $319MQ2 ’25: $353MQ3 ’25: $383MQ4 ’25: $405MQ4 ’25Q1 ’26: $392Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 90.4%ETP: 4.9%Other: 1.8%ADR: 1.1%REIT: 1.1%Other: 0.7%
  • Common Stock · 90.4% · $355M
  • ETP · 4.9% · $19M
  • Other · 1.8% · $7M
  • ADR · 1.1% · $4M
  • REIT · 1.1% · $4M
  • Other · 0.7% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PAHUSDELEMENT SOLUTIONS INC COMNEW+32.8K32.8K+$1M$1M
SJMSMUCKER J M CO COM NEWNEW+5.5K5.5K+$530,516$530,516
KMBKIMBERLY-CLARK CORP COMNEW+4.5K4.5K+$434,597$434,597
INVESCO OIL & GAS SERVICES ETFNEW+10.4K10.4K+$431,805$431,805
INVESCO PHARMACEUTICALS ETFNEW+3.0K3.0K+$315,717$315,717
ISHARES CORE DIVIDEND GROWTH ETFNEW+4.4K4.4K+$312,161$312,161
INVESCO BUILDING & CONSTRUCTION ETFNEW+2.8K2.8K+$273,311$273,311
TBILF/M US TREASURY 3 MONTH BILL FUNDNEW+5.3K5.3K+$261,765$261,765

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →Stock7.06%$28M109.2K
2MSFTMICROSOFT CORP COMhistory →Stock6.58%$26M69.7K
3GOOGALPHABET INC CAP STK CL CStock3.80%$15M51.9K
4JPMJPMORGAN CHASE & CO COMhistory →Stock3.57%$14M47.6K
5EXMOCEXXON MOBIL CORP COMhistory →Stock3.40%$13M78.7K
6LLYELI LILLY & CO COMhistory →Stock3.04%$12M13.0K
7NVDANVIDIA CORPORATION COMhistory →Stock3.04%$12M68.3K
8CATCATERPILLAR INC COMhistory →Stock1.71%$7M9.5K
9ABBVABBVIE INC COMhistory →Stock1.71%$7M30.8K
10AMZNAMAZON COM INC COMhistory →Stock1.63%$6M30.6K
11IBMINTERNATIONAL BUSINESS MACHS COMhistory →Stock1.61%$6M26.1K
12STATE STREET SPDR S&P 500 ETFETF1.18%$5M7.1K
13HONGBPHONEYWELL INTL INC COMhistory →Stock1.15%$5M20.0K
14WMTWALMART INC COMhistory →Stock1.14%$4M36.0K
15BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.12%$4M9.2K
16UNPUNION PAC CORP COMhistory →Stock1.08%$4M17.4K
17JNJJOHNSON & JOHNSON COMhistory →Stock1.06%$4M17.1K
18GLWCORNING INC COMhistory →Stock1.02%$4M29.4K
19BXBLACKSTONE INC COMStock0.97%$4M33.1K
20VVISA INC COM CL AStock0.96%$4M12.4K
216RJ0ROCKET LAB CORP COMStock0.95%$4M58.1K
22GE AEROSPACE COM NEWStock0.91%$4M12.5K
23ILMNILLUMINA INC COMStock0.90%$4M28.6K
24TRVCCITIGROUP INC COM NEWStock0.89%$4M30.9K
25NEMNEWMONT CORP COMStock0.87%$3M31.4K
26ABTABBOTT LABORATORIES COMStock0.78%$3M29.7K
27KMIKINDER MORGAN INC DEL COMStock0.77%$3M89.6K
28PANWPALO ALTO NETWORKS INC COMStock0.76%$3M18.6K
29AVGOBROADCOM INC COMStock0.75%$3M9.5K
30MRKMERCK & CO INC COMStock0.71%$3M23.3K
31CEGCONSTELLATION ENERGY CORP COMStock0.71%$3M10.0K
32MCKMCKESSON CORP COMStock0.70%$3M3.2K
33CHVCHEVRON CORPORATION COMStock0.69%$3M13.1K
34DISDISNEY WALT CO COMStock0.68%$3M27.7K
35FLOFLOWERS FOODS INC COMStock0.67%$3M321.1K
36NDQINVESCO QQQ TRUST SERIES IETF0.64%$2M4.3K
37TAT&T INC COMStock0.63%$2M85.5K
38SPGIS&P GLOBAL INC COMStock0.63%$2M5.8K
39BMYBRISTOL-MYERS SQUIBB CO COMStock0.62%$2M40.2K
40GEVGE VERNOVA INC COMStock0.61%$2M2.7K
41PGPROCTER & GAMBLE CO COMStock0.60%$2M16.2K
42WMWASTE MGMT INC DEL COMStock0.55%$2M9.4K
43TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADSADR0.55%$2M6.3K
44PFEPFIZER INC COMStock0.55%$2M76.3K
45APOAPOLLO GLOBAL MGMT INC COMStock0.55%$2M19.2K
46HDHOME DEPOT INC COMStock0.54%$2M6.5K
47PLTRPALANTIR TECHNOLOGIES INC CL AStock0.54%$2M14.4K
48CFGCITIZENS FINL GROUP INC COMStock0.52%$2M34.0K
49CSCOCISCO SYS INC COMStock0.49%$2M24.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$392M321May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$405M321Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$383M324Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$353M316Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$319M304May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$326M295Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$329M310Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$307M304Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$298M304May 23, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$421M295Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$400M289Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$425M292Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$446M298May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$440M292Feb 15, 202313F-HRchanges · EDGAR ↗
Q3 2022$229M279Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$413M284Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$304M224May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$501M230Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$287M217Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$303M214Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$279M201May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$279M189Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$238M180Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$228M179Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$181M159May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$226M178Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$65M91Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$212M177Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$196M165May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$175M151Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.